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LIGHTPATH TECHNOLOGIES INC — Director's Dealing 2007
Jan 12, 2007
33165_dirs_2007-01-12_06a980d7-b12d-44e6-bfd8-37e32a07aa5b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIGHTPATH TECHNOLOGIES INC (LPTH)
CIK: 0000889971
Period of Report: 2007-01-12
Reporting Person: BRIZEL KEN (Director, PRESIDENT AND CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-01-12 | Class A Common Stock | P | 2000 | $2.88 | Disposed | 73250 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified stock option | $4.80 | 2016-10-27 | Class A Common (40000) | 113250 | Direct |
Footnotes
F1: 22375 shares held in joint ownership with spouse Mr. Brizel claims beneficial ownership of all reported shares.
F2: Vests over 4 years.
F3: These shares were issued according to the Employee Stock Purchase Plan.
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