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IMMUTEP LIMITED — Major Shareholding Notification 2025
Jul 16, 2025
65122_rns_2025-07-16_26cf9ee8-04e2-4344-bce6-9da1b2de4454.pdf
Major Shareholding Notification
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604 Page 1 of 4
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme IMMUTEP LTD ACN/ARSN/ ABN 90 009 237 889 1. Details of substantial holder (1) Name JPMorgan Chase & Co. and its affiliates ACN/ARSN (if applicable) NA
There was a change in the interests of the 14/July/2025 substantial holder on The previous notice was given to the company on 10/April/2025 The previous notice was dated 08/April/2025
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person’s votes | Voting power(5) | Person’s votes | Voting power(5) | |
| Ordinary | 88,842,090.90 | 6.08% | 73,819,980.92 | 5.05% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
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Date of Person whose relevant interest Nature of change (6) Consideration given Class and number of Person's
change changed in relation to securities affected votes
change (7) affected
JPMORGAN CHASE BANK, 13,336,788 13,336,788
See Appendix Securities on Loan as Agent Lender
N.A. See Appendix (Ordinary) (Ordinary)
JPMORGAN ASSET Securities received as collateral due to 180,602.89 180,602.89
See Appendix MANAGEMENT (UK) LIMITED securities lending See Appendix (Ordinary) (Ordinary)
J.P. MORGAN SECURITIES Rehypothecation of client securities under a 11,973,371 11,973,371
See Appendix PLC Prime Brokerage Agreement See Appendix (Ordinary) (Ordinary)
J.P. MORGAN SECURITIES Holder of securities subject to an obligation to 2,016,580 2,016,580
See Appendix LLC return under a securities lending agreement See Appendix (Ordinary) (Ordinary)
J.P. MORGAN SECURITIES Rehypothecation of client securities under a 5,340 5,340
See Appendix LLC Prime Brokerage Agreement See Appendix (Ordinary) (Ordinary)
J.P. MORGAN SECURITIES Holder of securities subject to an obligation to 2,088,235 2,088,235
See Appendix AUSTRALIA LIMITED return under a securities lending agreement See Appendix (Ordinary) (Ordinary)
J.P. MORGAN SECURITIES Purchase and sales of securities in its capacity 13,493,658 13,493,658
See Appendix AUSTRALIA LIMITED as Principal/Proprietary See Appendix (Ordinary) (Ordinary)
J.P. MORGAN INVESTMENT Securities received as collateral due to 92,562.91 92,562.91
See Appendix MANAGEMENT INC. securities lending See Appendix (Ordinary) (Ordinary)
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604 Page 2 of 4
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
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Holder of relevant interest Registered holder of Person entitled to Nature of relevant interest (6) Class and Person's
securities be registered as number of votes
holder (8) securities
Various
Borrowers under
JPMORGAN CHASE JPM Nominees the Securities Securities on Loan as Agent 2,314,000 2,314,000
BANK, N.A. Australia Pty Limited Lender (Ordinary) (Ordinary)
Lending
Agreement
J.P. MORGAN JPM Nominees JPM Nominees Holder of securities subject to 5,080,000 5,080,000
SECURITIES PLC Australia Pty Limited Australia Pty Limited an obligation to return under a securities lending agreement (Ordinary) (Ordinary)
J.P. MORGAN Purchase and sales of
J.P. MORGAN JPM Nominees 1,000 1,000
SECURITIES PLC Australia Pty Limited SECURITIES PLC securities in its capacity as Principal/Proprietary (Ordinary) (Ordinary)
J.P. MORGAN Various Clients Rehypothecation of client 11,973,371 11,973,371
Citi Australia securities under a Prime
SECURITIES PLC and Custodians (Ordinary) (Ordinary)
Brokerage Agreement
J.P. MORGAN Various Clients Rehypothecation of client 535,920 535,920
Citi Australia securities under a Prime
SECURITIES LLC and Custodians (Ordinary) (Ordinary)
Brokerage Agreement
J.P. MORGAN Purchase and sales of
J.P. MORGAN 42,510 42,510
SECURITIES LLC Citi Australia SECURITIES LLC securities in its capacity as Principal/Proprietary (Ordinary) (Ordinary)
J.P. MORGAN Holder of securities subject to 38,984,160 38,984,160
SECURITIES LLC Citi Australia Citi Australia an obligation to return under a (Ordinary) (Ordinary)
securities lending agreement
J.P. MORGAN
J.P. MORGAN Purchase and sales of
SECURITIES AUSTRALIA LIMITED Ecapital Nominees Pty Ltd SECURITIES AUSTRALIA LIMITED securities in its capacity as Principal/Proprietary 13,028,592 (Ordinary) 13,028,592 (Ordinary)
J.P. MORGAN Holder of securities subject to
SECURITIES AUSTRALIA LIMITED Ecapital Nominees Pty Ltd Ecapital Nominees Pty Ltd an obligation to return under a securities lending agreement 1,650,000 (Ordinary) 1,650,000 (Ordinary)
J.P. MORGAN J.P. Morgan SE - Securities received as
INVESTMENT J.P. Morgan SE - Luxembourg collateral due to securities 93,299.30 93,299.30
MANAGEMENT INC. Luxembourg Branch Branch lending (Ordinary) (Ordinary)
J.P. MORGAN Securities received as
