LIGHTPATH TECHNOLOGIES INC — Director's Dealing 2012

Aug 2, 2012

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LIGHTPATH TECHNOLOGIES INC (LPTH)
CIK: 0000889971
Period of Report: 2012-08-01

Reporting Person: BRUECK STEVEN R J (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-08-01	Class A Common	A	1457	$1.03	Acquired	1457	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common	12451	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Non-qualified stock option	$2.77	2015-11-10	Class A Common (2033)	0	Direct
Non-qualified stock option	$2.77	2015-11-10	Class A Common (2033)	0	Direct
Non-qualified stock option	$2.77	2015-11-10	Class A Common (2034)	0	Direct
Restricted stock unit	$0	2015-11-10	Class A Common (3333)	0	Direct
Restricted stock unit	$0	2015-11-10	Class A Common (3333)	0	Direct
Restricted stock unit	$0	2015-11-10	Class A Common (3334)	0	Direct
Restricted stock unit	$0	2014-10-20	Class A Common (6000)	0	Direct
Restricted stock unit	$0	2014-10-20	Class A Common (2850)	0	Direct
Restricted stock unit	$0	2014-10-20	Class A Common (2850)	0	Direct
Restricted stock unit	$0	2016-10-27	Class A Common (3333)	0	Direct
Restricted stock unit	$0	2016-10-27	Class A Common (3333)	0	Direct
Restricted stock unit	$0	2016-10-27	Class A Common (3334)	0	Direct
Restricted stock unit	$0	2017-11-06	Class A Common (10000)	0	Direct
8% Convertible debenture	$1.54	2011-08-01	Class A Common (12175)	0	Direct
Common stock warrant	$1.68	2013-08-01	Class A Common (5276)	0	Direct
Common stock warrant	$1.89	2013-08-01	Class A Common (2841)	0	Direct
Restricted stock unit	$0	2011-10-30	Class A Common (15000)	0	Direct
Common Stock Warrant	$.87	2013-12-31	Class A Common (3158)	0	Direct
Restricted Stock Unit	$0	2013-02-04	Class A Common (15000)	0	Direct
Restricted stock unit	$0	2013-11-03	Class A Common (15000)	0	Direct
Restricted stock unit	$0	2014-10-27	Class A Common (29000)	146707	Direct

Footnotes

F1: Restricted stock units convert at a 1-to-1 ratio to Class A Common

F2: These restricted stock units vest over 4 years.

F3: These shares are held in the Steven R. J. Cynthia H. Brueck Revocable Trust UTA dtd. 3-14-1991.

F4: These restricted stock units vest over three years.

F5: These warrants were issued pursuant to amendment #1 to 8% convertible debentures.

F6: These shares are an annual interest payment on convertible debentures.