AI assistant
IMMUTEP LIMITED — Major Shareholding Notification 2026
Apr 26, 2026
65122_rns_2026-04-26_34e1668d-758d-4d52-b1f8-258ebb6ae8c0.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
604 Page 1 of 2 15 July 2001
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
Immutep Limited
ACN/ARSN
009 237 889
- Details of substantial holder (1)
Name
The Bank of New York Mellon Corporation (BNY) and each Group Entity listed in Annexure A (Group Entity), (together BNY)
ACN/ARSN (if applicable)
There was a change in the interests of the substantial holder on
23/April/2026
The previous notice was given to the company on
19/March/2026
The previous notice was dated
18/March/2026
- Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Ordinary shares | 295,977,839 | 20.08% | 311,031,399* | 21.11%* |
| *See Note 1 in Annexure C |
- Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed | Nature of change (6) | Consideration given in relation to change (7) | Class and number of securities affected | Person's votes affected |
|---|---|---|---|---|---|
| See Annexure B | |||||
- Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) | Nature of relevant interest (6) | Class and number of securities | Person's votes |
|---|---|---|---|---|---|
| See Annexure C | |||||
604 Page 2 of 2 15 July 2001
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| BNY and each Group Entity | Each Group Entity is an associate of BNY pursuant to section 12(2) (a) of the Corporations Act 2001 (Cth) as each entity is directly or indirectly owned and controlled by BNY. |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| The Bank of New York Mellon Corporation | 240 Greenwich Street, New York, NY 10286 USA |
| Each Group Entity | 240 Greenwich Street, New York, NY 10286 USA |
Signature
print name Andrew Weiser
capacity Attorney-In-Fact
sign here Andrew Weiser
date 24/April/2026
Annexure A
This is Annexure A of 1 page referred to in Form 604 Notice of Change of Interests of Substantial Holder given by The Bank of New York Mellon Corporation and its related bodies corporate
The Bank of New York Mellon Corporation is the ultimate parent company of a corporate group comprised of a large number of operating and holding companies. Details of the entities directly owned and controlled by The Bank of New York Mellon Corporation are listed below.
- The Bank of New York Mellon
- Pershing Group LLC
- Pershing LLC
print name Andrew Weiser
capacity Attorney-In-Fact
sign here Andrew Weiser
date 24/April/2026
This is Annexure B of 1 page referred to in Form 604 Notice of Change of Interests of Substantial Holder given by The Bank of New York Mellon Corporation and its related bodies corporate
Changes in relevant interests
| Date of change | Person whose relevant interest changed | Nature of Change | Consideration given in relation to change | Class and number of securities affected (Ordinary Shares) | Person's votes affected |
|---|---|---|---|---|---|
| 19-Mar-2026 | The Bank of New York Mellon | Deposit of Securities | N/A | 3,915,000 | 3,915,000 |
| 20-Mar-2026 | The Bank of New York Mellon | Return of Securities Lent (Agent Lender) | N/A | (200,000) | (200,000) |
| 23-Mar-2026 | The Bank of New York Mellon | Deposit of Securities | N/A | 210,000 | 210,000 |
| 30-Mar-2026 | The Bank of New York Mellon | Deposit of Securities | N/A | 4,000,000 | 4,000,000 |
| 2-Apr-2026 | The Bank of New York Mellon | Deposit of Securities | N/A | 2,400,000 | 2,400,000 |
| 7-Apr-2026 | The Bank of New York Mellon | Deposit of Securities | N/A | 750,000 | 750,000 |
| 9-Apr-2026 | The Bank of New York Mellon | Deposit of Securities | N/A | 200,000 | 200,000 |
| 9-Apr-2026 | The Bank of New York Mellon | Transfer Out of Securities | N/A | (20,000,000) | (20,000,000) |
| 10-Apr-2026 | The Bank of New York Mellon | Deposit of Securities | N/A | 75,000 | 75,000 |
| 13-Apr-2026 | The Bank of New York Mellon | Deposit of Securities | N/A | 300,000 | 300,000 |
| 14-Apr-2026 | The Bank of New York Mellon | Deposit of Securities | N/A | 300,000 | 300,000 |
