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LIGHTPATH TECHNOLOGIES INC Regulatory Filings 2017

Nov 9, 2017

33165_rns_2017-11-09_4b4de127-ccb3-47c1-a1d8-7e923c6aaef0.zip

Regulatory Filings

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8-K 1 lpth_8k.htm CURRENT REPORT Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2017 Issuer Direct Corporation Blueprint

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

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FORM 8-K

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CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

November 9, 2017

Date of Report (Date of earliest event reported)

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LIGHTPATH TECHNOLOGIES, INC.

(Exact name of registrant as specified in its charter)

Delaware 000-27548 86-0708398
(State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification Number)

2603 Challenger Tech Court, Suite 100

Orlando, Florida 32826

(Address of principal executive office, including zip code)

(407) 382-4003

(Registrant’s telephone number, including area code)

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LightPath Technologies, Inc.

Form 8-K

Item 2.02. Results of Operations and Financial Condition

The Registrant issued a Press Release on November 9, 2017 announcing the results for the first fiscal quarter ended September 30, 2017. A copy of the Press Release is attached as Exhibit 99.1 to this Report.

Item 9.01. Financial Statements and Exhibits

Press Releases on November 9, 2017 (furnished herewith).

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Report to be signed in its behalf by the undersigned, thereunto duly authorized.

| /s/ Dorothy
M. Cipolla |
| --- |
| Dorothy M. Cipolla, CFO |

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Exhibit Index

Exhibit No. Description
EX-99.1 Press Release issued on November 9, 2017, Results for the First
Fiscal Quarter ended September 30, 2017

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