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IMMUTEP LIMITED Major Shareholding Notification 2024

Nov 13, 2024

65122_rns_2024-11-13_5ed81258-6ef8-4147-86fb-a9f039d48e0b.pdf

Major Shareholding Notification

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603 Page 1 of 3

Form 603

Corporations Act 2001 Section

671B

Notice of initial substantial holder

To Company Name/Scheme IMMUTEP LTD ACN/ARSN/ ABN 90 009 237 889

1. Details of substantial holder (1)

Name JPMorgan Chase & Co. and its affiliates ACN/ARSN (if applicable) NA

The holder became a substantial holder on 11/November/2024

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person's votes (5) Voting power (6)
Ordinary 72,926,571 72,926,571 5.01%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

a substantial holder are as follows:
Holder of relevant interest Nature of relevant interest (7) Class and number of securities
JPMORGAN CHASE BANK, N.A. Securities on Loan as Agent Lender 3,216,387
(Ordinary)
J.P. MORGAN SECURITIES PLC Holder of securities subject to an obligation to return under a
securities lendingagreement		 4,892,171
(Ordinary)
J.P. MORGAN SECURITIES PLC Purchase and sales of securities in its capacity as
Principal/Proprietary		 1,000
(Ordinary)
J.P. MORGAN SECURITIES LLC Rehypothecation of client securities under a Prime Brokerage
Agreement		 251,080
(Ordinary)
J.P. MORGAN SECURITIES LLC Purchase and sales of securities in its capacity as
Principal/Proprietary		 42,510
(Ordinary)
J.P. MORGAN SECURITIES LLC Holder of securities subject to an obligation to return under a
securities lendingagreement		 36,109,800
(Ordinary)
J.P. MORGAN SECURITIES AUSTRALIA
LIMITED		 Purchase and sales of securities in its capacity as
Principal/Proprietary		 25,281,063
(Ordinary)
J.P. MORGAN SECURITIES AUSTRALIA
LIMITED		 Holder of securities subject to an obligation to return under a
securities lendingagreement		 3,132,560
(Ordinary)

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest Registered holder of securities Person entitled to be registered as holder
(8)
Class and
number of
securities
JPMORGAN CHASE BANK, N.A. JPM Nominees Australia Pty Limited Various Borrowers under the Securities
Lending Agreement		 3,216,387
(Ordinary)
J.P. MORGAN SECURITIES PLC JPM Nominees Australia Pty Limited JPM Nominees Australia Pty Limited 4,892,171
(Ordinary)
J.P. MORGAN SECURITIES PLC JPM Nominees Australia Pty Limited J.P. MORGAN SECURITIES PLC 1,000
(Ordinary)
J.P. MORGAN SECURITIES LLC Citi Australia Various Clients and Custodians 251,080
(Ordinary)

603 Page 2 of 3

603 Page 2 of 3
J.P. MORGAN SECURITIES LLC Citi Australia J.P. MORGAN SECURITIES LLC 42,510
(Ordinary)
J.P. MORGAN SECURITIES LLC Citi Australia Citi Australia 36,109,800
(Ordinary)
J.P. MORGAN SECURITIES AUSTRALIA
LIMITED		 Ecapital Nominees Pty Ltd J.P. MORGAN SECURITIES AUSTRALIA
LIMITED		 25,281,063
(Ordinary)
J.P. MORGAN SECURITIES AUSTRALIA
LIMITED		 Ecapital Nominees Pty Ltd Ecapital Nominees Pty Ltd 3,132,560
(Ordinary)

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant
interest		 Date of acquisition Consideration (9) Consideration (9) Class and number of securities
See Appendix Cash Non-cash

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
J.P. MORGAN SECURITIES LLC Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES PLC Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
JPMORGAN CHASE BANK, N.A.		 Subsidiary of JPMorgan Chase & Co.
Subsidiary of JPMorgan Chase & Co.

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
JPMorgan Chase & Co. 383 Madison Avenue, New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES AUSTRALIA LIMITED LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NSW 2000, Australia
J.P. MORGAN SECURITIES LLC 383 Madison Ave., New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES PLC 25 Bank Street, Canary Wharf, London, E14 5JP, England
JPMORGAN CHASE BANK, N.A. 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States

Signature

ure
Print name
Sign here		 S. Seshagiri Rao Capacity
Compliance Officer
Date
13/November/2024

603 Page 3 of 3

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

  • (6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (7) Include details of:

  • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".

