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IMMUTEP LIMITED Share Issue/Capital Change 2021

Jun 7, 2021

65122_rns_2021-06-07_97a0ba55-70ac-44fe-bf38-222c43ed8252.pdf

Share Issue/Capital Change

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Application for quotation of +securities

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Announcement Summary

Entity name

IMMUTEP LIMITED

Announcement Type

New announcement

Date of this announcement

Tuesday June 08, 2021

The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

Total number of +securities to be quoted

ASX +security Number of +securities to
code Security description be quoted Issue date
IMM ORDINARY FULLY PAID 1,882,300 08/06/2021

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

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Part 1 - Entity and announcement details

1.1 Name of entity

IMMUTEP LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ACN

Registration number 009237889

1.3 ASX issuer code

IMM

1.4 The announcement is

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New announcement

1.5 Date of this announcement

8/6/2021

Application for quotation of +securities

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Application for quotation of +securities

Part 2 - Type of Issue

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2.1 The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

2.2 The +securities to be quoted are:

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Additional +securities in a class that is already quoted on ASX ("existing class")

Application for quotation of +securities

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Application for quotation of +securities

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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class) ASX +security code and description IMMAO : WARRANTS EXPIRING 05-JAN-2023 EX US$2.49

TO (Existing Class)
ASX +security code and description
IMM : ORDINARY FULLY PAID
Please state the number of options The first date the options were The last date the options were
that were exercised or other exercised or other +convertible exercised or other +convertible
+convertible securities that were securities were converted securities were converted
converted 8/6/2021 8/6/2021
188,230
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities

The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? No

Issue date

8/6/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes

Application for quotation of +securities

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Application for quotation of +securities

Issue details

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Number of +securities to be quoted

1,882,300

Are the +securities being issued for a cash consideration?

Yes In what currency is the cash consideration being paid? What is the issue price per +security? USD - US Dollar USD 2.49000000

Any other information the entity wishes to provide about the +securities to be quoted

188,230 Warrants over American Depository Shares (ADS). Each Warrant represents one ADS, (1 ADS equals 10 ASX ordinary shares) (ASX: IMMAP).

Application for quotation of +securities

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Application for quotation of +securities

Part 4 - Issued capital following quotation

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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

Total number of
ASX +security code and description +securities on issue
IMM : ORDINARY FULLY PAID 721,739,036
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
Total number of
ASX +security code and description +securities on issue
IMMAO : WARRANTS EXPIRING 05-JAN-2023 EX US$2.49 206,507
IMMAL : OPTION EXPIRING 04-AUG-2025 EX $0.248 847,600
IMMAN : CONVERTIBLE NOTES 3,437,707
IMMAM : PERFORMANCE RIGHTS 10,663,502

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

Application for quotation of +securities

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