LIGHTPATH TECHNOLOGIES INC — Director's Dealing 2012

Oct 26, 2012

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LIGHTPATH TECHNOLOGIES INC (LPTH)
CIK: 0000889971
Period of Report: 2012-10-25

Reporting Person: CIPOLLA DOROTHY M (CFO & Secretary)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2012-10-25	Incentive stock option	$0.98	A	12500	Acquired	2022-10-25	Class A Common (12500)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
incentive stock option	$4.80	2016-10-27	Class A common (20000)	0	Direct
incentive stock option	$4.53	2016-02-28	Class A common (15000)	0	Direct
incentive stock option	$3.05	2017-11-06	Class A Common (10000)	0	Direct
Incentive Stock Option	$2.66	2020-02-04	Class A Common (10000)	0	Direct
Incentive Stock Option	$2.69	2020-11-03	Class A Common (9000)	0	Direct
Incentive stock option	$1.39	2021-10-27	Class A Common (12500)	0	Direct

Footnotes

F1: These stock options vest over two years.

F2: These stock options vest over 4 years.