INVESTMENT JPMorgan Bank JPMorgan Bank collateral due to securities 3,907.01 3,907.01
MANAGEMENT INC. Luxembourg S.A. Luxembourg S.A. lending (Ordinary) (Ordinary)
JPMORGAN ASSET Securities received as
MANAGEMENT (UK) LIMITED JPMorgan Chase Bank -London JPMorgan Chase Bank - London collateral due to securities lending 26,257.69 (Ordinary) 26,257.69 (Ordinary)
JPMORGAN ASSET Securities received as
Brown Brothers Brown Brothers 8,577.07 8,577.07
MANAGEMENT (UK) LIMITED Harriman & Co Harriman & Co collateral due to securities lending (Ordinary) (Ordinary)
JPMORGAN ASSET J.P. Morgan SE - Securities received as
MANAGEMENT (UK) J.P. Morgan SE - Luxembourg collateral due to securities 71,247.70 71,247.70
LIMITED Luxembourg Branch Branch lending (Ordinary) (Ordinary)
BROWN
BROTHERS
BROWN BROTHERS
JPMORGAN ASSET HARRIMAN Securities received as
HARRIMAN TRUSTEE 7,139.15 7,139.15
MANAGEMENT (UK) TRUSTEE collateral due to securities
LIMITED SERVICES (IRELAND ) LIMITED SERVICES lending (Ordinary) (Ordinary)
(IRELAND )
LIMITED
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604 Page 3 of 4
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
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Name and ACN/ARSN (if applicable) Nature of association
J.P. MORGAN SECURITIES LLC Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES PLC Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES AUSTRALIA LIMITED Subsidiary of JPMorgan Chase & Co.
JPMORGAN CHASE BANK, N.A. Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN INVESTMENT MANAGEMENT INC. Subsidiary of JPMorgan Chase & Co.
JPMORGAN ASSET MANAGEMENT (UK) LIMITED Subsidiary of JPMorgan Chase & Co.
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6. Addresses
The addresses of persons named in this form are as follows:
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Name Address
JPMorgan Chase & Co. 383 Madison Avenue, New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES AUSTRALIA LIMITED LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NSW 2000, Australia
J.P. MORGAN SECURITIES LLC 383 Madison Ave., New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES PLC 25 Bank Street, Canary Wharf, London, E14 5JP, England
JPMORGAN CHASE BANK, N.A. 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States
J.P. MORGAN INVESTMENT MANAGEMENT INC. 383 Madison Avenue, New York, New York, NY, 10179, United States
JPMORGAN ASSET MANAGEMENT (UK) LIMITED 60 Victoria Embankment, London, EC4Y0JP, England
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Signature
| print name sign here |
S. Seshagiri Rao Capacity Compliance Officer |
|---|---|
| Date 16/July/2025 |
|
604 Page 4 of 4
DIRECTIONS
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(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(6) Include details of:
-
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
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(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
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(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
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(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
| TRADES FOR RELEVANT PERIOD | Appendix | |||||
|---|---|---|---|---|---|---|
| Transaction Date | Entity | Product Type | Type of Transaction | Quantity | Price (AUD) | Consideration |
| Balance at start of relevant period 88,842,090.90 |
||||||
| 9-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (400,000) | - | - $ |
| 9-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (6,000) | - | - $ |
| 9-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (57,000) | - | - $ |
| 9-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 466,000 | - | - $ |
| 9-Apr-25 | JPMORGAN CHASE BANK, N.A. | Equity | Borrow Return | (126,993) | - | - $ |
| 10-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 73,598 | 0.24 | 17,663.52 $ |
| 10-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (30,867) | 0.24 | 7,253.75 $ |
| 10-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (173,000) | - | - $ |
| 10-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (26,000) | - | - $ |
| 10-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (29,000) | - | - $ |
| 10-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (23,000) | - | - $ |
| 10-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (6,000) | - | - $ |
| 10-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (27,000) | - | - $ |
| 10-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (27,000) | - | - $ |
| 10-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (16,000) | - | - $ |
| 10-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (36,000) | - | - $ |
| 10-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (25,000) | - | - $ |
| 11-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 234 | 0.24 | 56.16 $ |
| 11-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 28,469 | 0.24 | 6,836.89 $ |
