IMMUTEP LIMITED — Major Shareholding Notification 2020

Dec 28, 2020

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Annexure A

This is Annexure A of 1 page referred to in form 604 Notice of change of interests of substantial shareholder

Maria Tricarico, Authorised Signatory

29-Dec-20 Date

5. Consideration

		IMMUTEP LTD (IMM)	IMMUTEP LTD (IMM)
Date of Change	Person whose relevant interest changed	Nature of change Consideration given in change (7)	(6) / relation to	CCY	Class and number of securities affected		Person's votes affected
23-Dec-20	BlackRock Japan Co.,Ltd.	collateral transfer	n/a	USD	ADR 100:1	30,664	3,066,400
23-Dec-20	BlackRock Investment Management (UK)	collateral transfer	n/a	USD	ADR 100:1	-422	-42,200
	Limited
24-Dec-20	BlackRock Japan Co.,Ltd.	collateral transfer	n/a	USD	ADR 100:1	-30,664	-3,066,400
24-Dec-20	BlackRock Advisors (UK) Limited	collateral transfer	n/a	USD	ADR 100:1	83,317	8,331,700

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IMM

This is Annexure B of 1 page referred to in form 604 Notice of change of interests of substantial shareholder

Annexure B

29-Dec-20 Maria Tricarico, Date Authorised Signatory

4. Details of present registered holders

Holder of Relevant Interests	Registered Holder of Securities	Person entitled to be registered as holder (8)	Nature of Relevant Interest (6)	Class and number of Securities	Class and number of Securities	Person's votes	Nature of Association
BlackRock Advisors (UK)	SSB-STATE STREET		Power to control the exercise of a right to vote attached to	ADR	83,317	8,331,700	Subsidiary of
Limited	BANK, GERMANY		securities and/or the power to dispose of securities as	100:1			BlackRock, Inc.
			investment manager or trustee.
BlackRock Investment	Northern Trust		Power to control the exercise of a right to vote attached to	ADR	345,446	34,544,600	Subsidiary of
Management (UK) Limited	Luxembourg		securities and/or the power to dispose of securities as	100:1			BlackRock, Inc.
			investment manager or trustee.

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IMM

29-Dec-20

This is Annexure C of 1 page referred to in form 604 Notice of change of interests of substantial shareholder

Maria Tricarico, Date Authorised Signatory

7. Addresses

The addresses of persons named in this form are as follows:

Name	Address
BlackRock Group
BlackRock Inc.	55 East 52nd Street
	New York NY 10055 USA
BlackRock Advisors (UK) Limited	12 Throgmorton Avenue.
	London, EC2N 2DL,
	United Kingdom
BlackRock Investment Management (UK) Limited	12 Throgmorton Avenue
	London EC2N 2DL
	United Kingdom
BlackRock Japan Co., Ltd.	Marunouchi Trust Tower Main,
	1-8-3 Marunouchi,
	Chiyoda-ku, Tokyo 100-8217(Japan)

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IMM

Annexure D

This is Annexure D of 3 pages referred to in form 604 Notice of change of interests of substantial shareholder

	29-December-2020
Maria Tricarico, Authorised Signatory	Date

Type of agreement:	Global Master Securities Lending Agreement, Overseas Securities Lending Agreement or Master Securities Lending Agreement.
Parties to agreement:	The relevant counterparty as described in the lists of Securities Lending Agreements entered into by BlackRock Advisors Limited and BlackRock Institutional Trust Corporation, N.A., respectively, on the following page.
Transfer date:	The date of the relevant transaction identified as a collateral transfer referred to in Annexure A
Holder of voting rights:	The Borrower.
Are there any restrictions on voting rights? If yes, detail	Yes. Collateral is held through a tripartite structure under which the triparty collateral manager will not act in respect of voting rights unless it receives instructions to do so from the Borrower.
Scheduled return date (if any):	The date of the relevant transaction referred to in Annexure A
Does the borrower have the right to return early? If yes, detail	Yes. The Borrower is entitled to substitute existing collateral with other equities at any time.
Does the lender have the right to recall early? If yes, detail	Yes, at notice.
Will the securities be returned on settlement? If yes, detail any exceptions	Yes.

A copy of the relevant agreement will be provided to IMMUTEP LTD or the Australian Securities and Investments Commission upon request.

