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MACH7 TECHNOLOGIES LIMITED Major Shareholding Notification 2022

May 11, 2022

65285_rns_2022-05-11_92dc8f12-b6bb-444c-8a27-45a36481d2b7.pdf

Major Shareholding Notification

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604 page 1/2 15 July 2001

604
page 1/2 15 July 2001
604
page 1/2 15 July 2001
604
page 1/2 15 July 2001
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To:Company Name/Scheme
Mach7 Technologies Limited
ACN/ARSN
007 817 192
1. Details of substantial holder (1)
Name
The entities named in Section 4 below (each a “Substantial Holder”)
ACN/ARSN (if applicable)
There was a change in the interests of the
substantial holder on
See Attachment A
The previous notice was given to the company on
04
/
06
/
20
The previous notice was dated
04
/
06
/
20
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
in when last required, and when now required, to give a substantial holding notice to the company of scheme, are as follows:
Class of securities (4)
Previousnotice
Presentnotice
Person’s
votes
Voting power (5)
Person’s votes
Voting power (5)
FPO
26,238,486
14.35%
36,699,105
15.37%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give a substantial holding notice to the company or scheme as follows:
Date of
change
Person whose
relevant
interest
changed
Nature of
change (6)
Consideration
given in relation to
change (7)
Class and
number of
securities
affected
Person’s
votes
affected
Various –
see
Attachment
A
JM Financial
Group Limited
and No Plan B
Pty Ltd
On-market trading and participation in entitlement offer (refer Attachment A).
Mach7 Technologies Limited

007 817 192
The entities named in Section 4 below (each a “Substantial Holder”)

604 page 2/2 15 July 2001

4. Present relevant interest

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

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4. Present relevant interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of
relevant
interest
Registered
holder of
securities
Person entitled to be
registered as holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person’s
votes
JM Financial
Group
Limited
Sandhurst
Trustees Ltd
a/c>
JM Financial Group
Limited
Power to exercise a
vote attached to the
securities and
dispose of the
securities which are
held in client
discretionary
investment
accounts managed
by JM Financial
Group (see section
608(1)(b) and
608(1)(c)
36,699,105
FPO
36,699,105
FPO
No Plan B
Pty Ltd
Sandhurst
Trustees Ltd
a/c>
JM Financial Group
Limited
Relevant interest
under section
608(3)(a)
36,699,105
FPO
36,699,105
FPO
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to
voting interests in the company or scheme are as follows:
Name andACN/ARSN(ifapplicable)
Nature ofassociation
N/A
6. Addresses
The addresses of persons named in this form are as follows:
Name
Address
EachSubstantial Holder
Level8,140Bourke Street,Melbourne
SandhurstTrusteesLimited
Level5,120Harbour Esplanade,DocklandsVIC 3008
Signature
print name
Lee Mitchell
capacity
Company Secretary
sign here
date
11
/
05/
2022
DIRECTIONS
(1)
If there are a number of substantial holders with similar or related relevant issues (eg. A corporation and its related corporations, or the manager and trustee of an
equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to
throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the
form.
(2)
See the definition of “associate” in Section 9 of the Corporations Act 2001.
(3)
See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4)
The voting shares of a company constitute one class unless divided into separate classes.

604 page 2/2 15 July 2001

(5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (6) Include details of:

  • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out

    • the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • (b) any qualification of the power of a person to exercise, control the exercise of, the voting powers or disposal of the securities to

  • which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

(8) If the substantial holder in unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write “unknown”.

