MACH7 TECHNOLOGIES LIMITED — Major Shareholding Notification 2019

Mar 19, 2019

604 page 1/2 15 July 2001

604 page 1/2 15 July 2001	604 page 1/2 15 July 2001	604 page 1/2 15 July 2001
	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder
To:Company Name/Scheme Mach7 Technologies Limited ACN/ARSN 007 817 192 1. Details of substantial holder (1) Name The entities named in Section 4 below (each a “Substantial Holder”) ACN/ARSN (if applicable) There was a change in the interests of the substantial holder on See Attachment A The previous notice was given to the company on 10 / 11 / 17 The previous notice was dated 10 / 11 / 17 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company of scheme, are as follows: Class of securities (4) Previous notice Present notice Person’s votes Voting power (5) Person’s votes Voting power (5) FPO 10,037,753 8.49% 15,597,461 10.58% 3. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme as follows: Date of change Person whose relevant interest changed Nature of change (6) Consideration given in relation to change (7) Class and number of securities affected Person’s votes affected 11/12/2018 JM Financial Group Limited and No Plan B Pty Ltd Dilution due to share issues Various – see Attachment A JM Financial Group Limited and No Plan B Pty Ltd Refer Attachment A	Mach7 Technologies Limited
	007 817 192
	The entities named in Section 4 below (each a “Substantial Holder”)

604 page 2/2 15 July 2001

4. Present relevant interest

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

4. Present relevant interest Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:	4. Present relevant interest Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:	4. Present relevant interest Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:	4. Present relevant interest Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:	4. Present relevant interest Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:	4. Present relevant interest Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:	4. Present relevant interest Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:	4. Present relevant interest Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
	Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Person’s votes
	JM Financial Group Limited	Sandhurst Trustees Ltd a/c>	JM Financial Group Limited	Power to exercise a vote attached to the securities and dispose of the securities which are held in client discretionary investment accounts managed by JM Financial Group (see section 608(1)(b) and 608(1)(c)	15,597,461 FPO	15,597,461 FPO
	No Plan B Pty Ltd	Sandhurst Trustees Ltd a/c>	JM Financial Group Limited	Relevant interest under section 608(3)(a)	15,597,461 FPO	15,597,461 FPO
5. Changes in association The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows: Name and ACN/ARSN(if applicable) Nature of association N/A 6. Addresses The addresses of persons named in this form are as follows: Name Address Each Substantial Holder Level 8,140 Bourke Street,Melbourne Sandhurst Trustees Limited Level 5,120 Harbour Esplanade,Docklands VIC 3008 Signature print name Lee Mitchell capacity Company Secretary sign here date 19 / 03/ 2019 DIRECTIONS (1) If there are a number of substantial holders with similar or related relevant issues (eg. A corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form. (2) See the definition of “associate” in Section 9 of the Corporations Act 2001. (3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001. (4) The voting shares of a company constitute one class unless divided into separate classes.

604 page 2/2 15 July 2001

(5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

• (6) Include details of:

• (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out

  • the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

• (b) any qualification of the power of a person to exercise, control the exercise of, the voting powers or disposal of the securities to

  • which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

• See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

• (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

(8) If the substantial holder in unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write “unknown”.