  • (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

TRADES FOR RELEVANT PERIOD Appendix
Transaction Date Entity Product Type Type of Transaction Quantity Price (AUD) Consideration
Balance at start of relevant period
52,357,232
12-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,329 0.36 474.09
$
12-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Adjustment (7,380) - -
$
12-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Adjustment (90) - -
$
12-Jul-24 J.P. MORGAN SECURITIES LLC Equity Adjustment (258,065) - -
$
12-Jul-24 J.P. MORGAN SECURITIES LLC Equity Adjustment (86,166) - -
$
12-Jul-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 525,000 - -
$
12-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 283,000 - -
$
15-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,947 0.33 5,182.78
$
15-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 512,726 0.33 168,771.97
$
15-Jul-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 409,248 - -
$
15-Jul-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 425,510 - -
$
15-Jul-24 JPMORGAN CHASE BANK, N.A. Depository Receipt Borrow 1,000,000 - -
$
15-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 605,000 - -
$
15-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 19,000 - -
$
15-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 422,000 - -
$
15-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (605,000) - -
$
15-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 605,000 - -
$
15-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 27,000 - -
$
15-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 50,000 - -
$
15-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 200,000 - -
$
15-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 110,000 - -
$
15-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 398,000 - -
$
15-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 145,000 - -
$
16-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (51,947) 0.31 16,003.31
$
16-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (774) 0.32 243.81
$
16-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,519 0.31 1,082.09
$
16-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 164,011 0.30 49,202.64
$
16-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 57,917 0.30 17,088.93
$
16-Jul-24 J.P. MORGAN SECURITIES PLC Equity Borrow 300,000 - -
$
16-Jul-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (500,000) - -
$
16-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (178,000) - -
$
16-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 281,000 - -
$
16-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (125,000) - -
$
16-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 58,000 - -
$
16-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 203,000 - -
$
16-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (60,000) - -
$
16-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 507,000 - -
$
16-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 100,000 - -
$
16-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 39,000 - -
$
17-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,310 0.30 389.03
$
17-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (93,840) 0.30 28,121.22
$
17-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 350,000 - -
$
17-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (33,000) - -
$
17-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 280,000 - -
$
17-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 51,000 - -
$
17-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 1,000 - -
$
18-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (33,397) 0.29 9,826.77
$
18-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,080) 0.29 8,433.20
$
18-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,168 0.29 3,831.78
$
18-Jul-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (315,563) - -
$
18-Jul-24 JPMORGAN CHASE BANK, N.A. Depository Receipt Borrow 2,106,000 - -
$
18-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (33,000) - -
$
18-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (9,000) - -
$
18-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (8,000) - -
$
18-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (262,000) - -
$
18-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (18,000) - -
$
18-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (51,000) - -
$
18-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (23,000) - -
$
19-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,526) 0.30 2,515.17
$
19-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 230,000 - -
$
19-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (281,000) - -
$
19-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 9,000 - -
$
19-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (150,000) - -
$
19-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (58,000) - -
$
19-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (3,000) - -
$
19-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (50,000) - -
$
19-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (167,000) - -
$
19-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (17,000) - -
$
19-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (398,000) - -
$
19-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 436,000 - -
$
19-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (145,000) - -
$
22-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (67,981) 0.30 20,625.16
$
22-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,000 0.30 8,850.00
$
23-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,133) 0.30 3,039.90
$
23-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 106,600 0.30 31,980.00
$
23-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (57,000) - -
$
23-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (2,000) - -
$
23-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (81,000) - -
$
23-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (30,000) - -
$
23-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (4,000) - -
$
23-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (53,000) - -
$
23-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (60,000) - -
$
24-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 29,000 0.32 9,280.00
$
24-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,330 0.32 424.72
$
24-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,478) 0.32 792.96
$
24-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 500,000 - -
$
24-Jul-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (352,772) - -
$
24-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 23,000 - -
$
24-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (8,000) - -
$
24-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (6,000) - -
$
24-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (8,000) - -
$
24-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (1,000) - -
$
25-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (46,444) 0.32 14,910.57
$
25-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (145,580) 0.33 48,368.08
$
25-Jul-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 118,800 - -
$
25-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (265,000) - -
$
25-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (1,000) - -
$
25-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 120,000 - -
$
25-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (1,000) - -
$
25-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (2,000) - -
$
25-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 114,000 - -
$
25-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 40,000 - -
$
25-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (67,000) - -
$
25-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (151,000) - -
$
25-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (60,000) - -
$
25-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (2,000) - -
$
25-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (98,000) - -
$
25-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (58,000) - -
$
25-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (5,000) - -
$
25-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (5,000) - -
$
25-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (5,000) - -
$
25-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (20,000) - -
$
25-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (15,000) - -
$
26-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (81,012) 0.33 27,007.29
$
26-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,727) 0.33 5,576.88
$
26-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 432,181 0.34 145,414.64
$
26-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 114,535 0.34 38,537.25
$
26-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (132,000) - -
$
26-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 266,000 - -
$
26-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 178,000 - -
$
26-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (178,000) - -
$
26-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (73,000) - -
$
26-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 73,000 - -
$
1/6
TRADES FOR RELEVANT PERIOD Appendix
26-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (167,000) - -
