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LIGHTPATH TECHNOLOGIES INC Director's Dealing 2007

Jul 17, 2007

33165_dirs_2007-07-17_8188fd05-8cdf-41d9-bf33-1583043232cb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LIGHTPATH TECHNOLOGIES INC (LPTH)
CIK: 0000889971
Period of Report: 2007-07-17

Reporting Person: Patton Edward Kingston (VP - Marketing)

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 2869 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-qualified stock option $2.80 2015-08-05 Class A Common (3214) 0 Direct
Non-qualified stock option $4.42 2014-10-20 Class A Common (4000) 0 Direct
Restricted stock unit $0 2014-10-20 Class A Common (2500) 0 Direct
Restricted stock unit $0 2014-10-20 Class A Common (2500) 0 Direct
Incentive Stock Option $4.88 2016-01-27 Class A Common (1000) 0 Direct
Incentive Stock Option $4.88 2016-01-27 Class A Common (1000) 0 Direct
Incentive Stock option $4.80 2016-10-27 Class A Common (0) 27557 Direct

Footnotes

F1: Restricted stock units cinvert as a a1-to 1 ratio to Class A Common

F2: The Reporting person shall be eligible to electivity receive one share of the Class A Common for each restricted stock unit as this date subject to continued employment

F3: These stock options vest over four years.