| 11-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (234) | 0.24 | 56.16 $ |
| 14-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (2,333) | 0.24 | 559.92 $ |
| 14-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (28,469) | 0.24 | 6,832.56 $ |
| 14-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (40,398) | 0.24 | 9,695.52 $ |
| 16-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,760 | 0.23 | 404.80 $ |
| 16-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,760) | 0.23 | 404.80 $ |
| 16-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (65,000) | - | - $ |
| 16-Apr-25 | JPMORGAN CHASE BANK, N.A. | Equity | Borrow Return | (168,575) | - | - $ |
| 16-Apr-25 | JPMORGAN CHASE BANK, N.A. | Equity | Borrow Return | (30,000) | - | - $ |
| 17-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 99,011 | 0.24 | 23,295.11 $ |
| 17-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (99,011) | 0.23 | 22,277.48 $ |
| 17-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (88,000) | - | - $ |
| 17-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (55,000) | - | - $ |
| 17-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (346,000) | - | - $ |
| 17-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 391,000 | - | - $ |
| 22-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 88,656 | 0.24 | 21,277.44 $ |
| 22-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (9,307) | 0.24 | 2,187.15 $ |
| 23-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (79,349) | 0.25 | 19,440.51 $ |
| 23-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (125,000) | - | - $ |
| 23-Apr-25 | JPMORGAN CHASE BANK, N.A. | Equity-Depository Receipt | Borrow Return | (8,000) | - | - $ |
| 24-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 246,297 | 0.25 | 61,738.53 $ |
| 24-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (62,809) | 0.25 | 15,388.21 $ |
| 24-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 13,000 | - | - $ |
| 25-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (21,000) | - | - $ |
| 25-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (2,310) | - | - $ |
| 25-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 13,000 | - | - $ |
| 25-Apr-25 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED | Equity | Collateral Out | (1,474.14) | - | - $ |
| 28-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Equity | Buy | 1,893 | 0.26 | 491.13 $ |
| 28-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (114,000) | - | - $ |
| 28-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (199,000) | - | - $ |
| 28-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (107,000) | - | - $ |
| 28-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (100,000) | - | - $ |
| 28-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (115,000) | - | - $ |
| 28-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (43,000) | - | - $ |
| 28-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 139,000 | - | - $ |
| 28-Apr-25 | JPMORGAN CHASE BANK, N.A. | Equity | Borrow | 760,000 | - | - $ |
| 28-Apr-25 | JPMORGAN CHASE BANK, N.A. | Equity | Borrow Return | (7,100,000) | - | - $ |
| 29-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (90,342) | 0.27 | 23,940.63 $ |
| 29-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (19,000) | - | - $ |
| 29-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (122,000) | - | - $ |
| 29-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (10,000) | - | - $ |
| 29-Apr-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (24,000) | - | - $ |
| 30-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 5,225 | 0.27 | 1,410.75 $ |
| 30-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 862 | 0.27 | 232.74 $ |
| 30-Apr-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (541) | 0.27 | 146.07 $ |
| 1-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,580 | 0.27 | 419.52 $ |
| 2-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 8,916 | 0.27 | 2,362.74 $ |
| 2-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 2,043 | 0.27 | 548.09 $ |
| 2-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (13,000) | - | - $ |
| 5-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,981 | 0.30 | 603.33 $ |
| 5-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (107,287) | 0.31 | 33,552.51 $ |
| 5-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (321) | 0.27 | 86.67 $ |
| 5-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (75,000) | - | - $ |
| 5-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (6,000) | - | - $ |
| 6-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (9,488) | 0.35 | 3,273.36 $ |
| 6-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 111,285 | 0.34 | 37,836.90 $ |
| 6-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (101,521) | 0.31 | 30,963.91 $ |
| 6-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (100,000) | - | - $ |
| 6-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (810,000) | - | - $ |