• (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

604 page 1/2 15 July 2001

Attachment A

Nature of Change	Trade Date	Number of fully paid ordinary securities affected	Consideration Given	Votes affected
On-market purchase	2017-06-19	7,747	$852.17	7,747
On-market purchase	26/10/2017	1178	195.82	1178
On-market sale	26/10/2017	3516	581.59	3516
On-market sale	30/10/2017	50000	9000	50000
On-market sale	31/10/2017	33340	5976.2	33340
On-market sale	1/11/2017	3428	617.04	3428
On-market purchase	20/11/2017	119752	21555.36	119752
On-market purchase	21/11/2017	50000	9000	50000
On-market purchase	22/11/2017	57405	10906.95	57405
On-market purchase	23/11/2017	98323	20302.91	98323
On-market purchase	24/11/2017	173000	38530.04	173000
On-market sale	24/11/2017	5000	1300	5000
On-market sale	27/11/2017	28335	7292.69	28335
On-market sale	30/11/2017	74106	19817.57	74106
On-market sale	1/12/2017	37255	11549.05	37255
On-market sale	4/12/2017	17785	5513.55	17785
On-market purchase	13/12/2017	98054	25494.04	98054
On-market purchase	19/12/2017	197890	51451.4	197890
On-market purchase	22/12/2017	43475	11548.65	43475
On-market sale	22/12/2017	23806	6349.36	23806
On-market purchase	29/12/2017	1456	378.56	1456
Transfer to discretionary	1/01/2018	3125	781.25	3125
Transfer to discretionary	1/01/2018	93750	23,437.50	93750
Transfer to discretionary	1/01/2018	46875	11,718.75	46875
Transfer to discretionary	1/01/2018	137500	34,375.00	137500
Transfer to discretionary	1/01/2018	31250	7,812.50	31250
On-market purchase	3/01/2018	200000	50000	200000
On-market purchase	15/01/2018	97438	31191.93	97438
On-market sale	15/01/2018	97438	31191.93	97438
On-market purchase	16/01/2018	91937	27465.81	91937
On-market purchase	17/01/2018	35250	10515.71	35250
On-market purchase	18/01/2018	152050	45615	152050
On-market sale	22/01/2018	30000	9900	30000
On-market purchase	25/01/2018	71634	22209.23	71634
On-market sale	25/01/2018	15700	4869.69	15700
On-market purchase	30/01/2018	9066	3354.42	9066
On-market sale	30/01/2018	234000	86529.92	234000
On-market sale	31/01/2018	50000	19000	50000
On-market purchase	9/02/2018	65703	20367.93	65703
On-market purchase	26/02/2018	158103	45488.01	158103
On-market purchase	27/02/2018	37597	10151.19	37597
On-market purchase	28/02/2018	13000	3510	13000
On-market purchase	26/03/2018	37248	10743.66	37248
On-market purchase	27/03/2018	1503	435.87	1503
On-market purchase	29/03/2018	20000	5800	20000

604 GUIDE page 1/1 13 March 2000

				604 GUIDEpage1/1 13Marc
Nature of Change	Trade Date	Number of fully paid ordinary securities affected	Consideration Given	Votes affected
On-market purchase	4/04/2018	100000	26000	100000
On-market purchase	6/04/2018	49652	12746.71	49652
On-market purchase	11/04/2018	31822	8757.66	31822
On-market sale	11/04/2018	3263	903.93	3263
On-market purchase	12/04/2018	35104	9529.44	35104
On-market purchase	16/04/2018	8151	2037.75	8151
On-market sale	16/04/2018	5000	1400	5000
On-market sale	18/04/2018	305	85.4	305
On-market purchase	19/04/2018	24996	6998.88	24996
On-market purchase	23/04/2018	40569	11359.32	40569
On-market purchase	24/04/2018	51549	14317.89	51549
On-market purchase	26/04/2018	11106	3054.15	11106
On-market purchase	27/04/2018	13380	3679.5	13380
On-market purchase	30/04/2018	19551	5376.53	19551
On-market purchase	1/05/2018	1785	490.88	1785
On-market purchase	3/05/2018	9185	2525.88	9185
On-market purchase	4/05/2018	39267	10602.09	39267
On-market purchase	7/05/2018	16295	4073.75	16295
On-market purchase	8/05/2018	10036	2289.4	10036
On-market purchase	9/05/2018	24179	5922.96	24179
On-market purchase	10/05/2018	28661	6262.43	28661
On-market purchase	11/05/2018	12000	2700	12000
On-market purchase	16/05/2018	7237	1664.51	7237
On-market purchase	17/05/2018	14251	3310.17	14251
On-market purchase	22/05/2018	9508	2196.08	9508
On-market purchase	28/05/2018	1170	263.25	1170
On-market purchase	29/05/2018	19438	4181.99	19438
On-market purchase	31/05/2018	69800	15404.02	69800
On-market purchase	4/06/2018	5522	1214.84	5522
On-market purchase	12/06/2018	50000	10750	50000
On-market purchase	13/06/2018	5633	1126.6	5633
On-market purchase	14/06/2018	16698	3339.6	16698
On-market purchase	15/06/2018	13231	2646.2	13231
On-market purchase	18/06/2018	13143	2497.17	13143
On-market purchase	19/06/2018	14249	2670.35	14249
On-market purchase	21/06/2018	64776	12812.63	64776
On-market purchase	26/06/2018	33408	6247.53	33408
On-market purchase	27/06/2018	42525	8080.06	42525
On-market sale	27/06/2018	2525	480.06	2525
On-market purchase	28/06/2018	10000	2000	10000
On-market purchase	29/06/2018	109938	22129.86	109938
On-market sale	29/06/2018	40872	8324.4	40872
On-market purchase	2/07/2018	33188	6969.48	33188
On-market sale	2/07/2018	15000	3300	15000
On-market purchase	3/07/2018	21017	4574.6	21017
On-market purchase	4/07/2018	5537	1182.69	5537
On-market sale	11/07/2018	321	73.83	321

