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LIGHTPATH TECHNOLOGIES INC Director's Dealing 2026

Feb 27, 2026

33165_dirs_2026-02-27_37a1df2d-9ba7-47b8-b856-5aec8ba0ab1d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LIGHTPATH TECHNOLOGIES INC (LPTH)
CIK: 0000889971
Period of Report: 2026-02-25

Reporting Person: North Run Strategic Opportunities Fund I, LP (Director, 10% Owner)
Reporting Person: ELLIS THOMAS B (Director)
Reporting Person: HAMMER TODD B (Member)
Reporting Person: North Run Strategic Opportunities Fund I GP, LLC (Member)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2026-02-25 Class A Common Stock S 300092 $12.18 Disposed 2955522 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0076 to $12.3617, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.