  • (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

604 page 1/2 15 July 2001

Attachment A

Attachment A
Nature of Change Trade Date Number of fully paid
ordinary securities
affected
Consideration Given Votes affected
On-market Sale 28/05/2020 518,789 $370,710.54 518,789
On-market Sale 29/05/2020 150,000 $105,000.00 150,000
On-market Sale 01/06/2020 80,396 $58,385.10 80,396
On-market Sale 02/06/2020 114,016 $82,378.50 114,016
On-market Sale 05/06/2020 55,996 $43,116.92 55,996
On-market Purchase 05/06/2020 56,760 $43,705.20 56,760
On-market Sale 12/06/2020 387,684 $349,523.10 387,684
On-market Sale 15/06/2020 35,574 $32,842.63 35,574
On-market Purchase 15/06/2020 50,753 $42,192.76 50,753
On-market Sale 16/06/2020 166,401 $150,093.20 166,401
On-market Sale 17/06/2020 30,058 $27,653.66 30,058
Participation in
Institutional Entitlement
Offer
17/06/2020 6,911,834 $4,700,047.12 6,911,834
On-market Sale 18/06/2020 225,674 $208,556.40 225,674
On-market Purchase 18/06/2020 50,000 $43,500.00 50,000
On-market Sale 19/06/2020 116,550 $104,989.99 116,550
On-market Sale 22/06/2020 22,118 $20,449.75 22,118
On-market Sale 24/06/2020 20,276 $18,708.71 20,276
On-market Purchase 24/06/2020 4,347 $4,054.03 4,347
On-market Purchase 29/06/2020 50,000 $47,000.00 50,000
On-market Purchase 02/07/2020 60,039 $57,587.25 60,039
On-market Purchase 03/07/2020 152,381 $144,089.19 152,381
On-market Purchase 06/07/2020 2,868 $2,609.88 2,868
On-market Purchase 07/07/2020 184,712 $169,337.87 184,712
On-market Purchase 08/07/2020 400,000 $346,000.00 400,000
On-market Purchase 09/07/2020 139,090 $122,425.77 139,090
On-market Purchase 10/07/2020 94,049 $81,382.10 94,049
On-market Purchase 13/07/2020 110,951 $95,117.85 110,951
On-market Purchase 14/07/2020 200,000 $166,350.00 200,000
On-market Purchase 15/07/2020 62,382 $52,027.09 62,382
On-market Purchase 16/07/2020 62,618 $51,722.97 62,618
On-market Purchase 17/07/2020 180,000 $148,199.94 180,000
On-market Purchase 20/07/2020 20,000 $16,400.00 20,000
On-market Sale 21/07/2020 63,040 $54,524.49 63,040
On-market Purchase 24/07/2020 50,000 $43,000.00 50,000
On-market Sale 28/07/2020 70,310 $67,898.94 70,310
On-market Purchase 28/07/2020 175,653 $167,004.65 175,653
On-market Sale 29/07/2020 14,508 $13,782.60 14,508
On-market Purchase 29/07/2020 27,985 $26,305.90 27,985
On-market Purchase 30/07/2020 50,000 $47,000.00 50,000
On-market Purchase 31/07/2020 80,910 $75,400.84 80,910
On-market Sale 03/08/2020 25,000 $23,526.82 25,000
On-market Purchase 03/08/2020 150,000 $138,250.05 150,000
On-market Sale 04/08/2020 36,620 $33,939.71 36,620
On-market Purchase 04/08/2020 100,000 $90,500.00 100,000
604
GUIDE page 1/1
13 March2000
Votes affected
150,000
169,569
26,845
25,536
12,700
12,280
12,497
218,750
66,659
62,409
15,358
78,957
1,993
21,043
98,007
57,601
46,429
51,315
80,585
50,000
2,058
150,000
100,000
31,158
39,747
135,234
123,272
24,950
12,168
22,096
5,476
37,861
50,636
49,696
32,119
4,460
135,540
84,918
48,272
14,532
44,790
40,678
37,354
52,452
22,764
200,000
155,504
Nature of Change Trade Date Number of fully paid
ordinary securities
affected
Consideration Given Votes affected
On-market Purchase 05/08/2020 150,000 $132,750.00 150,000
On-market Sale 06/08/2020 169,569 $159,489.82 169,569
On-market Sale 10/08/2020 26,845 $25,502.75 26,845
On-market Sale 25/08/2020 25,536 $26,483.02 25,536
On-market Purchase 25/08/2020 12,700 $13,454.48 12,700
Off-market Transfer 31/08/2020 12,280 $- 12,280
On-market Purchase 14/09/2020 12,497 $12,434.52 12,497
Off-market Transfer 28/09/2020 218,750 $230,781.25 218,750
