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MACH7 TECHNOLOGIES LIMITED Major Shareholding Notification 2016

Nov 20, 2016

65285_rns_2016-11-20_5c5d06c6-58b6-4a21-b1e8-4ef4b7d519db.pdf

Major Shareholding Notification

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603 page 1/2 15 July 2001

Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial holder

To Company Name/Scheme

MACH7 TECHNOLOGIES LIMITED

ACN/ARSN

007 817 192

1. Details of substantial holder (1)

Name SEE ANNEXURE 'A' ATTACHED TO THIS FORM

ACN/ARSN (if applicable)

The holder became a substantial holder on

18 11 2016 / /

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person's votes (5) Voting power (6)
SEE ANNEXURE 'B' 100,000,000 100,000,000 9.48%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

llows:
Holder of relevant interest Nature of relevant interest (7) Class and number of securities
SEE ANNEXURE 'B'

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder (8)
Class and number
of securities
SEE ANNEXURE 'B'

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant
interest
Date of acquisition Consideration (9)

Consideration (9)

Class and number
of securities
Cash Non-cash
SEE ANNEXURE 'C'

603 page 2/2 15 July 2001

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association SEE ANNEXURE 'B' Name Address SEE ANNEXURE 'D'

7. Addresses

The addresses of persons named in this form are as follows:

Signature

print name Christina Seppelt sign here

capacity Company Secretary date 21 11 2016/ /

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

  • (6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (7) Include details of:

  • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".

  • (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

HUNTER HALL INVESTMENT MANAGEMENT LTD (A.C.N. 063 081 612) ANNEXURES TO FORM 603 MACH7 TECHNOLOGIES LIMITED

ANNEXURE A:

Hunter Hall Investment Management Limited (A.C.N. 063 081 612) Hunter Hall International Limited (A.C.N. 059 300 426)

Hunter Hall Global Value Limited (A.C.N. 107 462 966)

Hampshire Assets & Services Pty Ltd (A.C.N. 059 790 395) Aubigny Investments Pty Limited (A.C.N. 156 613 026), Zeppelin Investments Pty Ltd (A.C.N. 122 550 369) and Peter James Hall

ANNEXURE B:

Holder of
Relevant
Interest
Person registered and
entitled to be
**Registered as Holder **
Nature of relevant Interest Class and Number
of Shares
Hunter Hall
Investment
Management
Ltd
JP Morgan Chase Bank,
N.A. as the Custodian
of the Hunter Hall
Value Growth Trust,
Hunter Hall High
Conviction Equities
Trust, and Hunter Hall
Global Value Limited
Hunter Hall Investment Management
Limited has the power to control the
vote attached to the securities, and the
power to exercise control over the
disposal of securities as:

Responsible Entity for the
Hunter Hall Value Growth Trust
(49,039,556 ORD), Hunter Hall
Global Deep Green Trust (5,452,373
ORD), Hunter Hall High Conviction
Equities Trust (20,390,731 ORD) and

Investment Manager for
Hunter Hall Global Value Limited
(25,117,340 ORD)
100,000,000 ORD
Hunter Hall
International
Limited
As above Hunter Hall International Ltd has a
relevant interest in the said securities,
as it wholly owns Hunter Hall
Investment Management Limited.
As above
Hampshire
Assets &
Services Pty
Ltd, Aubigny
Investments
Pty Limited,
Zeppelin
Investments
Pty Ltd and
Peter James
Hall
(Hampshire
Associates)
As above The Hampshire Associates has a
relevant interest in the said securities
as they hold approximately 44.64% of
issued securities in Hunter Hall
International Ltd. Hampshire Assets &
Services Pty Limited, Aubigny
Investments Pty Limited and Zeppelin
Investments Pty Ltd are controlled by
Peter James Hall.
As above
Hunter Hall
Global Value
Limited
As above Hunter Hall Global Value Limited is
managed pursuant to an investment
management agreement by Hunter Hall
Investment Management Ltd.
(25,117,340 ORD)
25,117,340 ORD

ANNEXURE C:

Person whose relevant interest changed: Hunter Hall Investment Management Limited Hunter Hall International Limited

Hunter Hall Global Value Limited

Hampshire Assets and Services Pty Ltd, Aubigny Investments Pty Limited, Zeppelin Investments Pty Ltd and Peter James Hall Peter James Hall

Date of
Change
Nature of
Change
No. of Shares
Affected
Consideration Given in
**Relation to Change AUD **
Cumulative
Opening Balance: 0
18-Nov-16 Purchase 25,390,731 1,015,629.24 25,390,731
18-Nov-16 Purchase 5,452,373 218,094.92 30,843,104
18-Nov-16 Purchase 25,117,340 1,004,693.60 55,960,444
18-Nov-16 Purchase 44,039,556 1,761,582.24 100,000,000
Balance held as at 18th November 2016 100,000,000
% held as at 18th November 2016 based on shares on issue 1,054,393,000 9.48 %

ANNEXURE D:

ANNEXURE D:
NAME
Hunter Hall International Limited
Hunter Hall Investment Management Limited
Hunter Hall Global Value Limited
Hampshire Associates
ADDRESS
Level 2, 56 Pitt Street
SYDNEY NSW 2000
Level 2, 56 Pitt Street
SYDNEY NSW 2000
Level 2, 56 Pitt Street
SYDNEY NSW 2000
Level 2, 56 Pitt Street
SYDNEY NSW 2000

These 2 pages comprise the Annexures A to D referred to in the Form, Notice of Initial Substantial Holder.

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Christina Seppelt Company Secretary Dated 21/11/2016