LIGHTPATH TECHNOLOGIES INC — Director's Dealing 2012

Aug 2, 2012

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LIGHTPATH TECHNOLOGIES INC (LPTH)
CIK: 0000889971
Period of Report: 2012-08-01

Reporting Person: RIPP ROBERT (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-08-01	Class A Common	A	14564	$1.03	Acquired	14564	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common	7812	Indirect
Class A Common	274860	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Common Stock Warrant (Right to buy)	$3.2	2013-09-30	Class A Common (100000)	0	Direct
Restricted Stock Unit	$0	2014-10-20	Class A Common (6000)	0	Direct
Restricted Stock Unit	$0	2014-10-20	Class A Common (2850)	0	Direct
Restricted Stock Unit	$0	2014-10-20	Class A Common (2850)	0	Direct
Non-qualified stock option	$2.77	2015-11-10	Class A Common (2033)	0	Direct
Non-qualified stock option	$2.77	2015-11-10	Class A Common (2033)	0	Direct
Non-qualified stock option	$2.77	2015-11-10	Class A Common (2034)	0	Direct
Restricted Stock Unit	$0	2015-11-10	Class A Common (3333)	0	Direct
Restricted Stock Unit	$0	2015-11-10	Class A Common (3333)	0	Direct
Restricted Stock Unit	$0	2015-11-10	Class A Common (3334)	0	Direct
Restricted Stock Unit	$0	2016-10-27	Class A Common (3333)	0	Direct
Restricted Stock Unit	$0	2016-10-27	Class A Common (3333)	0	Direct
Restricted Stock Unit	$0	2016-10-27	Class A Common (3333)	0	Direct
Restricked Stock Unit	$0	2017-11-06	Class A Common (10000)	0	Direct
Non-qualified stock option	$2.10	2018-02-01	Class A Common (30000)	0	Direct
8% Convertible debenture	$1.54	2011-08-01	Class A Common (121753)	0	Direct
Common Stock Warrant	$1.68	2013-08-01	Class A Common (52760)	0	Direct
Common Stock Warrant	$1.89	2013-08-01	Class A Common (28409)	0	Direct
Restricted stock unit	$0	2011-10-30	Class A Common (15000)	0	Direct
Common stock warrant	$.87	2013-12-31	Class A common (31581)	0	Direct
Restricted Stock Unit	$0	2013-02-04	Class A Common (15000)	0	Direct
Restricted stock unit	$0	2013-11-03	Class A Common (15000)	0	Direct
Restricted stock unit	$0	2014-10-27	Class A Common (29000)	500867	Direct

Footnotes

F1: The reporting person declaim beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the Securities for purposes of Section 16 or any other purpose

F2: Restricted stock units convert at a 1-to-1 ratio to Class A Common

F3: The Reporting person shall be eligible to electively receive one share of Class A Common for each restricted stock unit at this date subject to continued employment

F4: Granted as vested in lieu of grant in prior year

F5: These shares vest over four years.

F6: These shares vest over three years.

F7: These shares were issued for an annual interest payment on convertible debentures.