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IMMUTEP LIMITED — Share Issue/Capital Change 2021
Sep 30, 2021
65122_rns_2021-09-30_fd85daae-c79e-4b15-882b-8057366819f2.pdf
Share Issue/Capital Change
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Announcement Summary
Entity name
IMMUTEP LIMITED
Date of this announcement
Friday October 01, 2021
The +securities the subject of this notification are:
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+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Total number of +securities to be issued/transferred
| Total number of | |||
|---|---|---|---|
| ASX +security | +securities to be | ||
| code | Security description | issued/transferred | Issue date |
| IMMAM | PERFORMANCE RIGHTS | 206,404 | 01/10/2021 |
Refer to next page for full details of the announcement
Notification of Issue, Conversion or Payment up of Unquoted E it S iti
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Part 1 - Entity and announcement details
1.1 Name of entity
IMMUTEP LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
ACN
Registration number
009237889
1.3 ASX issuer code
IMM
1.4 The announcement is
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New announcement
1.5 Date of this announcement
1/10/2021
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 2 - Issue details
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2.1 The +securities the subject of this notification are:
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+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:
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has an existing ASX security code ("existing class")
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Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B
ASX +security code and description IMMAM : PERFORMANCE RIGHTS Date the +securities the subject of this notification were issued 1/10/2021 Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class Yes Were any of the +securities issued to +key management personnel (KMP) or an +associate? No Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://www.asx.com.au/asxpdf/20181011/pdf/43z5g5wlw7tcwf.pdf Executive Incentive Plan for Immutep Limited was approved on 16 November 2018 at the Annual General Meeting. Any other information the entity wishes to provide about the +securities the subject of this notification 206,404 Performance Rights granted by Immutep Limited under its Executive Incentive Plan. These performance rights will expire one year after their vesting dates if not exercised as indicated in the Appendix 3G released by Immutep Limited on 1 October 2021 (as below): 188,705 Performance Rights vesting on 1 Oct 2022 17,699 Performance rights vesting on 1 Oct 2023
Issue details
Number of +securities
206,404
Notification of Issue, Conversion or Payment up of Unquoted E it S iti
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Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +Securities (Total number of each +class of +securities quoted)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| IMM : ORDINARY FULLY PAID | 850,922,801 |
| 4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX) | |
| Total number of | |
| ASX +security code and description | +securities on issue |
| IMMAO : WARRANTS EXPIRING 05-JAN-2023 EX US$2.49 | 206,507 |
| IMMAL : OPTION EXPIRING 04-AUG-2025 EX $0.248 | 847,600 |
| IMMAN : CONVERTIBLE NOTES | 3,437,707 |
| IMMAM : PERFORMANCE RIGHTS | 10,869,906 |
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
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Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? Yes
5.1a Select the number of the applicable exception in Listing Rule 7.2
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