| 6-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (66,000) | - | - $ |
| 6-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (142,000) | - | - $ |
| 6-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (1,387,000) | - | - $ |
| 6-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (13,000) | - | - $ |
| 6-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 91,000 | - | - $ |
| 6-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 2,233,000 | - | - $ |
| 6-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 1,640,000 | - | - $ |
| 6-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 102,000 | - | - $ |
| 6-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 12,000 | - | - $ |
| 6-May-25 | JPMORGAN CHASE BANK, N.A. | Equity-Depository Receipt | Borrow | 200,000 | - | - $ |
| 7-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 157,771 | 0.31 | 49,374.91 $ |
| 7-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (3,968) | 0.31 | 1,216.03 $ |
| 7-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 23,901 | 0.31 | 7,352.78 $ |
| 7-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (81,356) | 0.34 | 27,661.04 $ |
| 7-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Borrow Return | (600,000) | - | - $ |
| 7-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Borrow Return | (500,000) | - | - $ |
| 7-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Borrow Return | (588,235) | - | - $ |
| 7-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Borrow Return | (200,000) | - | - $ |
| 7-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Borrow Return | (200,000) | - | - $ |
| 7-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (10,000) | - | - $ |
| 7-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (117,000) | - | - $ |
| 7-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 250,000 | - | - $ |
| 7-May-25 | JPMORGAN CHASE BANK, N.A. | Equity | Borrow | 555,000 | - | - $ |
| 7-May-25 | JPMORGAN CHASE BANK, N.A. | Equity-Depository Receipt | Borrow Return | (200,000) | - | - $ |
| 8-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,049 | 0.31 | 325.19 $ |
| 8-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (14,782) | 0.30 | 4,434.60 $ |
| 8-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 66,890 | 0.30 | 20,362.39 $ |
| 8-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (128,523) | 0.31 | 39,842.13 $ |
| 8-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (28,000) | - | - $ |
| 8-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (266,000) | - | - $ |
| 8-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (179,000) | - | - $ |
| 8-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (231,000) | - | - $ |
| 8-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (97,000) | - | - $ |
| 8-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (257,000) | - | - $ |
| 8-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (75,000) | - | - $ |
| 8-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (142,000) | - | - $ |
| 8-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 1,200,000 | - | - $ |
| 9-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 26,172 | 0.30 | 7,772.35 $ |
| 9-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 43,852 | 0.30 | 12,936.34 $ |
| 9-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,161 | 0.30 | 345.40 $ |
| 9-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (13,635) | 0.30 | 4,090.50 $ |
| 9-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (105,000) | - | - $ |
1/3
| TRADES FOR RELEVANT PERIOD | Appendix | |||||
|---|---|---|---|---|---|---|
| 9-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 405,000 | - | - $ |
| 9-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 46,000 | - | - $ |
| 9-May-25 | JPMORGAN CHASE BANK, N.A. | Equity-Depository Receipt | Borrow Return | (920) | - | - $ |
| 12-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (26,172) | 0.30 | 7,720.74 $ |
| 12-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (30,217) | 0.30 | 8,914.02 $ |
| 12-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (2,000) | - | - $ |
| 12-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (31,000) | - | - $ |
| 12-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (39,000) | - | - $ |
| 12-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 2,000 | - | - $ |
| 12-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 70,000 | - | - $ |
| 13-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 22,101 | 0.29 | 6,467.31 $ |
| 13-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 7,732 | 0.29 | 2,259.68 $ |
| 13-May-25 | JPMORGAN CHASE BANK, N.A. | Equity | Borrow Return | (646,940) | - | - $ |
| 13-May-25 | JPMORGAN CHASE BANK, N.A. | Equity | Borrow | 646,940 | - | - $ |
| 14-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (46,002) | 0.29 | 13,340.58 $ |
| 14-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 30,898 | 0.29 | 8,831.88 $ |
