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IMMUTEP LIMITED Major Shareholding Notification 2021

Nov 15, 2021

65122_rns_2021-11-15_b7e72a96-c0d6-434f-887a-86566b2a2942.pdf

Major Shareholding Notification

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Form 604 Corporations Act 2001 Section 671B

Notice of Change of Interests of Substantial Holder

To: IMMUTEP LIMITED

ACN/ARSN:

1. Details of substantial holder (1)

Name: FIL Limited and the entities listed in Annexure A ("FIL") ACN/ARSN (if applicable)

There was a change in the interests of the substantial holder on The previous notice was given to the company on The previous notice was dated

12 November 2021 30 July 2021 30 July 2021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of Previous Notice Previous Notice Present Notice Present Notice
Securities (4) Person’s votes Voting Power (5) Person’s votes Voting Power (5)
COMMON 52,878,744 6.21% 63,312,462 7.41%
STOCK

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of Person whose Nature of Consideration Class and Person’s votes
Change relevant interest change (6) given in relation number of affected
changed
to change (7)
securities
affected
AUD COMMON COMMON
STOCK STOCK
2021-08-23 FIL BUY 431,941 431,941
0.4489
2021-08-23 FIL BUY 291,257 291,257
0.4489
2021-08-23 FIL BUY 367,215 367,215
0.4489
2021-08-23 FIL BUY 92,447 92,447
0.4489
2021-08-23 FIL BUY 865,200 865,200
0.4489
2021-08-23 FIL BUY 223,937 223,937
0.4489
2021-08-23 FIL BUY 42,443 42,443
0.4489
2021-08-24 FIL BUY 84,113 84,113
0.4585
2021-08-24 FIL BUY 56,717 56,717
0.4585
2021-08-24 FIL BUY 71,509 71,509
0.4585
2021-08-24 FIL BUY 18,003 18,003
0.4585
2021-08-24 FIL BUY 168,483 168,483
0.4585
2021-08-24 FIL BUY 43,608 43,608
0.4585
2021-08-24 FIL BUY 8,265 8,265
0.4585
2021-08-25 FIL BUY 38,660 38,660
0.4775
2021-08-25 FIL BUY 26,068 26,068
0.4775
2021-08-25 FIL BUY 32,867 32,867
0.4775
2021-08-25 FIL BUY 8,274 8,274
0.4775
2021-08-25 FIL BUY 77,438 77,438
0.4775
2021-08-25 FIL BUY 20,043 20,043
0.4775
2021-08-25 FIL BUY 3,799 3,799
0.4775
2021-08-26 FIL BUY 71,276 71,276
0.4963
2021-08-26 FIL BUY 48,061 48,061
0.4963
2021-08-26 FIL BUY 60,595 60,595
0.4963
2021-08-26 FIL BUY 15,255 15,255
0.4963
2021-08-26 FIL BUY 142,769 142,769
0.4963
2021-08-26 FIL BUY 36,953 36,953
0.4963
2021-08-26 FIL BUY 7,004 7,004
0.4963
2021-08-27 FIL BUY 145,182 145,182
0.5221
2021-08-27 FIL BUY 97,896 97,896
0.5221
2021-08-27 FIL BUY 123,426 123,426
0.5221
2021-08-27 FIL BUY 31,073 31,073
0.5221
2021-08-27 FIL BUY 290,806 290,806
0.5221
2021-08-27 FIL BUY 75,268 75,268
0.5221
2021-08-27 FIL BUY 14,266 14,266
0.5221
2021-08-30 FIL BUY 95,711 95,711
0.5180
2021-08-30 FIL BUY 64,538 64,538
0.5180
2021-08-30 FIL BUY 81,368 81,368
0.5180
2021-08-30 FIL BUY 20,485 20,485
0.5180
2021-08-30 FIL BUY 191,714 191,714
0.5180
2021-08-30 FIL BUY 49,621 49,621
0.5180
2021-08-30 FIL BUY 9,404 9,404
0.5180
2021-08-31 FIL BUY 79,973 79,973
0.5245
2021-08-31 FIL BUY 53,926 53,926
0.5245
2021-08-31 FIL BUY 67,989 67,989
0.5245
2021-08-31 FIL BUY 17,116 17,116
0.5245
2021-08-31 FIL BUY 160,190 160,190
0.5245
2021-08-31 FIL BUY 41,462 41,462
0.5245
2021-08-31 FIL BUY 7,858 7,858
0.5245
2021-09-01 FIL BUY 145,578 145,578
0.5704
2021-09-01 FIL BUY 98,163 98,163
0.5704
2021-09-01 FIL BUY 123,763 123,763
0.5704
2021-09-01 FIL BUY 31,158 31,158
0.5704
2021-09-01 FIL BUY 291,600 291,600
0.5704
2021-09-01 FIL BUY 75,474 75,474
0.5704
2021-09-01 FIL BUY 14,304 14,304
0.5704
2021-09-02 FIL BUY 91,848 91,848
0.5664
2021-09-02 FIL BUY 61,932 61,932
0.5664
2021-09-02 FIL BUY 78,084 78,084
0.5664
2021-09-02 FIL BUY 19,658 19,658
0.5664
2021-09-02 FIL BUY 183,975 183,975
0.5664
2021-09-02 FIL BUY 47,618 47,618
0.5664
2021-09-02 FIL BUY 9,025 9,025
0.5664
2021-09-03 FIL BUY 155,177 155,177
0.5873
2021-09-03 FIL BUY 104,635 104,635
0.5873
2021-09-03 FIL BUY 131,924 131,924
0.5873
2021-09-03 FIL BUY 33,212 33,212
0.5873
2021-09-03 FIL BUY 310,827 310,827
0.5873
2021-09-03 FIL BUY 80,449 80,449
0.5873
2021-09-03 FIL BUY 15,248 15,248
0.5873
TRANSITION
2021-10-18 FIL 958,337 958,337
OUT 0.5500
TRANSITION
2021-10-18 FIL 313,441 313,441
OUT 0.5500
TRANSITION
2021-10-18 FIL 1,006,974 1,006,974
OUT 0.5500
2021-10-25 FIL SELL 74,360 74,360
0.6077
TRANSITION
2021-11-03 FIL 1,321,161 1,321,161
IN 0.6000
TRANSITION
2021-11-03 FIL 90,120 90,120
IN 0.6000
TRANSITION
2021-11-03 FIL 400,044 400,044
IN 0.6000
2021-11-12 FIL BUY 723,667 723,667
0.6088
2021-11-12 FIL BUY 484,988 484,988
0.6088
2021-11-12 FIL BUY 611,428 611,428
0.6088
2021-11-12 FIL BUY 156,410 156,410
0.6088
2021-11-12 FIL BUY 1,454,200 1,454,200
0.6088
2021-11-12 FIL BUY 246,083 246,083
0.6088
2021-11-12 FIL BUY 53,358 53,358
0.6088
2021-11-12 FIL BUY 68,247 68,247
0.6088
Total BUYs
10,975,505 10,975,505
Total SELLs
(74,360) (74,360)
Total
TRANSITION IN 1,811,325 1,811,325
Total
TRANSITION
OUT (2,278,752) (2,278,752)
Total Movement
10,433,718 10,433,718

