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IMMUTEP LIMITED — Major Shareholding Notification 2021
Nov 15, 2021
65122_rns_2021-11-15_b7e72a96-c0d6-434f-887a-86566b2a2942.pdf
Major Shareholding Notification
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Form 604 Corporations Act 2001 Section 671B
Notice of Change of Interests of Substantial Holder
To: IMMUTEP LIMITED
ACN/ARSN:
1. Details of substantial holder (1)
Name: FIL Limited and the entities listed in Annexure A ("FIL") ACN/ARSN (if applicable)
There was a change in the interests of the substantial holder on The previous notice was given to the company on The previous notice was dated
12 November 2021 30 July 2021 30 July 2021
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Securities (4) | Person’s votes | Voting Power (5) | Person’s votes | Voting Power (5) |
| COMMON | 52,878,744 | 6.21% | 63,312,462 | 7.41% |
| STOCK |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of | Person whose | Nature of | Consideration | Class and | Person’s votes |
|---|---|---|---|---|---|
| Change | relevant interest | change (6) | given in relation | number of | affected |
| changed | to change (7) |
securities | |||
| affected | |||||
| AUD | COMMON | COMMON | |||
| STOCK | STOCK | ||||
| 2021-08-23 | FIL | BUY | 431,941 | 431,941 | |
| 0.4489 | |||||
| 2021-08-23 | FIL | BUY | 291,257 | 291,257 | |
| 0.4489 | |||||
| 2021-08-23 | FIL | BUY | 367,215 | 367,215 | |
| 0.4489 | |||||
| 2021-08-23 | FIL | BUY | 92,447 | 92,447 | |
| 0.4489 | |||||
| 2021-08-23 | FIL | BUY | 865,200 | 865,200 | |
| 0.4489 | |||||
| 2021-08-23 | FIL | BUY | 223,937 | 223,937 | |
| 0.4489 | |||||
| 2021-08-23 | FIL | BUY | 42,443 | 42,443 | |
| 0.4489 | |||||
| 2021-08-24 | FIL | BUY | 84,113 | 84,113 | |
| 0.4585 | |||||
| 2021-08-24 | FIL | BUY | 56,717 | 56,717 | |
| 0.4585 | |||||
| 2021-08-24 | FIL | BUY | 71,509 | 71,509 | |
| 0.4585 | |||||
| 2021-08-24 | FIL | BUY | 18,003 | 18,003 | |
| 0.4585 | |||||
| 2021-08-24 | FIL | BUY | 168,483 | 168,483 | |
| 0.4585 | |||||
| 2021-08-24 | FIL | BUY | 43,608 | 43,608 | |
| 0.4585 | |||||
| 2021-08-24 | FIL | BUY | 8,265 | 8,265 | |
| 0.4585 | |||||
| 2021-08-25 | FIL | BUY | 38,660 | 38,660 | |
| 0.4775 | |||||
| 2021-08-25 | FIL | BUY | 26,068 | 26,068 | |
| 0.4775 | |||||
| 2021-08-25 | FIL | BUY | 32,867 | 32,867 | |
| 0.4775 | |||||
| 2021-08-25 | FIL | BUY | 8,274 | 8,274 | |
| 0.4775 | |||||
| 2021-08-25 | FIL | BUY | 77,438 | 77,438 | |
| 0.4775 | |||||
| 2021-08-25 | FIL | BUY | 20,043 | 20,043 | |
| 0.4775 | |||||
| 2021-08-25 | FIL | BUY | 3,799 | 3,799 | |
| 0.4775 | |||||
| 2021-08-26 | FIL | BUY | 71,276 | 71,276 | |
| 0.4963 | |||||
| 2021-08-26 | FIL | BUY | 48,061 | 48,061 | |
| 0.4963 | |||||
| 2021-08-26 | FIL | BUY | 60,595 | 60,595 | |
| 0.4963 | |||||
| 2021-08-26 | FIL | BUY | 15,255 | 15,255 | |
| 0.4963 | |||||
| 2021-08-26 | FIL | BUY | 142,769 | 142,769 | |
| 0.4963 | |||||
| 2021-08-26 | FIL | BUY | 36,953 | 36,953 | |
| 0.4963 | |||||
| 2021-08-26 | FIL | BUY | 7,004 | 7,004 | |