$
29-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,880) 0.34 1,671.05
$
29-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 225,473 0.34 77,736.10
$
29-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 62,905 0.34 21,687.69
$
29-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 673,655 - -
$
29-Jul-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 150,000 - -
$
29-Jul-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (409,248) - -
$
29-Jul-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (425,510) - -
$
29-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 114,000 - -
$
29-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (114,000) - -
$
29-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 500,000 - -
$
29-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 114,000 - -
$
29-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (6,000) - -
$
29-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 82,000 - -
$
29-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 119,000 - -
$
29-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (27,000) - -
$
29-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (27,000) - -
$
29-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (73,000) - -
$
29-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (19,000) - -
$
29-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (16,000) - -
$
30-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (87,147) 0.34 29,647.76
$
30-Jul-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 500,000 - -
$
31-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (63,999) 0.34 21,941.16
$
31-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,000 0.34 6,800.00
$
31-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,399) 0.34 1,496.06
$
31-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 48,728 0.34 16,673.16
$
31-Jul-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 175,899 0.34 60,187.01
$
31-Jul-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (148,600) - -
$
31-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (51,000) - -
$
31-Jul-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (23,000) - -
$
1-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (70,100) 0.34 23,859.59
$
1-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 65,466 0.34 22,219.88
$
1-Aug-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (60,837) - -
$
1-Aug-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (118,800) - -
$
2-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,034) 0.34 4,091.56
$
2-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,175 0.34 7,763.63
$
2-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 0.34 3,354.75
$
2-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,000) 0.34 3,350.00
$
2-Aug-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (150,000) - -
$
2-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (69,000) - -
$
2-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 152,000 - -
$
2-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (16,000) - -
$
2-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (10,000) - -
$
2-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (83,000) - -
$
5-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (70,100) 0.31 21,452.07
$
5-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (89,613) 0.31 27,425.88
$
5-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,743) 0.31 7,871.82
$
5-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 136,542 0.31 41,652.96
$
5-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,200,000 0.30 354,000.00
$
5-Aug-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 242,151 - -
$
5-Aug-24 JPMORGAN CHASE BANK, N.A. Depository Receipt Borrow Return (20,000) - -
$
6-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 311,826 0.29 89,401.45
$
6-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,457) 0.29 5,580.38
$
6-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,699) 0.29 7,452.71
$
6-Aug-24 JPMORGAN CHASE BANK, N.A. Depository Receipt Borrow Return (20,000) - -
$
6-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 272,000 - -
$
6-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (272,000) - -
$
6-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 272,000 - -
$
6-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 4,000 - -
$
6-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 71,000 - -
$
6-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (4,000) - -
$
6-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 160,000 - -
$
6-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 30,000 - -
$
6-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 36,000 - -
$
6-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 4,000 - -
$
6-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 6,000 - -
$
7-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,000) 0.29 2,900.00
$
7-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (52,883) 0.30 15,674.89
$
7-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (77,160) 0.30 23,367.52
$
7-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (70,100) 0.30 20,976.30
$
7-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 0.30 2,991.43
$
7-Aug-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (242,151) - -
$
7-Aug-24 JPMORGAN CHASE BANK, N.A. Depository Receipt Borrow Return (120,000) - -
$
7-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (1,000) - -
$
7-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 6,000 - -
$
7-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (2,000) - -
$
7-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 385,000 - -
$
7-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (3,000) - -
$
7-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (4,000) - -
$
8-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,327) 0.30 1,610.74
$
8-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (68,126) 0.30 20,571.05
$
8-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 41,455 0.30 12,559.25
$
8-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,726 0.30 3,552.52
$
8-Aug-24 JPMORGAN CHASE BANK, N.A. Depository Receipt Borrow Return (120,000) - -
$
8-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (4,000) - -
$
8-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 4,000 - -
$
9-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (170,612) 0.31 53,672.49
$
9-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (14,545) 0.31 4,575.45
$
9-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 317,692 0.31 99,743.53
$
9-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 87,926 0.31 27,605.51
$
9-Aug-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (257,849) - -
$
9-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 6,000 - -
$
9-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 1,572,000 - -
$
9-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (65,000) - -
$
9-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (31,000) - -
$
9-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (7,000) - -
$
9-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 269,000 - -
$
12-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (46,064) 0.31 14,334.56
$
12-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,641) 0.32 2,721.92
$
12-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (70,100) 0.31 21,846.95
$
12-Aug-24 J.P. MORGAN SECURITIES PLC Equity Borrow 500,000 - -
$
12-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (6,000) - -
$
12-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (117,000) - -
$
13-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (83,960) 0.31 26,197.37
$
13-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,563) 0.31 1,419.60
$
14-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 29,810 0.33 9,724.08
$
14-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (188,988) 0.34 64,595.15
$
14-Aug-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 100,000 - -
$
14-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (41,000) - -
$
15-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (59,371) 0.34 20,186.14
$
15-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (84,120) 0.34 28,583.05
$
15-Aug-24 J.P. MORGAN SECURITIES PLC Equity Borrow 150,000 - -
$
15-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 700,000 - -
$
15-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 85,000 - -
$
16-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (99,805) 0.35 35,297.73
$
16-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 206,163 0.35 72,913.87
$
16-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 74,007 0.35 26,174.13
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (4,000) - -
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 14,000 - -
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 71,000 - -
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (15,000) - -
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (70,000) - -
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (9,000) - -
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (373,000) - -
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (43,000) - -
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (29,000) - -
$