| 14-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 3,917 | 0.29 | 1,129.65 $ |
| 14-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (22,101) | 0.29 | 6,409.29 $ |
| 14-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (9,500,000) | 0.29 | 2,755,000.00 $ |
| 14-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (276) | 0.29 | 80.04 $ |
| 14-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (3,917) | 0.29 | 1,135.93 $ |
| 14-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 46,000 | - | - $ |
| 14-May-25 | JPMORGAN CHASE BANK, N.A. | Equity | Borrow Return | (758,060) | - | - $ |
| 14-May-25 | JPMORGAN CHASE BANK, N.A. | Equity | Borrow | 758,060 | - | - $ |
| 15-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 20,026 | 0.30 | 6,008.58 $ |
| 15-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,542 | 0.30 | 460.74 $ |
| 15-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (30,898) | 0.28 | 8,651.44 $ |
| 15-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (20,026) | 0.28 | 5,607.28 $ |
| 15-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (60,000) | - | - $ |
| 16-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 37,318 | 0.31 | 11,389.38 $ |
| 16-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,976 | 0.30 | 597.93 $ |
| 19-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 2,769 | 0.31 | 844.55 $ |
| 19-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (37,318) | 0.31 | 11,381.99 $ |
| 19-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (2,769) | 0.31 | 844.55 $ |
| 19-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 20,000 | - | - $ |
| 20-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 41,497 | 0.30 | 12,466.61 $ |
| 20-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (222,000) | - | - $ |
| 21-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (19,396) | 0.30 | 5,721.82 $ |
| 21-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 2,901 | 0.30 | 870.30 $ |
| 21-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 69,394 | 0.30 | 20,818.20 $ |
| 21-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 57,346 | 0.30 | 17,154.14 $ |
| 21-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (41,497) | 0.30 | 12,241.62 $ |
| 21-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (39,922) | 0.30 | 11,776.99 $ |
| 21-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 324,000 | - | - $ |
| 21-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 167,000 | - | - $ |
| 22-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 2,456 | 0.29 | 722.68 $ |
| 22-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (57,346) | 0.30 | 17,203.80 $ |
| 23-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 59,089 | 0.30 | 17,725.10 $ |
| 26-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (8,783) | 0.31 | 2,678.82 $ |
| 26-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (49,855) | 0.30 | 14,707.23 $ |
| 27-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 32,263 | 0.29 | 9,292.58 $ |
| 27-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 4,995 | 0.29 | 1,439.03 $ |
| 28-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (16,767) | 0.30 | 4,946.27 $ |
| 28-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 5,402 | 0.30 | 1,594.90 $ |
| 29-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 23,140 | 0.29 | 6,731.22 $ |
| 30-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 7,545 | 0.29 | 2,185.25 $ |
| 30-May-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 78,635 | 0.29 | 22,703.81 $ |
| 30-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (184,000) | - | - $ |
| 30-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (294,000) | - | - $ |
| 30-May-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 839,000 | - | - $ |
| 2-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,501) | 0.28 | 421.02 $ |
| 2-Jun-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (58,000) | - | - $ |
| 2-Jun-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 56,000 | - | - $ |
| 3-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 3,382 | 0.28 | 945.81 $ |
| 4-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 12,313 | 0.27 | 3,385.84 $ |
| 4-Jun-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (7,110) | - | - $ |
| 4-Jun-25 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED | Equity | Collateral Out | (8,006.39) | - | - $ |
| 5-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Equity | Buy | 32,962 | 0.27 | 8,995.69 $ |
| 6-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 7,260 | 0.28 | 1,996.50 $ |
| 6-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,803 | 0.27 | 487.97 $ |
| 6-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 112,091 | 0.27 | 30,289.34 $ |
| 6-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (7,260) | 0.27 | 1,960.20 $ |
| 10-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 15,065 | 0.28 | 4,205.98 $ |
