AI assistant
IMMUTEP LIMITED — Director's Dealing 2023
Nov 22, 2023
65122_rns_2023-11-22_f5b28bc4-53da-438f-85a6-2318105e3e67.pdf
Director's Dealing
Open in viewerOpens in your device viewer
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | IMMUTEP LIMITED (ASX: IMM) |
|---|---|
| ABN | 90 009 237 889 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Dr Russell John Howard |
|---|---|
| Date of last notice | 2 May 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Regulus Star Pty Ltd <Regulus Star P/L A/C>(Russell Howard) |
| Date of change | 23 November 2023 |
| No. of securities held prior to change | 1. 1,113,207 Fully Paid Ordinary Shares2. 226,414 Director Performance Rights |
| Class | N/A |
| Number acquired | 178,356 Director Performance Rights (ASX:IMMAM) |
| Number disposed | N/A |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluationNo. of securities held after changeNature of changeExample: on-market trade, off-market trade, exercise of options, issueof securities under dividend reinvestment plan, participation in buy-back | NilThe additional Performance Rights wereissued to Dr Howard as an increase in hisremuneration for his services as a Director ofthe Company in lieu of cash for directors’fees in accordance with shareholder approvalobtained at the 2023 Annual General Meeting(AGM) held on 24 October 2023.The number of performance rights is basedon approximately 3.57 years of directors’fees at $16,500 per annum divided by $0.33(being the 5-day VWAP up to and including20 July 2023).28,356 of the Performance Rights are vested.The balance will vest in 3 equal tranches on1 December 2024, 1 December 2025 and 1December 20261. 1,113,207 Fully Paid Ordinary Shares2. 404,770 Director Performance Rights178,356 Director Performance Rights tosubscribe for 178,356 Shares were issued toDr Howard in accordance with shareholderapproval obtained at the 2023 AGM. |
|---|
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contractNature of interestName of registered holder(if issued securities) | N/AN/AN/A |
|---|---|
| Date of change | N/A |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed | N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Interest acquired | N/A |
|---|---|
| Interest disposed | N/A |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | N/A |
| Interest after change | N.A |
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailed abovetraded during a+closed period where prior written clearancewas required? | No |
|---|---|
| If so, was prior written clearance provided to allow the trade toproceed during this period? | N/A |
| If prior written clearance was provided, on what date was thisprovided? | N/A |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3