2/6

TRADES FOR RELEVANT PERIOD Appendix
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (42,000) - -
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (27,000) - -
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (27,000) - -
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (20,000) - -
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (160,000) - -
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (329,000) - -
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (67,000) - -
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (40,000) - -
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 633,000 - -
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (40,000) - -
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (14,000) - -
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (2,000) - -
$
16-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (69,000) - -
$
19-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 24,768 0.35 8,668.80
$
19-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (84,120) 0.35 29,808.43
$
19-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (112,469) 0.35 39,677.60
$
20-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (41,060) 0.37 14,986.90
$
20-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,774 0.35 2,020.90
$
21-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,313 0.36 829.00
$
21-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 18,790 0.36 6,670.45
$
21-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,313) 0.35 809.55
$
21-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 76,130 0.36 27,229.49
$
21-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 34,126 0.36 12,205.91
$
21-Aug-24 J.P. MORGAN SECURITIES PLC Equity Borrow 500,000 - -
$
22-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (146,396) 0.37 53,435.42
$
22-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 796 0.37 290.54
$
22-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 30,000 - -
$
22-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (455,000) - -
$
22-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 22,000 - -
$
23-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 664 0.37 247.34
$
23-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 28,723 0.38 10,771.13
$
23-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (115,238) 0.38 43,215.06
$
23-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 99,507 0.37 36,944.36
$
23-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 156,845 0.37 58,232.47
$
23-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (77,000) - -
$
23-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (93,000) - -
$
23-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 93,000 - -
$
26-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 622 0.37 227.03
$
26-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 43,779 0.36 15,590.93
$
26-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (16,000) - -
$
26-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (62,000) - -
$
27-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (83,278) 0.37 30,485.74
$
27-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 591 0.37 217.44
$
27-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,942 0.37 5,453.83
$
27-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (36,684) 0.37 13,444.32
$
27-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 17,000 - -
$
27-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (146,000) - -
$
27-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 146,000 - -
$
27-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (10,000) - -
$
28-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (87,161) 0.38 33,341.44
$
28-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (81,000) - -
$
29-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (83,278) 0.37 30,622.90
$
29-Aug-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (500,000) - -
$
29-Aug-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (200,000) - -
$
29-Aug-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (300,000) - -
$
29-Aug-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (500,000) - -
$
29-Aug-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (12,500) - -
$
29-Aug-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (200,000) - -
$
29-Aug-24 J.P. MORGAN SECURITIES PLC Equity Borrow Return (150,000) - -
$
29-Aug-24 J.P. MORGAN SECURITIES PLC Equity Borrow 4,250,000 - -
$
29-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (700,000) - -
$
29-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (673,655) - -
$
29-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow Return (1,000,000) - -
$
29-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (265,000) - -
$
29-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 38,000 - -
$
29-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 233,000 - -
$
29-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 52,000 - -
$
29-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (52,000) - -
$
30-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 31,600 0.39 12,324.00
$
30-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,467 0.40 6,650.05
$
30-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (226,325) 0.40 91,376.68
$
30-Aug-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 46,859 0.38 17,711.58
$
30-Aug-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (7,000) - -
$
2-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,500) 0.40 5,400.00
$
2-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (85,804) 0.39 33,880.40
$
2-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 726 0.40 290.40
$
3-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 51,774 0.40 20,745.12
$
3-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 73,010 0.39 28,742.87
$
3-Sep-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 75,000 - -
$
3-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (148,000) - -
$
3-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 148,000 - -
$
3-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 23,000 - -
$
3-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 38,000 - -
$
3-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (23,000) - -
$
3-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 17,000 - -
$
4-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,000) 0.40 5,925.00
$
4-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 42,200 0.39 16,347.01
$
4-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 0.39 3,879.07
$
4-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,000) 0.40 4,000.00
$
4-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (15,000) - -
$
4-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (2,000) - -
$
4-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (6,000) - -
$
4-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 23,000 - -
$
4-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 18,000 - -
$
4-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (1,000) - -
$
4-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (4,000) - -
$
4-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (73,000) - -
$
4-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (7,000) - -
$
4-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (14,000) - -
$
5-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,608) 0.40 1,425.16
$
5-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 46,140 0.40 18,225.30
$
5-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 6,000 - -
$
5-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 37,000 - -
$
5-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (122,000) - -
$
5-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 27,000 - -
$
5-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (123,000) - -
$
6-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (62,043) 0.39 24,196.77
$
6-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 60,490 0.39 23,591.10
$
6-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (1,000) - -
$
6-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (6,000) - -
$
6-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (28,000) - -
$
6-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (23,000) - -
$
6-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (20,000) - -
$
6-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 80,000 - -
$
6-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (38,000) - -
$
6-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (18,000) - -
$
6-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (11,000) - -
$
9-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 276,895 0.41 112,203.67
$
9-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (5,000) - -
$
9-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (3,000) - -
$
9-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (35,000) - -
$
9-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (27,000) - -
$
10-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 229,383 0.40 91,753.20
$
10-Sep-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 9,510,400 - -
$
10-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (86,000) - -
$
11-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,884 0.40 7,140.06
$

