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LIGHTPATH TECHNOLOGIES INC Major Shareholding Notification 2015

Jan 27, 2015

33165_mrq_2015-01-27_4a00c613-0a67-442a-9e43-b25d55ac7e7d.zip

Major Shareholding Notification

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SC 13G/A 1 te48319_13ga.htm AMENDMENT NO. 2

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

LIGHTPATH TECHNOLOGIES, INC.

(Name of Issuer)

CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE

(Title of Class of Securities)

532257805

(CUSIP Number)

December 31, 2014

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)

x Rule 13d-1(c)

o Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 532257805 SCHEDULE 13G Page 2 of 4 Pages

1 NAME OF REPORTING PERSONS Pudong Science and Technology (Cayman) Co., Ltd.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) o
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 0
6 SHARED VOTING POWER 0
7 SOLE DISPOSITIVE POWER 0
8 SHARED DISPOSITIVE POWER 0
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0%
12 TYPE OF REPORTING PERSON (See Instructions) CO

CUSIP No. 532257805 SCHEDULE 13G Page 3 of 4 Pages

Item 1(a) Name of Issuer :

LightPath Technologies, Inc.

Item 1(b) Address of Issuer’s Principal Executive Offices :

2603 Challenger Tech Court, Suite 100, Orlando, Florida 32826

Item 2(a) Name of Persons Filing :

Pudong Science and Technology (Cayman) Co., Ltd.

Item 2(b) Address of Principal Business Office or, If None, Residence

13 Building, No. 439, Chunxiao Rd. Zhangjiang High-tech Park, Pudong

Shanghai 201203, PRC

Item 2(c) Citizenship

Cayman Islands

Item 2(d) Title of Class of Securities :

Class A Common Stock, par value $0.01 per share

Item 2(e) CUSIP Number :

532257805

ITEM 3. Statement Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c):

Not applicable.

ITEM 4. Ownership

The information for the reporting person contained in rows 5-11 of the cover page is incorporated herein by reference.

ITEM 5. Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x

ITEM 6. Ownership of More Than Five Percent on Behalf of Another Person

Not applicable.

ITEM 7. Identification and Classification of Subsidiary Which Acquired the Security Being

Reported on by the Parent Holding Company or Control Person

Not applicable.

CUSIP No. 532257805 SCHEDULE 13G Page 4 of 4 Pages

ITEM 8. Identification and Classification of Members of the Group

Not applicable.

ITEM 9. Notice of Dissolution of Group

Not applicable.

ITEM 10. Certifications

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: January 27, 2015

Pudong Science and Technology (Cayman) Co., Ltd.
By: /s/ Xudong Zhu
Name: Xudong Zhu
Title: Director