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Securities Lending Agreements

Agreements entered into between BlackRock Advisors Limited and each of the following counterparties:

• (a) Bank of Nova Scotia, London Branch GMSLA, 25 August 2011

• (b) Barclays Bank plc GMSLA, 9 April 2104

• (c) Barclays Capital Securities Limited GMSLA, 2 December 2012

• (d) BNP Paribas Arbitrage GMSLA, 30 May 2013

• (e) BNP Paribas GMSLA, 8 May 2007

• (f) Citigroup Global Markets Limited GMSLA, 18 January 2007

• (g) Commerzbank AG OSLA, 17 July 2002

• (h) Credit Suisse AG, Dublin Branch GMSLA, 28 September 2015

• (i) Credit Suisse International GMSLA, 10 March 2014

• (j) Credit Suisse Securities (Europe) Limited GMSLA, 26 August 2015

• (k) Deutsche Bank AG, London Branch GMSLA, 25 August 2017

• (l) Goldman Sachs International OSLA, 3 July 2001

• (m) HSBC Bank plc GMSLA GMSLA, 27 October 2016

• (n) ING Bank N.V. GMSLA, 12 November 2018 (not yet operationally active)

• (o) J.P. Morgan Securities plc GMSLA, 12 July 2011 (p) Macquarie Bank Limited GMSLA, 18 August 2014

• (q) Merrill Lynch International OSLA, 13 July 1999

• (r) Morgan Stanley & Co International plc OSLA, 8 September 1999

• (s) Natixis SA GMSLA, 29 January 2018

• (t) Nomura International plc GMSLA, 2 November 2011

• (u) Royal Bank of Canada Europe Limited GMSLA, 3 February 2017

• (v) Royal Bank of Scotland plc (renamed to Natwest Markets Plc) GMSLA, 1 April 2011

• (w) Santander UK Plc GMSLA, 25 January 2019 (not yet operationally active)

• (x) Skandinaviska Enskilda Banken AB GMSLA, 4 February 2013

• (y) Societe Generale GMSLA, 27 January 2012

• (z) UBS AG GMSLA, 28 April 2016

• (aa) UBS Europe SE GMSLA, 1 February 2019

• (bb) BAL/Banco Santander, S.A. GMSLA, 30 April 2019

• (cc) Canadian Imperial Bank of Commerce, London Branch GMSLA, 21 June 2019

• (dd) Zürcher Kantonalbank GMSLA, 30 October 2019

Agreements entered into by BlackRock Institutional Trust Corporation, N.A. and each of the following counterparties:

• (a) Bank of Nova Scotia GMSLA, December 6, 2016

• (b) Barclays Bank plc GMSLA, April 24, 2017

• (c) Barclays Capital Securities Limited GMSLA, March 15, 2017

• (d) BNP Paribas Arbitrage GMSLA, June 5, 2017

• (e) Citigroup Global Markets Limited GMSLA, June 3, 2015

• (f) Credit Suisse AG, Dublin Branch GMSLA, October 14, 2015

• (g) Credit Suisse Securities (Europe) Limited GMSLA, October 2, 2015

• (h) Deutsche Bank AG, London Branch GMSLA, June 7, 2017

• (i) Goldman Sachs International OSLA April 1, 2004

• (j) HSBC Bank plc GMSLA, February 12, 2013

• (k) J.P. Morgan Securities plc GMSLA, October 4, 2016

• (l) Macquarie Bank Limited GMSLA, October 3, 2016

• (m) Merrill Lynch International GMSLA, February 19, 2014

• (n) Morgan Stanley & Co International plc OSLA, February 7, 2007

• (o) Nomura International plc GMSLA 03 August 2018 – not yet operational

• (p) Societe Generale GMSLA, September 28, 2016

• (q) UBS AG GMSLA, May 26, 2016

• (r) UBS Europe SE GMSLA, 1 February 2019

• (s) The Hongkong and Shanghai Banking Corporation Limited GMSLA, 22 February 2019

• (t) RBC Europe Limited GMSLA, 4 February 2019

• (u) ING BANK N.V. GMSLA, 27 February, 2019

These counterparties do not pledge Australian equities:

• (a) Lloyds Bank plc

• (b) Merrill Lynch, Pierce, Fenner Smith Incorporated

• (c) Unicredit

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These counterparties do not have any business with us anymore although may have done previously: (a) Morgan Stanley Securities Limited (No Business) OSLA 15 March 1999 Royal Bank of Scotland N.V. GMSLA, 12 October 2011 – No Business, superseded by Royal Bank of Scotland PLC

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