3/6

TRADES FOR RELEVANT PERIOD Appendix
11-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,459 0.40 583.92
$
11-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 302,781 0.40 121,110.28
$
11-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,459) 0.40 583.60
$
11-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (40,000) - -
$
11-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 3,000 - -
$
12-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 67,554 0.40 27,261.82
$
12-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,121 0.40 452.77
$
12-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 0.40 4,019.23
$
12-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 137,221 0.40 55,075.84
$
12-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 4,000 - -
$
12-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (16,000) - -
$
12-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 4,000 - -
$
12-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 9,000 - -
$
12-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 143,000 - -
$
12-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 9,000 - -
$
12-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (9,000) - -
$
12-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 40,000 - -
$
12-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 1,000 - -
$
12-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 4,000 - -
$
13-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,097 0.40 2,423.56
$
13-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 260,954 0.40 105,009.98
$
13-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (2,000) - -
$
16-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 13,187 0.36 4,774.75
$
16-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21,540 0.36 7,658.89
$
16-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,738) 0.35 8,952.73
$
16-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,187) 0.40 5,274.80
$
16-Sep-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 475,000 - -
$
16-Sep-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (22,135) - -
$
17-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,399) 0.35 8,889.65
$
17-Sep-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 150,000 - -
$
18-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 0.35 3,498.22
$
18-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,893 0.36 672.02
$
18-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 655,340 0.35 229,939.15
$
18-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 71,904 0.35 25,228.96
$
18-Sep-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 100,000 - -
$
18-Sep-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 8,702 - -
$
18-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 54,000 - -
$
18-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 3,000 - -
$
19-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,603 0.35 1,595.28
$
19-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (78,079) 0.34 26,546.31
$
19-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 32,112 0.34 10,918.08
$
19-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,603) 0.35 1,588.04
$
19-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 658,462 0.35 228,861.64
$
19-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 72,253 0.35 25,112.98
$
19-Sep-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (67,702) - -
$
19-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (9,950) - -
$
19-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (62,000) - -
$
19-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (89,000) - -
$
19-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (5,190) - -
$
20-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (47,092) 0.34 16,114.41
$
20-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,185 0.34 4,148.99
$
20-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,185) 0.34 4,081.98
$
20-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 715,328 0.34 246,050.66
$
20-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 826,310 - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (14,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (114,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (20,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (8,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (76,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (482,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (38,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (140,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (422,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (9,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (4,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (148,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (147,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (3,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (222,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (4,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 5,298,000 - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (26,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (4,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (178,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (203,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (301,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (11,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (492,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (4,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (9,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (143,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (436,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (17,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (40,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (54,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (1,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (283,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (11,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (3,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (74,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (52,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (4,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (39,000) - -
$
20-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (365,000) - -
$
23-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34,605) 0.34 11,923.71
$
23-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 0.34 3,397.63
$
23-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (49,853) 0.35 17,199.29
$
23-Sep-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 217,380 - -
$
23-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (37,000) - -
$
23-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 93,000 - -
$
23-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (56,000) - -
$
23-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 15,000 - -
$
24-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22,103 0.34 7,515.02
$
24-Sep-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 99,717 - -
$
24-Sep-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 159,510 - -
$
24-Sep-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (9,510,400) - -
$
24-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (80,000) - -
$
24-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (34,000) - -
$
24-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 311,000 - -
$
24-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (76,000) - -
$
24-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (100,000) - -
$
24-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (44,000) - -
$
24-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 168,000 - -
$
24-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 76,000 - -
$
24-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (98,000) - -
$
24-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (99,000) - -
$
25-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (55,000) - -
$
25-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (8,000) - -
$
25-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 55,000 - -
$
26-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,407 0.34 1,158.38
$
26-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (46,524) 0.35 16,050.78
$
26-Sep-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (167,151) - -
$
26-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (94,000) - -
$
26-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (500,000) - -
$
26-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 500,000 - -
$
27-Sep-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 167,151 - -
$
4/6
TRADES FOR RELEVANT PERIOD Appendix
27-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (47,000) - -
$
30-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 0.33 3,330.77
$
30-Sep-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (60,000) 0.34 20,100.00
$
30-Sep-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 300,000 - -
$
30-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (10,000) - -
$
30-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 10,000 - -
$
30-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 51,000 - -
$
30-Sep-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 10,000 - -
$
1-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 41,503 0.33 13,698.73
$
1-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 314,155 0.33 103,691.88
$
1-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (110,000) - -
$
2-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,658) 0.33 2,488.85
$
2-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 60,420 0.32 19,334.40
$
2-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (130,939) - -
$
2-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (116,000) - -
$
2-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (9,000) - -
$
2-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (10,000) - -
$
2-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 495,000 - -
$
3-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,000) 0.31 3,142.45
$
3-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,291 0.31 1,035.75
$
3-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (36,679) 0.31 11,370.49
$
3-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 100,000 - -
$
3-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (149,533) - -
$
3-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 38,000 - -
$
4-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,355 0.31 1,050.22
$
4-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 104,563 0.32 32,937.35
$
4-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 150,000 - -
$
4-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (499,000) - -
$
4-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (99,000) - -
$
4-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 499,000 - -
$
4-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 22,000 - -
$
4-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 12,000 - -
$
7-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,051 0.31 957.88
$
7-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (98,334) - -
$
7-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (150,000) - -
$
7-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (456,000) - -
$
7-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 47,000 - -
$
7-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 137,000 - -
$
7-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 552,000 - -
$
7-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 120,000 - -
$
8-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 54,000 - -
$
8-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 92,000 - -
$
8-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (46,000) - -
$
8-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (34,000) - -
$
8-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (2,000) - -
$
8-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (9,000) - -
$
8-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (43,000) - -
$
8-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 217,000 - -
$
8-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (47,000) - -
$
8-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 34,000 - -
$
9-Oct-24 JPMORGAN CHASE BANK, N.A. Depository Receipt Borrow Return (20,000) - -
$
9-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 51,000 - -
$
9-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (8,000) - -
$
9-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (6,000) - -
$
9-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (34,000) - -
$
9-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 85,000 - -
$
9-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (22,000) - -
$
9-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (15,000) - -
$
10-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,527 0.32 814.96
$
10-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 0.32 3,201.09
$
10-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 148,130 0.32 47,277.76
$
10-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,822 0.32 6,645.63
$
10-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Buy 42,510 0.33 13,861.87
$
10-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 278,000 - -
$
10-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 202,000 - -
$
10-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 13,000 - -
$
10-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 51,000 - -
$
11-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,424) 0.32 2,361.64
$
11-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21,418 0.32 6,848.71
$
11-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,944 0.32 941.39
$
11-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (11,000) - -
$
11-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (11,000) - -
$
14-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 171,191 0.33 55,665.32
$
14-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,607 0.33 7,676.17
$
14-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 250,000 - -
$
15-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,735 0.33 568.21
$
15-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 396,052 0.32 125,375.41
$
15-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 54,439 0.32 17,233.37
$
15-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (88,699) - -
$
15-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 88,699 - -
$
15-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 767,000 - -
$
15-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 72,000 - -
$
15-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (5,000) - -
$
15-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 37,000 - -
$
16-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,822 0.32 573.93
$
16-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (201,245) - -
$
16-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (100,801) - -
$
16-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 100,380 - -
$
16-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (72,000) - -
$
16-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 98,000 - -
$
16-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 38,000 - -
$
16-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (60,760) - -
$
16-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 33,000 - -
$
16-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 28,000 - -
$
16-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (15,000) - -
$
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,728 0.31 531.36
$
18-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 6,000 - -
$
18-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 14,000 - -
$
21-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (250,000) - -
$
21-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (464,885) - -
$
21-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (240,839) - -
$
21-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 3,000 - -
$
21-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 26,000 - -
$
21-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 23,000 - -
$
21-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (12,000) - -
$
21-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 12,000 - -
$
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 33,881 0.30 10,190.76
$
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,304 0.30 395.02
$
22-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (65,000) - -
$
22-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (24,000) - -
$
22-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (3,000) - -
$
22-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (23,000) - -
$
22-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (38,000) - -
$
22-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (13,000) - -
$
22-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 30,000 - -
$
22-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (51,000) - -
$
22-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (38,000) - -
$
22-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (17,000) - -
$
22-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (14,000) - -
$
22-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 13,000 - -
$
22-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (10,230) - -
$
22-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (58,000) - -
$
22-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (37,000) - -
$
22-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (12,000) - -
$
22-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 341,000 - -
$
23-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 86,813 0.30 26,043.90
$