| 0.4963 | |||||
| 2021-08-27 | FIL | BUY | 145,182 | 145,182 | |
| 0.5221 | |||||
| 2021-08-27 | FIL | BUY | 97,896 | 97,896 | |
| 0.5221 | |||||
| 2021-08-27 | FIL | BUY | 123,426 | 123,426 | |
| 0.5221 | |||||
| 2021-08-27 | FIL | BUY | 31,073 | 31,073 | |
| 0.5221 | |||||
| 2021-08-27 | FIL | BUY | 290,806 | 290,806 | |
| 0.5221 | |||||
| 2021-08-27 | FIL | BUY | 75,268 | 75,268 | |
| 0.5221 | |||||
| 2021-08-27 | FIL | BUY | 14,266 | 14,266 | |
| 0.5221 | |||||
| 2021-08-30 | FIL | BUY | 95,711 | 95,711 | |
| 0.5180 | |||||
| 2021-08-30 | FIL | BUY | 64,538 | 64,538 | |
| 0.5180 | |||||
| 2021-08-30 | FIL | BUY | 81,368 | 81,368 | |
| 0.5180 | |||||
| 2021-08-30 | FIL | BUY | 20,485 | 20,485 | |
| 0.5180 | |||||
| 2021-08-30 | FIL | BUY | 191,714 | 191,714 | |
| 0.5180 | |||||
| 2021-08-30 | FIL | BUY | 49,621 | 49,621 | |
| 0.5180 | |||||
| 2021-08-30 | FIL | BUY | 9,404 | 9,404 | |
| 0.5180 | |||||
| 2021-08-31 | FIL | BUY | 79,973 | 79,973 | |
| 0.5245 | |||||
| 2021-08-31 | FIL | BUY | 53,926 | 53,926 | |
| 0.5245 | |||||
| 2021-08-31 | FIL | BUY | 67,989 | 67,989 | |
| 0.5245 | |||||
| 2021-08-31 | FIL | BUY | 17,116 | 17,116 | |
| 0.5245 | |||||
| 2021-08-31 | FIL | BUY | 160,190 | 160,190 | |
| 0.5245 | |||||
| 2021-08-31 | FIL | BUY | 41,462 | 41,462 | |
| 0.5245 | |||||
| 2021-08-31 | FIL | BUY | 7,858 | 7,858 | |
| 0.5245 | |||||
| 2021-09-01 | FIL | BUY | 145,578 | 145,578 | |
| 0.5704 | |||||
| 2021-09-01 | FIL | BUY | 98,163 | 98,163 | |
| 0.5704 | |||||
| 2021-09-01 | FIL | BUY | 123,763 | 123,763 | |
| 0.5704 | |||||
| 2021-09-01 | FIL | BUY | 31,158 | 31,158 | |
| 0.5704 | |||||
| 2021-09-01 | FIL | BUY | 291,600 | 291,600 | |
| 0.5704 | |||||
| 2021-09-01 | FIL | BUY | 75,474 | 75,474 | |
| 0.5704 | |||||
| 2021-09-01 | FIL | BUY | 14,304 | 14,304 | |
| 0.5704 | |||||
| 2021-09-02 | FIL | BUY | 91,848 | 91,848 | |
| 0.5664 | |||||
| 2021-09-02 | FIL | BUY | 61,932 | 61,932 | |
| 0.5664 | |||||
| 2021-09-02 | FIL | BUY | 78,084 | 78,084 | |
| 0.5664 | |||||
| 2021-09-02 | FIL | BUY | 19,658 | 19,658 | |
| 0.5664 | |||||
| 2021-09-02 | FIL | BUY | 183,975 | 183,975 | |
| 0.5664 | |||||
| 2021-09-02 | FIL | BUY | 47,618 | 47,618 | |
| 0.5664 | |||||
| 2021-09-02 | FIL | BUY | 9,025 | 9,025 | |
| 0.5664 | |||||
| 2021-09-03 | FIL | BUY | 155,177 | 155,177 | |
| 0.5873 | |||||
| 2021-09-03 | FIL | BUY | 104,635 | 104,635 | |
| 0.5873 | |||||
| 2021-09-03 | FIL | BUY | 131,924 | 131,924 | |
| 0.5873 | |||||
| 2021-09-03 | FIL | BUY | 33,212 | 33,212 | |
| 0.5873 | |||||
| 2021-09-03 | FIL | BUY | 310,827 | 310,827 | |
| 0.5873 | |||||
| 2021-09-03 | FIL | BUY | 80,449 | 80,449 | |
| 0.5873 | |||||
| 2021-09-03 | FIL | BUY | 15,248 | 15,248 | |
| 0.5873 | |||||
| TRANSITION | |||||
| 2021-10-18 | FIL | 958,337 | 958,337 | ||
| OUT | 0.5500 | ||||
| TRANSITION | |||||
| 2021-10-18 | FIL | 313,441 | 313,441 | ||
| OUT | 0.5500 | ||||
| TRANSITION | |||||
| 2021-10-18 | FIL | 1,006,974 | 1,006,974 | ||
| OUT | 0.5500 | ||||
| 2021-10-25 | FIL | SELL | 74,360 | 74,360 | |