4. Present Relevant Interest

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Refer to Annexure A

5. Changes in Association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A

6. Addresses

The addresses of persons named in this form are as follows:

Refer to Annexure A

==> picture [107 x 45] intentionally omitted <==

Sign Here ______

Dated: 16 November 2021

Jen Li

Head of Regulatory Reporting, Asia Pacific Duly authorized under Powers of Attorney by and on behalf of FIL Limited

Annexure A

Investment Manager Address Custodian Nature of Relevant Interest Sum of Numerator Shares
FIL Investment Level 11, 167 NORTHERN TRUST
Management Macquarie Street, LONDON(C) 3,963,948
(Australia) Limited Sydney, NSW 2000, JP MORGAN,
Australia BOURNEMOUTH(C) 5,817,573
NATIONAL ASTL BK
MELBOURNE(S) 460,270
BROWN BROS HARRIMN
LTD LUX(C) 1,243,980
CITIBANK LONDON
4,926,019
JPMORGAN CHASE BANK
NA LDN 584,492
NATIONAL AUSTRALIAN
BANK 2,057,408
FIL Responsible Level 11, 167 JP MORGAN,
Investment Discretion /
Entity (Australia) Macquarie Street, BOURNEMOUTH (C)
Voting Power
Limited Sydney, NSW 2000,
Australia 11,881,130
FIL Investments Beech Gate, Millfield STATE STREET BANK
International Lane, Lower AND TR CO
Kingswood, Tadworth,
Surrey, KT20 6RP,
United Kingdom
22,405
FIL Investment Level 21, Two Pacific BROWN BROS HARRIMN
Management (Hong Place, 88 Queensway, LTD LUX(C) 25,287,383
Kong) Limited Admiralty, Hong Kong LANDESBANK
BADEN-WUERTTEMBER
G 4,230,178
CLEARSTREAM BANKING
SA LUX(C) 2,837,676
Grand Total 63,312,462