5/6

TRADES FOR RELEVANT PERIOD Appendix
23-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,124 0.30 340.01
$
23-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 12,728 - -
$
23-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 39,373 - -
$
23-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (12,000) - -
$
23-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (9,000) - -
$
23-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (7,000) - -
$
23-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (26,000) - -
$
23-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (8,000) - -
$
23-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 53,000 - -
$
23-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (3,000) - -
$
23-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (4,000) - -
$
23-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (1,000) - -
$
23-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (26,000) - -
$
23-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (9,000) - -
$
23-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (21,000) - -
$
23-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (2,000) - -
$
23-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 54,000 - -
$
23-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (54,000) - -
$
23-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (10,000) - -
$
23-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (37,070) - -
$
23-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (22,000) - -
$
23-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 355,000 - -
$
23-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (24,000) - -
$
24-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (60,700) 0.30 18,210.00
$
24-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (283,480) - -
$
24-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (100,865) - -
$
24-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (58,837) - -
$
24-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (13,000) - -
$
25-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 33,350 0.29 9,671.50
$
25-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,576) 0.29 749.56
$
25-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (60,554) 0.29 17,702.66
$
25-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,091 0.30 321.85
$
25-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 283,480 - -
$
25-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 58,837 - -
$
25-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (3,000) - -
$
25-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (30,000) - -
$
25-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 41,000 - -
$
25-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (11,000) - -
$
28-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,000 0.30 3,004.29
$
28-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 219,000 - -
$
29-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 29,800 0.30 8,791.00
$
29-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 960 0.29 280.80
$
29-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (12,728) - -
$
29-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 8,000 - -
$
30-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,006 0.29 296.20
$
30-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (64,753) - -
$
30-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (15,898) - -
$
30-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (58,837) - -
$
30-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (36,000) - -
$
30-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (48,000) - -
$
30-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (32,000) - -
$
30-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (32,000) - -
$
31-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,834 0.28 2,193.52
$
31-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 132,969 0.28 37,231.32
$
31-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (64,877) - -
$
31-Oct-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (8,000) - -
$
1-Nov-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (92,318) - -
$
1-Nov-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (110,000) - -
$
1-Nov-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (4,000) - -
$
1-Nov-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (235,000) - -
$
1-Nov-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (181,000) - -
$
1-Nov-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (163,000) - -
$
1-Nov-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 612,000 - -
$
1-Nov-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 163,000 - -
$
6-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (72,386) 0.28 20,268.08
$
7-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 37,000 0.27 9,990.00
$
7-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,304) 0.27 353.80
$
7-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 845 0.27 230.26
$
7-Nov-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 150,000 - -
$
7-Nov-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (6,000) - -
$
7-Nov-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow 88,000 - -
$
7-Nov-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (54,000) - -
$
7-Nov-24 J.P. MORGAN SECURITIES LLC Depository Receipt Borrow Return (28,000) - -
$
8-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,000) 0.29 7,410.00
$
11-Nov-24 J.P. MORGAN SECURITIES LLC Equity On-Lend Return (170,275) - -
$
11-Nov-24 J.P. MORGAN SECURITIES LLC Depository Receipt On-Lend Return (684,090) - -
$
11-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,753) 0.31 9,223.43
$
11-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,472,309 0.30 448,996.82
$
11-Nov-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 200,588 0.30 61,171.52
$
Balance at end of relevant period
72,926,571