| 16-Apr-2026 | The Bank of New York Mellon | Deposit of Securities | N/A | 3,400,000 | 3,400,000 |
| 17-Apr-2026 | The Bank of New York Mellon | Securities Lent (Agent Lender) | N/A | 3100 ADR = Converted 31000 shares | 31,000 |
| 20-Apr-2026 | The Bank of New York Mellon | Deposit of Securities | N/A | 550,000 | 550,000 |
| 21-Apr-2026 | The Bank of New York Mellon | Deposit of Securities | N/A | 8,150,000 | 8,150,000 |
| 22-Apr-2026 | The Bank of New York Mellon | Deposit of Securities | N/A | 4,669,000 | 4,669,000 |
| 23-Apr-2026 | The Bank of New York Mellon | Deposit of Securities | N/A | 6,334,560 | 6,334,560 |
| 23-Apr-2026 | The Bank of New York Mellon | Return of Securities Lent (Agent Lender) | N/A | (3100) ADR = Converted (31000) shares | (31,000) |
Print Name - Andrew Weiser
Capacity - Attorney - In - Fact
Sign Here
Andrew Weiser
Date - 24 April 2026
Annexure C
This is Annexure C of 2 pages referred to in Form 604 Notice of Change of Interests of Substantial Holder given by The Bank of New York Mellon Corporation and its related bodies corporate
Present relevant interests
| Holder of relevant interest | Nature of relevant interest | Class and number of securities |
|---|---|---|
| The Bank of New York Mellon (BNYM) | Remote Interest Held Under Deposit Agreement | |
| Relevant interest under section 608(1)(c) of the Corporations Act 2001 (Cth) arising from BNYM having the limited power to dispose of, or control the exercise of a power to dispose of, securities deposited with or held by BNYM (or its custodian or agent) in its capacity as depositary administering an ADR program for Immutep Limited (Company) under the Deposit Agreement dated April 16, 2012 between the Company, holders of American depositary receipts (ADRs) and BNYM (Deposit Agreement). [*See Note 1 below]. | 311,031,309 | |
| ordinary shares | ||
| BNY (other than BNYM) | Relevant interest under section 608(3)(a) and/or section 608(3)(b) of the Corporations Act 2001 (Cth) being a relevant interest held through a body corporate (namely BNYM) in which the voting power of each other entity in the BNY is above 20%, or that each other entity in the BNY controls. | |
| [*See Note 1 and Note 2 below] | 311,031,309 | |
| ordinary shares | ||
| Pershing LLC | Relevant interest under sections 608(1) of the Corporations Act 2001 (Cth) arising from Pershing LLC being the registered owner of the securities. | 90 ordinary shares |
| BNY (other than Pershing LLC) | Relevant interest under section 608(3)(a) and/or section 608(3)(b) of the Corporations Act 2001 (Cth) being a relevant interest held through a body corporate (namely Pershing LLC) in which the voting power of each other entity in the BNY is above 20%, or that each other entity in the BNY controls. | |
| [*See Note 2 below] | 90 ordinary shares |
NOTES:
Note 1: Of the total of 311,031,399 securities in which the BNY has a relevant interest, BNYM has a relevant interest in 311,031,309 securities as depositary for Immutep Limited ADR program administered under the Deposit Agreement. BNYM's relevant interest in these securities arises as a result of the Deposit Agreement containing rights for BNYM to dispose of securities held under the ADR program in limited circumstances. Under the Deposit Agreement, ADR holders retain their rights to dispose of those securities and to give voting instructions for the exercise of voting rights attached to the securities. BNY's power to vote or dispose of these securities is qualified accordingly.
Note 2: Each Group Entity is a direct or indirect wholly owned subsidiary of BNY, the ultimate parent company. Other than BNYM in respect of 311,031,309 securities (of which BNYM's power to only dispose of 311,031,309 securities is limited – see Note 1) and Pershing LLC in respect of 90 securities, none of the BNY entities are entitled to be registered as holder of the securities and their power to vote or dispose of the securities is qualified accordingly.
print name Andrew Weiser
capacity Attorney-In-Fact
sign here Andrew Weiser
date 24/April/2026