| 10-Jun-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 168,000 | - | - $ |
| 11-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 6,098 | 0.28 | 1,678.82 $ |
| 11-Jun-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (86,000) | - | - $ |
| 11-Jun-25 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED | Equity | Collateral Out | (10,451.95) | - | - $ |
| 12-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Equity | Buy | 14,309 | 0.26 | 3,651.51 $ |
| 12-Jun-25 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED | Equity | Collateral Out | (112,788.95) | - | - $ |
| 12-Jun-25 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED |
Equity | Collateral Out | (12,881.09) | - | - $ |
| 13-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Equity | Buy | 69,791 | 0.26 | 17,940.13 $ |
| 13-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (2,735) | 0.26 | 711.10 $ |
| 13-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 30,833 | 0.26 | 7,924.02 $ |
| 16-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 3,375 | 0.25 | 839.28 $ |
| 16-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 25,327 | 0.25 | 6,339.83 $ |
| 16-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (5,000,000) | 0.25 | 1,225,000.00 $ |
| 16-Jun-25 | JPMORGAN CHASE BANK, N.A. | Equity | Borrow Return | (7,217,300) | - | - $ |
| 17-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 23,521 | 0.25 | 5,880.25 $ |
| 17-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 22,125 | 0.25 | 5,500.61 $ |
| 18-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 50,008 | 0.24 | 12,001.92 $ |
| 19-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 5,919 | 0.23 | 1,386.67 $ |
| 23-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,926 | 0.23 | 445.23 $ |
| 23-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (21,873) | 0.23 | 5,030.79 $ |
| 24-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 3,286 | 0.23 | 758.28 $ |
| 24-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 182,867 | 0.23 | 42,205.34 $ |
| 24-Jun-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 5,000 | - | - $ |
| 25-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 13,530 | 0.23 | 3,130.98 $ |
| 26-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 19,628 | 0.24 | 4,710.72 $ |
| 26-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (4,105) | 0.24 | 985.20 $ |
| 26-Jun-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 90,000 | - | - $ |
| 26-Jun-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 212,000 | - | - $ |
| 26-Jun-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 41,000 | - | - $ |
| 26-Jun-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 171,000 | - | - $ |
| 27-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 19,137 | 0.24 | 4,619.14 $ |
| 30-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 101,329 | 0.24 | 24,318.96 $ |
| 30-Jun-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (3,003) | 0.24 | 720.72 $ |
| 1-Jul-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 107,000 | - | - $ |
| 2-Jul-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 3,366 | 0.24 | 819.93 $ |
| 2-Jul-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (138,000) | - | - $ |
| 2-Jul-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 32,000 | - | - $ |
| 2-Jul-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 148,000 | - | - $ |
| 2-Jul-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 270,000 | - | - $ |
| 3-Jul-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 49,132 | 0.25 | 12,088.73 $ |
| 3-Jul-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,732 | 0.25 | 424.93 $ |
| 3-Jul-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (94) | 0.25 | 23.03 $ |
| 3-Jul-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (214,000) | - | - $ |
| 3-Jul-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 8,000 | - | - $ |
| 3-Jul-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 59,000 | - | - $ |
| 4-Jul-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,263) | 0.24 | 303.12 $ |
| 4-Jul-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,623 | 0.24 | 395.28 $ |
| 4-Jul-25 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED | Equity | Collateral Out | (56,082.51) | - | - $ |
| 4-Jul-25 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED |
Equity | Collateral Out | (3,443.94) | - | - $ |
| 4-Jul-25 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED |
Equity | Collateral Out | (1,371.28) | - | - $ |
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| TRADES FOR RELEVANT PERIOD | Appendix | |||||
|---|---|---|---|---|---|---|
| 7-Jul-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (9,276) | 0.25 | 2,272.62 $ |
| 7-Jul-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 9,250 | 0.25 | 2,301.64 $ |
| 7-Jul-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (5,549) | 0.25 | 1,359.51 $ |