On-market Sale 29/09/2020 66,659 $76,947.56 66,659
On-market Purchase 29/09/2020 62,409 $72,017.56 62,409
On-market Sale 30/09/2020 15,358 $17,460.08 15,358
On-market Purchase 02/10/2020 78,957 $82,301.93 78,957
On-market Sale 05/10/2020 1,993 $2,152.44 1,993
On-market Purchase 05/10/2020 21,043 $21,884.72 21,043
On-market Sale 06/10/2020 98,007 $107,237.59 98,007
On-market Sale 07/10/2020 57,601 $64,679.82 57,601
On-market Sale 08/10/2020 46,429 $52,129.13 46,429
On-market Sale 19/10/2020 51,315 $54,025.46 51,315
On-market Sale 27/10/2020 80,585 $75,749.90 80,585
On-market Purchase 28/10/2020 50,000 $45,000.00 50,000
Off-market Transfer 28/10/2020 2,058 $- 2,058
On-market Sale 29/10/2020 150,000 $140,565.90 150,000
On-market Purchase 29/10/2020 100,000 $88,000.00 100,000
On-market Purchase 06/11/2020 31,158 $29,132.73 31,158
On-market Purchase 09/11/2020 39,747 $37,759.65 39,747
On-market Purchase 10/11/2020 135,234 $128,542.59 135,234
On-market Purchase 11/11/2020 123,272 $119,296.65 123,272
On-market Purchase 12/11/2020 24,950 $25,419.23 24,950
Off-market Transfer 23/11/2020 12,168 $- 12,168
On-market Sale 25/11/2020 22,096 $26,254.48 22,096
On-market Purchase 25/11/2020 5,476 $6,557.69 5,476
On-market Sale 26/11/2020 37,861 $45,054.59 37,861
On-market Purchase 03/12/2020 50,636 $66,583.15 50,636
On-market Sale 10/12/2020 49,696 $60,279.78 49,696
On-market Purchase 10/12/2020 32,119 $38,747.96 32,119
On-market Purchase 14/12/2020 4,460 $5,418.90 4,460
On-market Purchase 15/12/2020 135,540 $164,908.94 135,540
On-market Purchase 16/12/2020 84,918 $106,853.25 84,918
On-market Purchase 17/12/2020 48,272 $62,603.62 48,272
On-market Purchase 18/12/2020 14,532 $17,947.02 14,532
On-market Purchase 21/12/2020 44,790 $54,907.61 44,790
On-market Purchase 22/12/2020 40,678 $48,970.37 40,678
On-market Sale 23/12/2020 37,354 $44,793.24 37,354
On-market Purchase 23/12/2020 52,452 $62,948.25 52,452
On-market Purchase 21/01/2021 22,764 $29,820.84 22,764
On-market Sale 25/01/2021 200,000 $290,053.40 200,000
On-market Sale 27/01/2021 155,504 $235,533.67 155,504
604
GUIDE page 1/1
13 March2000
Votes affected
92,764
42,335
6,900
118,638
26,056
46,610
21,250
109,091
326,327
326,327
1,584,105
45,998
296,615
22,874
10,019
52,572
300,048
99
24,901
27,507
77,507
100,000
50,000
300,000
7,518
342,482
66,818
47,819
11,701
545
25,992
24,000
16,796
20,000
15,250
2,727
4,087
2,170
88,174
275,846
241,825
250,181
40,000
15,926
14,983
151,178
55,271
Nature of Change Trade Date Number of fully paid
ordinary securities
affected
Consideration Given Votes affected
On-market Sale 28/01/2021 92,764 $138,252.90 92,764
On-market Purchase 28/01/2021 42,335 $62,643.93 42,335
Off-market Transfer 28/01/2021 6,900 $- 6,900
On-market Sale 29/01/2021 118,638 $182,372.35 118,638
On-market Sale 01/02/2021 26,056 $39,097.11 26,056
On-market Sale 02/02/2021 46,610 $70,102.60 46,610
On-market Sale 03/02/2021 21,250 $31,875.00 21,250
On-market Sale 05/02/2021 109,091 $165,794.10 109,091
On-market Sale 09/02/2021 326,327 $466,177.58 326,327
On-market Purchase 09/02/2021 326,327 $466,177.58 326,327
On-market Sale 11/02/2021 1,584,105 $2,376,651.38 1,584,105
On-market Sale 12/02/2021 45,998 $69,835.46 45,998
On-market Sale 15/02/2021 296,615 $459,590.95 296,615
On-market Sale 16/02/2021 22,874 $35,912.18 22,874
On-market Sale 17/02/2021 10,019 $15,529.45 10,019
On-market Purchase 18/02/2021 52,572 $73,149.36 52,572
On-market Sale 19/02/2021 300,048 $450,072.00 300,048
On-market Sale 22/02/2021 99 $149.49 99
On-market Sale 23/02/2021 24,901 $37,600.51 24,901
