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MACH7 TECHNOLOGIES LIMITED Major Shareholding Notification 2023

Jan 29, 2023

65285_rns_2023-01-29_aca7421f-d95c-4077-be11-04194a186623.pdf

Major Shareholding Notification

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604 page 1/2 15 July 2001

604
page 1/2 15 July 2001
604
page 1/2 15 July 2001
604
page 1/2 15 July 2001
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To:Company Name/Scheme
Mach7 Technologies Limited
ACN/ARSN
007 817 192
1. Details of substantial holder (1)
Name
The entities named in Section 4 below (each a “Substantial Holder”)
ACN/ARSN (if applicable)
There was a change in the interests of the
substantial holder on
See Attachment A
The previous notice was given to the company on
12
/
05
/
22
The previous notice was dated
11
/
05
/
22
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
in when last required, and when now required, to give a substantial holding notice to the company of scheme, are as follows:
Class of securities (4)
Previousnotice
Presentnotice
Person’s
votes
Voting power (5)
Person’s votes
Voting power (5)
FPO
36,699,105
15.37%
34,344,226
14.34%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give a substantial holding notice to the company or scheme as follows:
Date of
change
Person whose
relevant
interest
changed
Nature of
change (6)
Consideration
given in relation to
change (7)
Class and
number of
securities
affected
Person’s
votes
affected
Various –
see
Attachment
A
JM Financial
Group Limited
and No Plan B
Pty Ltd
On-market trading (refer Attachment A).
Mach7 Technologies Limited

007 817 192
The entities named in Section 4 below (each a “Substantial Holder”)

604 page 2/2 15 July 2001

4. Present relevant interest

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

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4. Present relevant interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of
relevant
interest
Registered
holder of
securities
Person entitled to be
registered as holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person’s
votes
JM Financial
Group
Limited
Sandhurst
Trustees Ltd
a/c>
JM Financial Group
Limited
Power to exercise a
vote attached to the
securities and
dispose of the
securities which are
held in client
discretionary
investment
accounts managed
by JM Financial
Group (see section
608(1)(b) and
608(1)(c)
34,344,226
FPO
34,344,226
FPO
No Plan B
Pty Ltd
Sandhurst
Trustees Ltd
a/c>
JM Financial Group
Limited
Relevant interest
under section
608(3)(a)
34,344,226
FPO
34,344,226
FPO
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to
voting interests in the company or scheme are as follows:
Name andACN/ARSN(ifapplicable)
Nature ofassociation
N/A
6. Addresses
The addresses of persons named in this form are as follows:
Name
Address
EachSubstantial Holder
Level8,140Bourke Street,Melbourne
SandhurstTrusteesLimited
Level5,120Harbour Esplanade,DocklandsVIC 3008
Signature
print name
Lee Mitchell
capacity
Company Secretary
sign here
date
30
/
01/
2023
DIRECTIONS
(1)
If there are a number of substantial holders with similar or related relevant issues (eg. A corporation and its related corporations, or the manager and trustee of an
equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to
throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the
form.
(2)
See the definition of “associate” in Section 9 of the Corporations Act 2001.
(3)
See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4)
The voting shares of a company constitute one class unless divided into separate classes.

604 page 2/2 15 July 2001

(5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (6) Include details of:

  • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out

    • the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • (b) any qualification of the power of a person to exercise, control the exercise of, the voting powers or disposal of the securities to

  • which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

(8) If the substantial holder in unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write “unknown”.