| 7-Jul-25 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED | Equity | Collateral Out | (17,537.34) | - | - $ |
| 7-Jul-25 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED |
Equity | Collateral Out | (29,320.64) | - | - $ |
| 8-Jul-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Equity | Sell | (16,656) | 0.24 | 3,997.44 $ |
| 8-Jul-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 72,994 | 0.25 | 17,927.03 $ |
| 8-Jul-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow Return | (44,000) | - | - $ |
| 8-Jul-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 50,000 | - | - $ |
| 9-Jul-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 2,368 | 0.25 | 581.37 $ |
| 9-Jul-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (4,806) | 0.24 | 1,165.46 $ |
| 10-Jul-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 13,697 | 0.24 | 3,333.69 $ |
| 10-Jul-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (5,368) | 0.24 | 1,288.32 $ |
| 11-Jul-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 10,703 | 0.24 | 2,596.84 $ |
| 11-Jul-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 12,000 | - | - $ |
| 14-Jul-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | On-Lend Return | (5,340) | - | - $ |
| 14-Jul-25 | J.P. MORGAN SECURITIES PLC | Equity | On-Lend | 11,973,371 | - | - $ |
| 14-Jul-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 5,920 | 0.24 | 1,428.38 $ |
| 14-Jul-25 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (4,824) | 0.24 | 1,157.76 $ |
| 14-Jul-25 | J.P. MORGAN SECURITIES LLC | Equity-Depository Receipt | Borrow | 23,000 | - | - $ |
| 14-Jul-25 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED | Equity | Collateral Out | (756.00) | - | - $ |
| 14-Jul-25 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED |
Equity | Collateral Out | (1,943.64) | - | - $ |
| 14-Jul-25 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED |
Equity | Collateral In | 7,139.15 | - | - $ |
| 14-Jul-25 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED |
Equity | Collateral In | 23,071.50 | - | - $ |
| 14-Jul-25 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED |
Equity | Collateral In | 4,986.75 | - | - $ |
| 14-Jul-25 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED |
Equity | Collateral In | 24,902.30 | - | - $ |
| 14-Jul-25 | J.P. MORGAN INVESTMENT MANAGEMENT INC. |
Equity | Collateral In | 3,062.29 | - | - $ |
| 14-Jul-25 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED | Equity | Collateral In | 8,577.07 | - | - $ |
| 14-Jul-25 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED |
Equity | Collateral In | 5,744.55 | - | - $ |
| 14-Jul-25 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED |
Equity | Collateral In | 1,033.66 | - | - $ |
| 14-Jul-25 | J.P. MORGAN INVESTMENT MANAGEMENT INC. |
Equity | Collateral In | 89,500.62 | - | - $ |
| Balance at end of relevant period 73,819,980.92 |
3/3
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 16-Jul-2025 |
| Company’s name: | IMMUTEP LTD |
| ISIN: | AU000000IMM6 |
| Date of change of relevant interests: |
14-Jul-2025 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Macquarie Bank Limited(Borrower) |
| Transfer date | Settlement Date 09-Apr-2025 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 16-Jul-2025 |
|---|---|
| Company’s name: | IMMUTEP LTD |
| ISIN: | AU000000IMM6 |
| Date of change of relevant interests: |
14-Jul-2025 |
| Schedule | |
| Type of agreement | Australian Master Securities LendingAgreement("AMSLA") |
| Parties to agreement | Citibank N.A. as agent (“lender”), J.P. Morgan Securities Australia Limited (“borrower”) |
| Transfer date | Settlement Date 16-Dec-2024 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA |
| Scheduled return date (if any) |
None |
| Does the borrower have **the right to return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any securities or equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 16-Jul-2025 |
|---|---|
| Company’s name: | IMMUTEP LTD |
| ISIN: | AU000000IMM6 |
| Date of change of relevant interests: |
14-Jul-2025 |
| Schedule | |
| Type of agreement | Australian Master Securities LendingAgreement("AMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) ("lender"), J.P. Morgan Securities Australia Limited ('borrower') |
| Transfer date | Settlement Date 12-Feb-2025 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any securities or equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exception |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 16-Jul-2025 |
|---|---|
| Company’s name: | IMMUTEP LTD |
| ISIN: | AU000000IMM6 |
| Date of change of relevant interests: |
14-Jul-2025 |
| Schedule | |
| Type of agreement | Institutional Account Agreement |
| Parties to agreement |
