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LIGHTPATH TECHNOLOGIES INC — Director's Dealing 2007
Jul 17, 2007
33165_dirs_2007-07-17_8188fd05-8cdf-41d9-bf33-1583043232cb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIGHTPATH TECHNOLOGIES INC (LPTH)
CIK: 0000889971
Period of Report: 2007-07-17
Reporting Person: Patton Edward Kingston (VP - Marketing)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 2869 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified stock option | $2.80 | 2015-08-05 | Class A Common (3214) | 0 | Direct |
| Non-qualified stock option | $4.42 | 2014-10-20 | Class A Common (4000) | 0 | Direct |
| Restricted stock unit | $0 | 2014-10-20 | Class A Common (2500) | 0 | Direct |
| Restricted stock unit | $0 | 2014-10-20 | Class A Common (2500) | 0 | Direct |
| Incentive Stock Option | $4.88 | 2016-01-27 | Class A Common (1000) | 0 | Direct |
| Incentive Stock Option | $4.88 | 2016-01-27 | Class A Common (1000) | 0 | Direct |
| Incentive Stock option | $4.80 | 2016-10-27 | Class A Common (0) | 27557 | Direct |
Footnotes
F1: Restricted stock units cinvert as a a1-to 1 ratio to Class A Common
F2: The Reporting person shall be eligible to electivity receive one share of the Class A Common for each restricted stock unit as this date subject to continued employment
F3: These stock options vest over four years.
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