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IMMUTEP LIMITED — Director's Dealing 2023
May 1, 2023
65122_rns_2023-05-01_12950bef-e221-4a80-86be-cdcc7abfd30f.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | IMMUTEP LIMITED (ASX: IMM) |
|---|---|
| ABN | 90 009 237 889 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Dr Russell John Howard |
|---|---|
| Date of last notice | 22 December 2022 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Russell J Howard Pty Ltd < Russell J Howard A/C> |
| Date of change | 30 April 2023 |
| No. of securities held prior to change | 1. 1,113,207 Fully Paid Ordinary Shares 2. 226,414 Director Performance Rights |
| Class | N/A |
| Number acquired | nil |
| Number disposed | nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
|
| No. of securities held after change | 1. 1,113,207 Fully Paid Ordinary Shares 2. 226,414 Director Performance Rights |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
Nature of change N/A Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buyback
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | Variation to non-executive director appointment letter. |
|---|---|
| Nature of interest | Contract with respect to proposed issue of performance rights subject to shareholder approval |
| Name of registered holder (if issued securities) |
Russell J Howard Pty Ltd < Russell J Howard A/C> |
| Date of change | 30 April 2023 |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
Nil |
| Interest acquired | If approved by shareholders, each performance right, on vesting, will confer a right to be issued 1 fully paid Ordinary Share in the Company. The number of performance rights granted in connection with each year of service (or part) will be calculated by dividing the amount of $16,500 (or a proportion of that amount) by a price per share being the 5 day VWAP to a date which will be specified in the notice of meeting for shareholder approval. |
| Interest disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
$16,500 |
| Interest after change | Further details will be provided if shareholder approval isgiven. |
Part 3 –[+] Closed period
Were the interests in the securities or contracts detailed above No traded during a[+] closed period where prior written clearance was required?
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
|---|---|
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3