On-market Sale 25/02/2021 27,507 $39,834.87 27,507
On-market Purchase 25/02/2021 77,507 $112,334.87 77,507
On-market Purchase 26/02/2021 100,000 $143,000.00 100,000
On-market Purchase 04/03/2021 50,000 $70,500.00 50,000
On-market Purchase 05/03/2021 300,000 $383,499.90 300,000
On-market Purchase 08/03/2021 7,518 $9,773.40 7,518
On-market Purchase 09/03/2021 342,482 $431,726.64 342,482
On-market Purchase 10/03/2021 66,818 $82,017.96 66,818
On-market Purchase 11/03/2021 47,819 $58,192.81 47,819
On-market Purchase 12/03/2021 11,701 $14,158.21 11,701
On-market Sale 29/03/2021 545 $727.12 545
On-market Purchase 29/03/2021 25,992 $34,317.16 25,992
On-market Purchase 30/03/2021 24,000 $31,440.00 24,000
On-market Sale 31/03/2021 16,796 $21,834.80 16,796
On-market Sale 13/04/2021 20,000 $27,100.00 20,000
On-market Purchase 13/04/2021 15,250 $20,435.00 15,250
On-market Sale 14/04/2021 2,727 $3,613.27 2,727
On-market Sale 28/04/2021 4,087 $4,896.11 4,087
On-market Purchase 28/04/2021 2,170 $2,595.71 2,170
On-market Purchase 06/05/2021 88,174 $100,957.73 88,174
On-market Purchase 07/05/2021 275,846 $316,433.15 275,846
On-market Purchase 10/05/2021 241,825 $269,603.92 241,825
On-market Purchase 11/05/2021 250,181 $258,871.83 250,181
On-market Purchase 18/05/2021 40,000 $43,974.68 40,000
On-market Sale 26/05/2021 15,926 $17,009.80 15,926
On-market Purchase 26/05/2021 14,983 $16,005.51 14,983
On-market Purchase 03/06/2021 151,178 $156,408.61 151,178
On-market Purchase 16/06/2021 55,271 $56,652.78 55,271
604
GUIDE page 1/1
13 March2000
Votes affected
45,586
4,918
20,000
124,460
93,896
15,273
40,000
34,000
100,000
55,460
24,540
20,000
4,785
43,393
6,375
707
35,423
192,630
168,603
6,702
29,498
33,413
1,813
52,209
27,586
3,016
3,016
15,946
50,000
5,729
100,009
99,991
150,000
50,000
71,370
91,836
11,071
2,477
21,915
18,085
20,000
20,000
20,000
10,000
10,000
20,000
135,307
Nature of Change Trade Date Number of fully paid
ordinary securities
affected
Consideration Given Votes affected
On-market Sale 23/06/2021 45,586 $46,510.42 45,586
On-market Purchase 23/06/2021 4,918 $5,029.06 4,918
On-market Sale 25/06/2021 20,000 $21,000.00 20,000
On-market Sale 28/06/2021 124,460 $130,683.00 124,460
On-market Sale 29/06/2021 93,896 $100,157.64 93,896
On-market Sale 30/06/2021 15,273 $16,342.11 15,273
On-market Sale 07/07/2021 40,000 $41,450.00 40,000
On-market Sale 08/07/2021 34,000 $35,700.00 34,000
On-market Purchase 20/07/2021 100,000 $90,333.30 100,000
On-market Sale 21/07/2021 55,460 $53,796.20 55,460
On-market Sale 22/07/2021 24,540 $24,401.62 24,540
On-market Sale 26/07/2021 20,000 $20,200.00 20,000
On-market Sale 27/07/2021 4,785 $4,713.65 4,785
On-market Purchase 27/07/2021 43,393 $42,935.57 43,393
On-market Sale 25/08/2021 6,375 $6,309.70 6,375
On-market Purchase 25/08/2021 707 $698.38 707
On-market Purchase 01/09/2021 35,423 $33,072.58 35,423
On-market Purchase 03/09/2021 192,630 $188,427.97 192,630
On-market Purchase 06/09/2021 168,603 $163,158.81 168,603
On-market Sale 13/09/2021 6,702 $6,903.06 6,702
On-market Sale 14/09/2021 29,498 $29,694.66 29,498
On-market Sale 15/09/2021 33,413 $33,806.27 33,413
On-market Purchase 29/09/2021 1,813 $1,849.26 1,813
On-market Purchase 30/09/2021 52,209 $54,676.19 52,209
On-market Sale 26/10/2021 27,586 $26,758.42 27,586
On-market Sale 27/10/2021 3,016 $2,833.39 3,016
On-market Purchase 27/10/2021 3,016 $2,833.39 3,016
On-market Sale 28/10/2021 15,946 $15,228.43 15,946
On-market Purchase 03/11/2021 50,000 $45,000.00 50,000
Off-market Transfer 03/11/2021 5,729 $3,918.64 5,729
On-market Purchase 04/11/2021 100,009 $88,007.62 100,009
