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KIRBY CORP — Director's Dealing 2003
Apr 4, 2003
31065_dirs_2003-04-04_28b4ff50-00c6-48c7-8511-faae5531eee3.zip
Director's Dealing
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4 1 doc1.htm Form 4
| Form 4 | OMB APPROVAL | |
|---|---|---|
| OMB Number: 3235-0287 | ||
| Expires: January 31, 2005 | ||
| [ ] | Check | |
| box if no longer subject to Section 16. Form 4 or Form 5 obligations may | ||
| continue. See instructions 1(b). | Estimated | |
| average burden hours per response. . . 0.5 |
| 1.
Name and Address of Reporting Person* Lawrence, Charles Berdon | 2.
Issuer Name and Ticker or Trading Symbol Kirby Corporation (KEX) | | 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) _ X _ Director
_ X _ 10% Owner _ X _ Officer (give title below)
___ Other (specify below) Chairman of the Board |
| --- | --- | --- | --- |
| (Last)
(First) (Middle) 55 Waugh Drive, Suite 1000 | 3.
I.R.S. Identification Number of Reporting Person, if an entity (voluntary) | 4.
Statement for Month/Day/Year 04/03/2003 | |
| (Street) Houston, TX 77007 | | 5.
If Amendment, Date of Original (Month/Day/Year) | 7.
Individual or Joint/Group Filing (Check Applicable Line) _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
| (City)
(State)
(Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | | |
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transactions (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock, par value $.10 per share | 04/03/2003 | 04/03/2003 | S | 30500 | D | 25.01 | 3372328 | D | ||
| Common Stock, par value $.10 per share | 907982 | I | (1) | |||||||
| Common Stock, par value $.10 per share | 2153 | I | 401 K Plan |
| Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly. * If the form is filed by more than one reporting person, see Instructions 4(b)(v). | |
| --- | --- |
| Potential persons who are to respond to the collection of information contained in this
form are not required to respond unless the form displays a currently valid OMB control
number. | (Over) SEC 1474 (9-02) |
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr.3) — Code | Amount or Number of Shares | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
|---|---|---|
| Employee Stock Option (Right to Buy) | 200000 | D |
Explanation of Responses: (1) These shares are owned by seven trusts. Lawrence is not a beneficiary under any of the trusts, but under the terms of the instruments pursuant to which all seven trusts were created, Lawrence does have the right to reacquire the property constituting the principal of the trusts, including, but not limited to, the shares owned by the trusts by substituting property of equal value therefor.
| ** | Intentional
misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| --- | --- |
| Note: | File three
copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2