  • (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

604 page 1/2 15 July 2001

Attachment A

Attachment A
Nature of Change Trade Date Number of fully paid
ordinary securities
affected
Consideration Given Votes affected
On-market Purchase 09/05/2022 100,000 58250 100000
On-market Sale 26/05/2022 14,796 8873.12 14796
On-market Purchase 26/05/2022 4,594 2751.92 4594
On-market Sale 09/06/2022 46,728 29212.75 46728
On-market Purchase 09/06/2022 20,907 13074.63 20907
On-market Purchase 15/06/2022 44,952 25622.64 44952
On-market Purchase 20/06/2022 69,957 33280.01 69957
On-market Sale 23/06/2022 16,488 7842.08 16488
On-market Purchase 23/06/2022 84,899 38728.71 84899
On-market Sale 28/06/2022 36,861 18799.11 36861
On-market Sale 29/06/2022 40,802 19605.42 40802
On-market Purchase 29/06/2022 5,269 2504.92 5269
On-market Sale 30/06/2022 498,566 245718.54 498566
On-market Purchase 30/06/2022 299,323 147564.51 299323
On-market Sale 15/07/2022 10,000 6245.21 10000
On-market Sale 21/07/2022 221,926 169240.77 221926
On-market Sale 22/07/2022 109,544 81320.32 109544
On-market Sale 28/07/2022 126,474 90107.33 126474
On-market Sale 29/07/2022 70,831 50145.59 70831
On-market Sale 01/08/2022 47,308 33183.53 47308
On-market Sale 04/08/2022 75,122 52620.41 75122
On-market Sale 05/08/2022 74,559 52232.31 74559
On-market Sale 08/08/2022 184,762 129333.4 184762
On-market Sale 09/08/2022 142,501 101513.58 142501
On-market Sale 10/08/2022 132,570 92985 132570
On-market Purchase 15/08/2022 14,745 10140.09 14745
On-market Purchase 16/08/2022 7,642 5272.48 7642
On-market Sale 22/08/2022 59,054 38385.1 59054
On-market Sale 29/08/2022 10,516 7081.96 10516
On-market Purchase 29/08/2022 10,516 7081.96 10516
On-market Sale 30/08/2022 48,253 33242.11 48253
On-market Purchase 30/08/2022 14,593 10053.3 14593
On-market Purchase 31/08/2022 8,576 5617.28 8576
On-market Sale 01/09/2022 7,955 5568.5 7955
On-market Purchase 01/09/2022 1,424 932.72 1424
On-market Sale 09/09/2022 63,137 40777.09 63137
On-market Sale 12/09/2022 36 23.94 36
On-market Sale 13/09/2022 18,557 12254.47 18557
On-market Sale 14/09/2022 108 70.74 108
On-market Sale 15/09/2022 18,162 11996.11 18162
On-market Sale 29/09/2022 10,230 5748.38 10230
604
GUIDE page 1/1
13 March2000
Votes affected
10230
51365
50839
14170
2381
32627
6559
1373
2912
5204
178176
21638
79047
13542
114947
217760
155130
87192
40887
Nature of Change Trade Date Number of fully paid
ordinary securities
affected
Consideration Given Votes affected
On-market Purchase 29/09/2022 10,230 5748.38 10230
On-market Sale 05/10/2022 51,365 28824.67 51365
On-market Purchase 05/10/2022 50,839 28529.49 50839
On-market Sale 27/10/2022 14,170 8752.41 14170
On-market Purchase 27/10/2022 2,381 1472.7 2381
On-market Sale 29/11/2022 32,627 21254.94 32627
On-market Purchase 29/11/2022 6,559 4310.74 6559
Off-market Transfer 29/11/2022 1,373 939.13 1373
On-market Sale 29/12/2022 2,912 1616.16 2912
On-market Purchase 29/12/2022 5,204 2888.22 5204
On-market Sale 03/01/2023 178,176 123639.21 178176
On-market Sale 04/01/2023 21,638 15029.75 21638
On-market Sale 05/01/2023 79,047 53499.09 79047
On-market Sale 09/01/2023 13,542 9140.85 13542
On-market Sale 10/01/2023 114,947 78996.2 114947
On-market Sale 11/01/2023 217,760 155907.67 217760
On-market Sale 13/01/2023 155,130 117226.62 155130
On-market Sale 16/01/2023 87,192 66807.47 87192
On-market Sale 17/01/2023 40,887 30869.68 40887