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IMMUTEP LIMITED — Director's Dealing 2022
Dec 21, 2022
65122_rns_2022-12-21_f5962695-d7d1-4e7d-b1a2-20bdc025f32e.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | IMMUTEP LIMITED | (ASX:IMM) | |
|---|---|---|---|
| ABN | 90 | 009 | 237 889 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| We (the entity) give ASX the followingthe director for the purposes of section | information under listing rule 3.19A.2 and as agent for205G of the Corporations Act. |
|---|---|
| Name of Director | Ms Lucy Turnbull |
| Date of last notice | 25 February 2022 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct & Indirect |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Indirect Interest - Turnbull & Partners PtyLimited |
| Date of change | 16December2022(AcquisitionofPerformance Rights)21December2022(ConversionofPerformance Rights to IMM Shares) |
| No. of securities held prior to change | 2,981,626 Fully Paid OrdinaryShares (Direct Interest) 302,500FullyPaidOrdinaryShares (Indirect Interests) |
| Class | Performance Rights and Ordinary Shares |
| Number acquired | 457,832PerformanceRights(ASX:IMMAM)92,966 FullyPaid OrdinaryShares(ASX: |
| Number disposed | 92,966 Performance Rights (ASX: IMMAM) |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | NilThe Performance Rights were issued asremuneration for services as a director inlieu of cash and in accordance with theshareholder approval obtained at theAnnual General Meeting held on 23November 2022.92,966 of these were converted into fullypaid ordinary shares. |
|---|---|
| No. of securities held after change | •3,074,592 Ordinary Fully Paid Shares(Direct)•302,500 Fully Paid Ordinary Shares(Indirect)•364,866PerformanceRightsinaccordance with shareholder approvalobtained at the Annual General Meetingon 23 November 2022. |
| Nature of changeExample: on-market trade, off-market trade, exercise of options,issue of securities under dividend reinvestment plan, participation inbuy-back | 457,832 Performance Rights were issuedas remuneration for services as a directorin lieu of cash and in accordance with theshareholder approval obtained at theAnnual General Meeting held on 23November 2022.92,966PerformanceRightswereconverted into 92,966 shares uponexerciseofthe1sttrancheofPerformance Rights approved at theAGM on 23 November 2022. Oneordinary fully paid share was acquiredfor each Performance Right that vested. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | |
| Name of registered holder(if issued securities) |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailedabove traded during a+closed period where prior writtenclearance was required? | No |
| If so, was prior written clearance provided to allow the tradeto proceed during this period? | N/A |
| If prior written clearance was provided, on what date was thisprovided? | N/A |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3