604 GUIDE page 1/1 13 March 2000

				604 GUIDEpage1/1 13Marc
Nature of Change	Trade Date	Number of fully paid ordinary securities affected	Consideration Given	Votes affected
On-market sale	12/07/2018	4100	943	4100
On-market purchase	17/07/2018	113375	23674.97	113375
On-market purchase	2/08/2018	40000	7200	40000
On-market sale	3/08/2018	100164	23037.72	100164
On-market sale	6/08/2018	2184	502.32	2184
On-market purchase	7/08/2018	2515	578.45	2515
On-market sale	7/08/2018	21231	4883.13	21231
On-market sale	9/08/2018	15851	3566.47	15851
On-market sale	15/08/2018	5874	1351.02	5874
On-market sale	20/08/2018	19761	4545.03	19761
On-market sale	21/08/2018	4539	1043.97	4539
On-market sale	24/08/2018	168	38.64	168
On-market purchase	27/08/2018	20000	4500	20000
On-market purchase	3/09/2018	17891	3757.11	17891
On-market purchase	4/09/2018	79819	16761.99	79819
On-market purchase	25/09/2018	55709	10863.26	55709
On-market purchase	27/09/2018	5000	1050	5000
On-market sale	27/09/2018	13979	2935.59	13979
On-market purchase	12/10/2018	100000	18000	100000
On-market sale	15/10/2018	12000	2220	12000
On-market purchase	17/10/2018	17930	3227.4	17930
On-market sale	17/10/2018	4000	740	4000
On-market purchase	25/10/2018	32070	5451.9	32070
On-market sale	29/10/2018	225800	51663.94	225800
On-market purchase	30/10/2018	23134	5331.29	23134
On-market sale	30/10/2018	126274	29637.19	126274
On-market sale	31/10/2018	44042	10927.79	44042
On-market purchase	1/11/2018	27333	6413.25	27333
On-market sale	5/11/2018	41411	10352.75	41411
On-market purchase	7/11/2018	4667	1120.08	4667
On-market sale	8/11/2018	35000	9100	35000
On-market sale	9/11/2018	94800	25849.02	94800
On-market purchase	22/11/2018	4347	956.34	4347
On-market purchase	30/11/2018	8000	1800	8000
On-market purchase	3/12/2018	62505	14063.63	62505
On-market sale	3/12/2018	59005	13276.12	59005
On-market purchase	6/12/2018	280282	63063.45	280282
On-market sale	6/12/2018	2213	508.99	2213
On-market purchase	7/12/2018	71118	16280.55	71118
On-market sale	7/12/2018	47787	10991.01	47787
On-market purchase	11/12/2018	2423245	486083.9	2423245
On-market purchase	12/12/2018	65223	15001.29	65223
On-market purchase	13/12/2018	25820	5938.6	25820
On-market purchase	17/12/2018	91523	20227.41	91523
On-market purchase	18/12/2018	39665	8589.895063	39665
On-market sale	18/12/2018	9665	1989.895063	9665
On-market purchase	19/12/2018	143477	29605.19	143477

604 GUIDE page 1/1 13 March 2000

				604 GUIDEpage1/1 13Marc
Nature of Change	Trade Date	Number of fully paid ordinary securities affected	Consideration Given	Votes affected
On-market purchase	20/12/2018	20000	4000	20000
On-market purchase	21/12/2018	46794	9880.69	46794
On-market purchase	27/12/2018	1000	210	1000
On-market purchase	28/12/2018	887	186.27	887
On-market purchase	3/01/2019	9765	2050.65	9765
On-market purchase	7/01/2019	22348	4693.08	22348
On-market purchase	9/01/2019	45000	9000	45000
On-market purchase	23/01/2019	150000	16500	150000
On-market sale	23/01/2019	41773	8354.6	41773
On-market sale	25/01/2019	88227	17645.4	88227
On-market sale	30/01/2019	19631	3729.89	19631
On-market sale	31/01/2019	138598	26973.62	138598
On-market sale	12/02/2019	20000	4000	20000
On-market purchase	18/02/2019	247219	49443.8	247219