| 0.6077 | |||||
| TRANSITION | |||||
| 2021-11-03 | FIL | 1,321,161 | 1,321,161 | ||
| IN | 0.6000 | ||||
| TRANSITION | |||||
| 2021-11-03 | FIL | 90,120 | 90,120 | ||
| IN | 0.6000 | ||||
| TRANSITION | |||||
| 2021-11-03 | FIL | 400,044 | 400,044 | ||
| IN | 0.6000 | ||||
| 2021-11-12 | FIL | BUY | 723,667 | 723,667 | |
| 0.6088 | |||||
| 2021-11-12 | FIL | BUY | 484,988 | 484,988 | |
| 0.6088 | |||||
| 2021-11-12 | FIL | BUY | 611,428 | 611,428 | |
| 0.6088 | |||||
| 2021-11-12 | FIL | BUY | 156,410 | 156,410 | |
| 0.6088 | |||||
| 2021-11-12 | FIL | BUY | 1,454,200 | 1,454,200 | |
| 0.6088 | |||||
| 2021-11-12 | FIL | BUY | 246,083 | 246,083 | |
| 0.6088 | |||||
| 2021-11-12 | FIL | BUY | 53,358 | 53,358 | |
| 0.6088 | |||||
| 2021-11-12 | FIL | BUY | 68,247 | 68,247 | |
| 0.6088 | |||||
| Total BUYs | |||||
| 10,975,505 | 10,975,505 | ||||
| Total SELLs | |||||
| (74,360) | (74,360) | ||||
| Total | |||||
| TRANSITION IN | 1,811,325 | 1,811,325 | |||
| Total | |||||
| TRANSITION | |||||
| OUT | (2,278,752) | (2,278,752) | |||
| Total Movement | |||||
| 10,433,718 | 10,433,718 | ||||
4. Present Relevant Interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Refer to Annexure A
5. Changes in Association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A |
6. Addresses
The addresses of persons named in this form are as follows:
Refer to Annexure A
==> picture [107 x 45] intentionally omitted <==
Sign Here ______
Dated: 16 November 2021
Jen Li
Head of Regulatory Reporting, Asia Pacific Duly authorized under Powers of Attorney by and on behalf of FIL Limited
Annexure A
| Investment Manager | Address | Custodian | Nature of Relevant Interest | Sum of Numerator Shares | |
|---|---|---|---|---|---|
| FIL Investment | Level 11, 167 | NORTHERN TRUST | |||
| Management | Macquarie Street, | LONDON(C) | 3,963,948 | ||
| (Australia) Limited | Sydney, NSW 2000, | JP MORGAN, | |||
| Australia | BOURNEMOUTH(C) | 5,817,573 | |||
| NATIONAL ASTL BK | |||||
| MELBOURNE(S) | 460,270 | ||||
| BROWN BROS HARRIMN | |||||
| LTD LUX(C) | 1,243,980 | ||||
| CITIBANK LONDON | |||||
| 4,926,019 | |||||
| JPMORGAN CHASE BANK | |||||
| NA LDN | 584,492 | ||||
| NATIONAL AUSTRALIAN | |||||
| BANK | 2,057,408 | ||||
| FIL Responsible | Level 11, 167 | JP MORGAN, | |||
| Investment Discretion / | |||||
| Entity (Australia) | Macquarie Street, | BOURNEMOUTH (C) | |||
| Voting Power | |||||
| Limited | Sydney, NSW 2000, | ||||
| Australia | 11,881,130 | ||||
| FIL Investments | Beech Gate, Millfield | STATE STREET BANK | |||
| International | Lane, Lower | AND TR CO | |||
| Kingswood, Tadworth, | |||||
| Surrey, KT20 6RP, | |||||
| United Kingdom | |||||
| 22,405 | |||||
| FIL Investment | Level 21, Two Pacific | BROWN BROS HARRIMN | |||
| Management (Hong | Place, 88 Queensway, | LTD LUX(C) | 25,287,383 | ||
| Kong) Limited | Admiralty, Hong Kong | LANDESBANK | |||
| BADEN-WUERTTEMBER | |||||
| G | 4,230,178 | ||||
| CLEARSTREAM BANKING | |||||
| SA LUX(C) | 2,837,676 | ||||
| Grand Total | 63,312,462 |