On-market Purchase 05/11/2021 99,991 $84,492.40 99,991
On-market Purchase 08/11/2021 150,000 $126,499.95 150,000
On-market Purchase 16/11/2021 50,000 $46,000.00 50,000
On-market Purchase 17/11/2021 71,370 $65,446.72 71,370
On-market Purchase 19/11/2021 91,836 $81,234.08 91,836
On-market Sale 24/11/2021 11,071 $9,965.21 11,071
On-market Purchase 24/11/2021 2,477 $2,230.61 2,477
On-market Purchase 29/11/2021 21,915 $18,985.21 21,915
On-market Purchase 30/11/2021 18,085 $15,814.81 18,085
On-market Purchase 02/12/2021 20,000 $17,350.00 20,000
On-market Purchase 06/12/2021 20,000 $17,100.00 20,000
On-market Purchase 07/12/2021 20,000 $16,700.00 20,000
On-market Purchase 08/12/2021 10,000 $8,400.00 10,000
On-market Purchase 13/12/2021 10,000 $8,200.00 10,000
On-market Purchase 14/12/2021 20,000 $16,500.00 20,000
Off-market Transfer 22/12/2021 135,307 $110,951.74 135,307
604
GUIDE page 1/1
13 March2000
Votes affected
3,693
85,382
181,356
139,738
40,000
28,566
35,229
40,000
40,023
160,000
10,000
150,000
112,942
138,127
96,988
279,276
38,306
50,000
25,000
56,484
46,721
10,000
10,000
10,000
46,149
31,449
89,908
1,000,000
12,883
14,526
117,587
50,680
58,230
97,653
110,742
119,904
40,931
57,484
110,057
19,612
49,305
Nature of Change Trade Date Number of fully paid
ordinary securities
affected
Consideration Given Votes affected
On-market Sale 23/12/2021 3,693 $3,028.26 3,693
On-market Sale 24/12/2021 85,382 $68,759.49 85,382
On-market Purchase 06/01/2022 181,356 $143,351.40 181,356
On-market Purchase 10/01/2022 139,738 $111,413.11 139,738
On-market Purchase 11/01/2022 40,000 $31,800.00 40,000
On-market Purchase 12/01/2022 28,566 $22,524.32 28,566
On-market Purchase 13/01/2022 35,229 $27,635.78 35,229
On-market Purchase 14/01/2022 40,000 $31,600.00 40,000
On-market Purchase 18/01/2022 40,023 $31,517.95 40,023
On-market Purchase 19/01/2022 160,000 $122,300.00 160,000
On-market Purchase 20/01/2022 10,000 $7,600.00 10,000
On-market Purchase 21/01/2022 150,000 $111,000.00 150,000
On-market Purchase 24/01/2022 112,942 $80,188.82 112,942
On-market Purchase 27/01/2022 138,127 $93,163.76 138,127
On-market Purchase 28/01/2022 96,988 $65,557.49 96,988
On-market Sale 31/01/2022 279,276 $210,042.64 279,276
On-market Purchase 03/02/2022 38,306 $30,070.21 38,306
On-market Purchase 22/02/2022 50,000 $36,375.00 50,000
On-market Purchase 23/02/2022 25,000 $17,750.00 25,000
On-market Sale 25/02/2022 56,484 $41,541.73 56,484
On-market Sale 28/02/2022 46,721 $35,975.17 46,721
On-market Purchase 03/03/2022 10,000 $7,500.00 10,000
On-market Purchase 04/03/2022 10,000 $7,500.00 10,000
On-market Sale 09/03/2022 10,000 $7,700.00 10,000
On-market Purchase 09/03/2022 46,149 $35,791.60 46,149
On-market Purchase 10/03/2022 31,449 $24,530.22 31,449
On-market Purchase 18/03/2022 89,908 $70,128.24 89,908
On-market Purchase 21/03/2022 1,000,000 $790,000.00 1,000,000
On-market Sale 24/03/2022 12,883 $10,283.60 12,883
On-market Purchase 24/03/2022 14,526 $11,598.00 14,526
On-market Purchase 14/04/2022 117,587 $82,245.17 117,587
On-market Purchase 19/04/2022 50,680 $36,568.31 50,680
On-market Purchase 20/04/2022 58,230 $42,507.90 58,230
On-market Purchase 21/04/2022 97,653 $71,286.69 97,653
On-market Purchase 22/04/2022 110,742 $80,815.30 110,742
On-market Purchase 26/04/2022 119,904 $85,480.52 119,904
On-market Purchase 27/04/2022 40,931 $28,226.63 40,931
On-market Sale 28/04/2022 57,484 $38,161.92 57,484
On-market Purchase 28/04/2022 110,057 $73,620.04 110,057
On-market Sale 29/04/2022 19,612 $13,140.04 19,612
On-market Purchase 06/05/2022 49,305 $29,829.53 49,305