6/6

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

shareholding notice filed with ASX.
Date: 13-Nov-2024
Company’s name: IMMUTEP LTD
ISIN: AU000000IMM6
Date of change of
relevant
interests:
11-Nov-2024
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
agreement		 JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley & Co. International PLC
(Borrower)
Transfer date Settlement Date
29-Oct-2024
Holder of voting
rights		 Borrower
Are there any
restriction on
voting rights		 Yes
If yes, detail The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the
standard form GMSLA.
Scheduled return
date(if any)		 None
Does the borrower
have the right to
**return early? **		 Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in accordance with the
lender's instructions.
Does the lender
have the right to
**recall early? **		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender's instructions.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

Date: 13-Nov-2024
Company’s name: IMMUTEP LTD
ISIN: AU000000IMM6
Date of change
of relevant
interests:		 11-Nov-2024
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
agreement		 JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch International(Borrower)
Transfer date Settlement Date
15-Jul-2024
18-Jul-2024
Holder of voting
rights		 Borrower
Are there any
restriction on
voting rights		 Yes
If yes, detail The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the
standard form GMSLA.
Scheduled return
date(if any)		 None
Does the borrower
have the right to
**return early? **		 Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in accordance with the
lender's instructions.
Does the lender
have the right to
**recall early? **		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender's instructions.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 13-Nov-2024
Company’s name: IMMUTEP LTD
ISIN: AU000000IMM6
Date of change of
relevant interests:		 11-Nov-2024
Schedule
Type of agreement Australian Master Securities LendingAgreement("AMSLA")
Parties to agreement Citibank N.A. as agent (“lender”), J.P. Morgan Securities Australia Limited (“borrower”)
Transfer date Settlement Date
20-Feb-2024
09-May-2024
12-Jun-2024
26-Jul-2024
Holder of voting rights Borrower
Are there any restriction
on voting rights		 Yes
If yes, detail The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavours to
notify the borrower of its instructions in writing no later than 7 business days prior to the date upon
which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set
out in clause 4.3 of the standard form AMSLA
Scheduled return date (if
any)		 None
Does the borrower have
**the right to return early? **		 Yes
If yes, detail Borrower has right to return all and any securities or equivalent securities early at any time in
accordance with the lender’s instructions.
Does the lender have the
right to recall early?		 Yes
If yes, detail Lender has right to recall all or any equivalent securities on any business day by giving such notice as
agreed by the parties. The borrower must return the securities not later than the expiry of such notice
in accordance with the lender’s instructions.
Will the securities be
returned on settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a
copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 13-Nov-2024
Company’s name: IMMUTEP LTD
ISIN: AU000000IMM6
Date of change of
relevant interests:		 11-Nov-2024
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to agreement State Street Bank and Trust Company ("lender") and J.P. Morgan Securities Australia Limited
("borrower")
Transfer date Settlement Date
24-Sep-2024
Holder of voting rights Borrower
Are there any restriction
on voting rights		 Yes
If yes, detail The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with
the instructions of the otherparty, unless otherwise agreed between theparties.
Scheduled return date (if
any)		 None
Does the borrower have
the right to return early?		 Yes
If yes, detail Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and
outstanding to the lender in accordance with lender's instructions and lender shall accept such
redelivery.
Does the lender have the
**right to recall early? **		 Yes
If yes, detail Lender has right to recall all or any equivalent securities on any business day by giving such notice as
agreed by the parties. The borrower must return the securities not later than the expiry of such notice
in accordance with the lender’s instructions.
Will the securities be
returned on settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a
copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

