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IMMUTEP LIMITED — Director's Dealing 2022
Oct 4, 2022
65122_rns_2022-10-04_9c312648-bced-48f5-b5bc-2609c50b22c2.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity IMMUTEP LIMITED (ASX:IMM) ABN 90 009 237 889
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| We (the entity) give ASX the followingthe director for the purposes of section | information under listing rule 3.19A.2 and as agent for205G of the Corporations Act. |
|---|---|
| Name of Director | Mr Marc Voigt |
| Date of last notice | 1 December 2021 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | A.DirectB.Indirect |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Mr Marc Voigt holds indirect interests inIMM via JP Morgan Nominees AustraliaLimited |
| Date of change | 3 October 2022 |
| No. of securities held prior to change | A. Direct1. 8,791,695 FPOs.2. 45 American Depository Receipts(ADRs). Note that the ADR toFPO Ratio is 1:10.3. 6,000,000 Performance RightsB. Indirect1. 55,750 FPOs. |
| Class | Performance RightsFully Paid Ordinary Shares |
| Number acquired | 2,400,000 Fully Paid Ordinary Shares (ASX:IMM) |
| Number disposed | 2,400,000PerformanceRights(ASX:IMMAM) |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration | Nil. | ||
|---|---|---|---|
| Note: If consideration is non-cash, provide details and estimated | |||
| valuation | |||
| No. of securities held after change | C. Direct | ||
| 1. 11,191,695 FPOs. | |||
| 2. 45 American Depository Receipts | |||
| (ADRs). Note that the ADR to | |||
| FPO Ratio is 1:10. | |||
| 3. 3,600,000 Performance Rights | |||
| D. Indirect | |||
| 1. 55,750 FPOs. | |||
| Nature of change | |||
| Example: on-market trade, off-market trade, exercise of options,issue of securities under dividend reinvestment plan, participation inbuy-back | 2,400,000 ordinary shares were acquiredupon exercising of the 2ndand 3Rdtranches | ||
| of Performance Rights approved at the AGM | |||
| on 1 | November 2019. One ordinary | fully | |
| paid | sharewasacquiredfor | each | |
| Performance Right that vested. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
==> picture [433 x 317] intentionally omitted <==
----- Start of picture text ----- Detail of contract N/ANature of interestName of registered holder(if issued securities)Date of changeNo. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changedInterest acquiredInterest disposedValue/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuationInterest after change----- End of picture text -----
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed | No |
| above traded during a+closed period where prior written | |
| clearance was required? | |
| If so, was prior written clearance provided to allow the trade | N/A |
| to proceed during this period? | |
| If prior written clearance was provided, on what date was this | N/A |
| provided? |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3