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IMMUTEP LIMITED Major Shareholding Notification 2013

Jun 17, 2013

65122_rns_2013-06-17_bde77dbd-a670-44c2-b175-bd5742065e8a.pdf

Major Shareholding Notification

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ASX Announcement Release Code: PRR

18 June 2013

ENTITLEMENT OFFER – TOP 20 AND DISTRIBUTION SCHEDULE

Following the completion of P rima BioMed Ltd's ABN 90 009 237 889 ( Company ) entitlement offer of options ( Options ) and, as required by paragraphs 35 a n d 36 of Appendix 3B of the ASX Listing Rules, please find attached to this announcement:

  • a table setting out the 2 0 largest holders of Options, including the n u mber and percentage of Options h eld by each of those holders; and

  • a distribution schedule in the form required by paragraph 36 of Ap p endix 3B.

Quotation of the Options wil l commence trading on ASX on a normal (' T +3') settlement basis today.

Yours sincerely

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Deanne Miller General Counsel & Company Secretary

About Prima BioMed

Prima BioMed is a globally a c tive leader in the development of personaliz e d bio-therapeutic products for cancer. Prima is dedicated to leveraging its technology and e x pertise to bring innovative treatment options t o market for patients and to maximize value to shareholders. Prima's lead product is CVac , an autologous dendritic cell-based produc t currently in clinical trials for ovarian cancer patients in remission and soon to be in tri a ls for other cancer types.

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Top 20 Holdings as at 18-06-2013

Prima BioMed Ltd

ABN: 90009237889

Security classes selected for this report:

PRRO Options $0.20 Expiring 19 June 2017

Group/Holder No Holder Name 18-06-2013 %
MR EDWARD MCCLAFFERTY 6,000,000 7.754
MS LUCY TURNBULL 4,258,644 5.504
STRUCTURE INVESTMENTS PTY LTD 2,500,000 3.231
MR GOH GEOK KHIM 2,000,000 2.585
MR ROBERT RICHARD TAYLOR & MRS 1,500,000 1.939
KARILYN KAY TAYLOR <THE TAYLOR
SUPER FUND A/C>
MR PETER DAVID NEWTON & MRS ANN 1,250,000 1.615
LOUISE NEWTON
MR JAYSON CHARLES MEDWAY & MRS 1,025,000 1.325
DEIRDRE GRACE MEDWAY <J & D
SUPERFUND A/C>
MISS KIM FOON GOON 750,000 0.969
MR IAN WILTON & MS SHARON LAWLER 650,000 0.840
FROOME
MR TERRENCE JOHN AHERN 625,000 0.808
MR PETER JOHN WOODS & MRS 546,875 0.707
MARLENE DENISE WOODS
MR EARL JOHN CHURCHILL GRAY & MRS 508,928 0.658
MARGARET ELIZABETH GRAY <THE
GRAY SUPER FUND A/C>

Boardroom Pty Limited - ABN: 14003209836 - www. boardroomlimited.com.au - [email protected]

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Top 20 Holdings as at 18-06-2013

Prima BioMed Ltd

ABN: 90009237889

Group/Holder No Holder Name 18-06-2013 %
DR HIEN NGOC NGUYEN & MRS THAO 500,000 0.646
THU NGUYEN <NGUYEN SUPER FUND
A/C>
ACEWIN PTY LTD 500,000 0.646
MR MATTHEW LEHMAN 404,441 0.523
CITICORP NOMINEES PTY LIMITED 386,125 0.499
TROPIC INVESTMENTS PTY LTD 384,375 0.497
IRSF PTY LTD 376,250 0.486
JP MORGAN NOMINEES AUSTRALIA 375,233 0.485
LIMITED
MR GEOFFREY ALAN DRUMMOND 375,000 0.485
Totals for Top 20 24,915,871 32.200
Total IC 77,378,699

Boardroom Pty Limited - ABN: 14003209836 - www. boardroomlimited.com.au - [email protected]

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Analysis of Holdings as at 18-06-2013

Prima BioMed Ltd

Security Classes:

PRRO Options $0.20 Expiring 19 June 2017

Holdings Ranges Holders Total Units %
1-1,000 139 91,272 0.118
1,001-5,000 523 1,567,902 2.026
5,001-10,000 341 2,635,617 3.406
10,001-100,000 889 31,052,622 40.131
100,001-99,999,999,999 117 42,031,286 54.319
Totals 2,009 77,378,699 100.000

Registry Management Services: Boardroom Pty Limited - 14003209836 - www.boardroomlimited.com.au - [email protected]