**Date: ** 13-Nov-2024
Company’s name: IMMUTEP LTD
ISIN: AU000000IMM6
Date of change of
relevant interests:		 11-Nov-2024
Schedule
Type of agreement Overseas Securities Lender's Agreement ("OSLA")
Parties to agreement J.P. Morgan Securities Plc ("borrower") and Citibank N.A. acting as Agent ("lender")
Transfer date Settlement Date
12-Jun-2024
25-Jun-2024
30-Aug-2024
Holder of voting rights Borrower
Are there any
restriction on voting
rights		 Yes
If yes, detail The borrower undertakes to use its best endeavours to arrange for the voting rights to be
exercised in accordance with the instructions of the lender, provided that the lender uses
its best endeavours to notify the borrower of its instructions in writing no later than 7
business days prior to the date upon which such votes are exercisable or as otherwise
agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard
form OSLA.
Scheduled return date
(if any)		 None
Does the borrower
have the right to
return early?		 Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in
accordance with the lender’s instructions.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on any
business day of not less than the standard settlement time for such equivalent securities on
the exchange or in the clearing organisation through which the relevant borrowed securities
were originally delivered. The borrower must return the securities not later than the expiry
of such notice in accordance with the lender’s instructions.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested
by ASIC, a copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date: 13-Nov-2024
Company’s name: IMMUTEP LTD
ISIN: AU000000IMM6
Date of change of
relevant interests:		 11-Nov-2024
Schedule
Type of agreement Institutional Account Agreement
Parties to
agreement		 JP Morgan Securities LLC for itself and as agent and trustee for the other J.P. Morgan Entities and
APEX CLEARING CORPORATION, CHARLES SCHWAB & CO., INC, CITIBANK NA-AS AGENT,
Blackrock, FUTU CLEARING INC, HILLTOP SECURITIES INC., INTERACTIVE BROKERS LLC,
NATIONAL FINANCIAL SERVICES LLC, NATIONAL FINANCIAL SERVICES LLC - AS AGENT,
ROBINHOOD SECURITIES, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED,
TRADESTATION SECURITIES INC, WEDBUSH SECURITIES INC and WELLS FARGO
SECURITIES, LLC(herein referred to as“JPMS”).
“ J.P. Morgan Entities” means, as the context may require or permit, any and all of JPMSL, JPMorgan
Chase Bank, N.A., J.P. Morgan Securities LLC., J.P. Morgan Markets Limited, J.P. Morgan Securities
Australia Limited, J.P. Morgan Securities (Asia Pacific) Limited, J.P. Morgan Securities Japan Co., Ltd
and J.P. Morgan Prime Nominees Limited and any additional entity notified to the Company from time
to time.
Transfer date Settlement Date
22-Apr-2024
29-Apr-2024
30-Apr-2024
01-May-2024
02-May-2024
03-May-2024
07-May-2024
08-May-2024
09-May-2024
10-May-2024
13-May-2024
16-May-2024
17-May-2024
21-May-2024
22-May-2024
23-May-2024
24-May-2024
29-May-2024
30-May-2024
05-Jun-2024
06-Jun-2024
07-Jun-2024
11-Jun-2024
12-Jun-2024
13-Jun-2024
14-Jun-2024
21-Jun-2024
24-Jun-2024
26-Jun-2024
28-Jun-2024
02-Jul-2024
10-Jul-2024
11-Jul-2024
15-Jul-2024
16-Jul-2024
17-Jul-2024
19-Jul-2024
25-Jul-2024
26-Jul-2024
29-Jul-2024
02-Aug-2024
06-Aug-2024
07-Aug-2024
09-Aug-2024
15-Aug-2024
16-Aug-2024
22-Aug-2024
23-Aug-2024
29-Aug-2024
06-Sep-2024
20-Sep-2024
23-Sep-2024
24-Sep-2024
25-Sep-2024
26-Sep-2024
30-Sep-2024
02-Oct-2024
04-Oct-2024
07-Oct-2024
08-Oct-2024
09-Oct-2024
10-Oct-2024
15-Oct-2024
16-Oct-2024
18-Oct-2024
21-Oct-2024
22-Oct-2024
23-Oct-2024
25-Oct-2024
28-Oct-2024
01-Nov-2024
07-Nov-2024
Holder of voting
rights		 JPMS is the holder of the voting rights from the time at which it exercises its right to borrow.
Notwithstanding this, please note that the Company has the right to recall equivalent securities if it
wishes to exercise its votingrights in respect of the securities.
Are there any
restriction on voting
rights		 Yes
If yes, detail JPMS will not be able to exercise voting rights in circumstances where the Company has recalled
equivalent securities from JPMS before the voting rights have been exercised. In these circumstances,
JPMS must return the securities to the Companyand the Companyholds the votingrights.
Scheduled return
date(if any)		 N/A. There is no term to the loan of securities.
Does the borrower
have the right to
**return early? **		 Yes.
If yes, detail JPMS has the right to return all and any securities or equivalent securities early at any time.
Does the lender
have the right to
**recall early? **		 Yes.
Ifyes, detail The Companyhas the right to recall all or anyequivalent securities on demand.
Will the securities be
returned on
settlement?
Yes. Settlement of the loan will occur when JPMS returns equivalent securities to the Company. There
is no term to the loan of securities.
If yes, detail any
exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a
copyof the agreement will begiven to that companyor ASIC.

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