LIGHTPATH TECHNOLOGIES INC — Director's Dealing 2012

Oct 26, 2012

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LIGHTPATH TECHNOLOGIES INC (LPTH)
CIK: 0000889971
Period of Report: 2012-10-25

Reporting Person: Soller Brian Joseph (Corporate Vice President)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2012-10-25	Incentive stock options	$0.98	A	12500	Acquired	2022-10-25	Class A Common (12500)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Common stock option	$3.40	2020-09-13	Class A Common (20000)	0	Direct
Incentive stock option	$1.39	2021-10-27	Class A Common (12500)	0	Direct

Footnotes

F1: These options vests over a four year period.