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IMMUTEP LIMITED — Major Shareholding Notification 2013
Jun 17, 2013
65122_rns_2013-06-17_bde77dbd-a670-44c2-b175-bd5742065e8a.pdf
Major Shareholding Notification
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ASX Announcement Release Code: PRR
18 June 2013
ENTITLEMENT OFFER – TOP 20 AND DISTRIBUTION SCHEDULE
Following the completion of P rima BioMed Ltd's ABN 90 009 237 889 ( Company ) entitlement offer of options ( Options ) and, as required by paragraphs 35 a n d 36 of Appendix 3B of the ASX Listing Rules, please find attached to this announcement:
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a table setting out the 2 0 largest holders of Options, including the n u mber and percentage of Options h eld by each of those holders; and
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a distribution schedule in the form required by paragraph 36 of Ap p endix 3B.
Quotation of the Options wil l commence trading on ASX on a normal (' T +3') settlement basis today.
Yours sincerely
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Deanne Miller General Counsel & Company Secretary
About Prima BioMed
Prima BioMed is a globally a c tive leader in the development of personaliz e d bio-therapeutic products for cancer. Prima is dedicated to leveraging its technology and e x pertise to bring innovative treatment options t o market for patients and to maximize value to shareholders. Prima's lead product is CVac ™ , an autologous dendritic cell-based produc t currently in clinical trials for ovarian cancer patients in remission and soon to be in tri a ls for other cancer types.
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Top 20 Holdings as at 18-06-2013
Prima BioMed Ltd
ABN: 90009237889
Security classes selected for this report:
PRRO Options $0.20 Expiring 19 June 2017
| Group/Holder No | Holder Name | 18-06-2013 | % |
|---|---|---|---|
| MR EDWARD MCCLAFFERTY | 6,000,000 | 7.754 | |
| MS LUCY TURNBULL | 4,258,644 | 5.504 | |
| STRUCTURE INVESTMENTS PTY LTD | 2,500,000 | 3.231 | |
| MR GOH GEOK KHIM | 2,000,000 | 2.585 | |
| MR ROBERT RICHARD TAYLOR & MRS | 1,500,000 | 1.939 | |
| KARILYN KAY TAYLOR <THE TAYLOR | |||
| SUPER FUND A/C> | |||
| MR PETER DAVID NEWTON & MRS ANN | 1,250,000 | 1.615 | |
| LOUISE NEWTON | |||
| MR JAYSON CHARLES MEDWAY & MRS | 1,025,000 | 1.325 | |
| DEIRDRE GRACE MEDWAY <J & D | |||
| SUPERFUND A/C> | |||
| MISS KIM FOON GOON | 750,000 | 0.969 | |
| MR IAN WILTON & MS SHARON LAWLER | 650,000 | 0.840 | |
| FROOME | |||
| MR TERRENCE JOHN AHERN | 625,000 | 0.808 | |
| MR PETER JOHN WOODS & MRS | 546,875 | 0.707 | |
| MARLENE DENISE WOODS | |||
| MR EARL JOHN CHURCHILL GRAY & MRS | 508,928 | 0.658 | |
| MARGARET ELIZABETH GRAY <THE | |||
| GRAY SUPER FUND A/C> |
Boardroom Pty Limited - ABN: 14003209836 - www. boardroomlimited.com.au - [email protected]
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Top 20 Holdings as at 18-06-2013
Prima BioMed Ltd
ABN: 90009237889
| Group/Holder No | Holder Name | 18-06-2013 | % |
|---|---|---|---|
| DR HIEN NGOC NGUYEN & MRS THAO | 500,000 | 0.646 | |
| THU NGUYEN <NGUYEN SUPER FUND | |||
| A/C> | |||
| ACEWIN PTY LTD | 500,000 | 0.646 | |
| MR MATTHEW LEHMAN | 404,441 | 0.523 | |
| CITICORP NOMINEES PTY LIMITED | 386,125 | 0.499 | |
| TROPIC INVESTMENTS PTY LTD | 384,375 | 0.497 | |
| IRSF PTY LTD | 376,250 | 0.486 | |
| JP MORGAN NOMINEES AUSTRALIA | 375,233 | 0.485 | |
| LIMITED | |||
| MR GEOFFREY ALAN DRUMMOND | 375,000 | 0.485 | |
| Totals for Top 20 | 24,915,871 | 32.200 | |
| Total IC | 77,378,699 |
Boardroom Pty Limited - ABN: 14003209836 - www. boardroomlimited.com.au - [email protected]
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Analysis of Holdings as at 18-06-2013
Prima BioMed Ltd
Security Classes:
PRRO Options $0.20 Expiring 19 June 2017
| Holdings Ranges | Holders | Total Units | % |
|---|---|---|---|
| 1-1,000 | 139 | 91,272 | 0.118 |
| 1,001-5,000 | 523 | 1,567,902 | 2.026 |
| 5,001-10,000 | 341 | 2,635,617 | 3.406 |
| 10,001-100,000 | 889 | 31,052,622 | 40.131 |
| 100,001-99,999,999,999 | 117 | 42,031,286 | 54.319 |
| Totals | 2,009 | 77,378,699 | 100.000 |
Registry Management Services: Boardroom Pty Limited - 14003209836 - www.boardroomlimited.com.au - [email protected]