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IZEA Worldwide, Inc. — Director's Dealing 2016
Mar 3, 2016
34432_dirs_2016-03-02_c9ea1e48-e6e1-4cbb-a40d-173711dc14db.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: IZEA, Inc. (IZEA)
CIK: 0001495231
Period of Report: 2016-02-26
Reporting Person: Caron John H (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2689 | Direct |
| Common Stock | 20000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to Buy) | $3.20 | 2018-06-04 | Common Stock (2500) | Direct | |
| Option (Right to Buy) | $7.60 | 2025-04-13 | Common Stock (2500) | Direct |
Footnotes
F1: John H. Caron, as trustee, has voting power and investment power over the securities held by the John H. Caron 1999 Family Trust.
F2: These options to purchase shares were issued under the Issuer's May 2011 Equity Incentive Plan (the "Plan") and vest in 48 equal installments monthly over the 48 months following the grant date, June 4, 2013. The number of shares and exercise price reflect the 1-for-20 reverse stock split that was effected on January 11, 2016.
F3: These options to purchase shares were issued under the Plan and vest in 12 equal installments monthly over the 12 months following the grant date, April 13, 2015. The number of shares and exercise price reflect the 1-for-20 reverse stock split that was effected on January 11, 2016.