JP Morgan Securities LLC for itself and as agent and trustee for the other J.P. Morgan Entities and BLACKROCK,NATIONAL FINANCIAL SERVICES LLC - AS AGENT,CITIBANK NA-AS AGENT,APEX CLEARING CORPORATION,CHARLES SCHWAB & CO., INC,INTERACTIVE BROKERS LLC,TRADESTATION SECURITIES INC,ROBINHOOD SECURITIES, LLC,FUTU CLEARING INC,RAYMOND JAMES & ASSOCIATES INCORPORATED,NATIONAL FINANCIAL SERVICES LLC,HILLTOP SECURITIES INC.,VELOCITY CLEARING, LLC,VANGUARD MARKETING CORPORATION,PERSHING LLC,CITADEL SECURITIES LLC. (herein referred to as“JPMS”). “ J.P. Morgan Entities” means, as the context may require or permit, any and all of JPMSL, JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC., J.P. Morgan Markets Limited, J.P. Morgan Securities Australia Limited, J.P. Morgan Securities (Asia Pacific) Limited, J.P. Morgan Securities Japan Co., Ltd and J.P. Morgan Prime Nominees Limited and any additional entity notified to the Company from time to time. |
| Transfer date | Settlement Date 29-Apr-2024 30-Apr-2024 03-May-2024 07-May-2024 09-May-2024 13-May-2024 21-May-2024 11-Jun-2024 13-Jun-2024 26-Jun-2024 10-Jul-2024 15-Aug-2024 16-Aug-2024 22-Aug-2024 20-Sep-2024 23-Sep-2024 24-Sep-2024 25-Sep-2024 26-Sep-2024 30-Sep-2024 15-Oct-2024 01-Nov-2024 12-Nov-2024 11-Dec-2024 13-Dec-2024 16-Dec-2024 17-Dec-2024 18-Dec-2024 20-Dec-2024 10-Jan-2025 21-Jan-2025 |
| 23-Jan-2025 29-Jan-2025 05-Feb-2025 19-Feb-2025 04-Mar-2025 11-Mar-2025 25-Mar-2025 26-Mar-2025 31-Mar-2025 01-Apr-2025 03-Apr-2025 04-Apr-2025 07-Apr-2025 09-Apr-2025 17-Apr-2025 24-Apr-2025 25-Apr-2025 28-Apr-2025 06-May-2025 07-May-2025 08-May-2025 09-May-2025 12-May-2025 14-May-2025 19-May-2025 21-May-2025 30-May-2025 02-Jun-2025 10-Jun-2025 24-Jun-2025 26-Jun-2025 01-Jul-2025 02-Jul-2025 03-Jul-2025 08-Jul-2025 11-Jul-2025 14-Jul-2025 |
|
|---|---|
| Holder of voting rights |
JPMS is the holder of the voting rights from the time at which it exercises its right to borrow. Notwithstanding this, please note that the Company has the right to recall equivalent securities if it wishes to exercise its votingrights in respect of the securities. |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | JPMS will not be able to exercise voting rights in circumstances where the Company has recalled equivalent securities from JPMS before the voting rights have been exercised. In these circumstances, JPMS must return the securities to the Companyand the Companyholds the votingrights. |
| Scheduled return date(if any) |
N/A. There is no term to the loan of securities. |
| Does the borrower have the right to **return early? ** |
Yes. |
| If yes, detail | JPMS has the right to return all and any securities or equivalent securities early at any time. |
| Does the lender have the right to **recall early? ** |
Yes. |
|---|---|
| Ifyes, detail | The Companyhas the right to recall all or anyequivalent securities on demand. |
| Will the securities be returned on settlement? |
Yes. Settlement of the loan will occur when JPMS returns equivalent securities to the Company. There is no term to the loan of securities. |
| If yes, detail any exceptions |
|
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copyof the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 16-Jul-2025 |
|---|---|
| Company’s name: | IMMUTEP LTD |
| ISIN: | AU000000IMM6 |
| Date of change of relevant interests: |
14-Jul-2025 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
Caceis Bank, Luxembourg Branch ("lender") and J.P. Morgan Securities Plc ("borrower") |
| Transfer date | Settlement Date 04-Apr-2025 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery on a business day if notice of redelivery has been given within the standard market settlement period. |
| Does the lender have the right to recall early? |
Yes. |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time provided notification is given by the lender within standard market settlement period for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
|---|---|
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 16-Jul-2025 |
|---|---|
| Company’s name: | IMMUTEP LTD |
| ISIN: | AU000000IMM6 |
| Date of change of relevant interests: |
14-Jul-2025 |
| Schedule | |
| Type of agreement | Overseas Securities Lender's Agreement ("OSLA") |
| Parties to agreement | J.P. Morgan Securities Plc ("borrower") and Citibank N.A. acting as Agent ("lender") |
| Transfer date | Settlement Date 30-Aug-2024 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
|---|---|
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 16-Jul-2025 |
|---|---|
| Company’s name: | IMMUTEP LTD |
| ISIN: | AU000000IMM6 |
| Date of change of relevant interests: |
14-Jul-2025 |
| Schedule | |
| Type of agreement | Master Overseas Securities Borrowing Agreement |
| Parties to agreement | J.P. Morgan Securities Plc ("borrower") and The Northern Trust Company as agent ("lender") |
| Transfer date | Settlement Date 07-Feb-2025 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is in clause 4(B)(vi) of the agreement. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstandingto the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |