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IMMUTEP LIMITED Director's Dealing 2021

Oct 3, 2021

65122_rns_2021-10-03_055ddbb4-0257-4aaf-9631-4bbf9271fa18.pdf

Director's Dealing

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Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001.

Name of Entity: IMMUTEP LIMITED (ASX:IMM) ACN:[009 237 889 ]

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director: Mr Grant Chamberlain Date of Last Notice: 6 November 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Indirect
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the
relevant interest.
Singing Frog Pty Ltd (as trustee for the Chamberlain
and Scott Family Trust)
Mr Chamberlain is a director and shareholder of
Singing Frog Pty Ltd and a beneficiary of the family
trust.
Date of change 4 October 2021
No. of securities held prior to change 1. 1,728,023 Fully Paid Ordinary Shares
2. 1,350,000 Performance Rights
Class Ordinary Shares and Performance Rights
Number acquired 450,000 Fully Paid Ordinary Shares
Number disposed 450,000 Performance Rights
  • See chapter 19 for defined terms.

11/3/2002

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration
Note: If consideration is non-cash, provide details and
estimated valuation
Nil
The
Performance
Rights
were
issued
as
remuneration for services as a director as Mr
Chamberlain is taking his fees entirely in
Performance Rights in lieu of cash and in
accordance with the shareholder approval obtained
at the Annual General Meeting held on 27 October
2020.
No amount is payable upon exercise of the
Performance Rights for shares after vesting.
No. of securities held after change 1. 2,178,023 Fully Paid Ordinary Shares
2. 900,000 Performance Rights
Nature of change
Example: on-market trade, off-market trade, exercise of
options, issue of securities under dividend reinvestment plan,
participation in buy-back
450,000 ordinary shares were acquired upon
exercise of the 1sttranche of Performance Rights
approved at the AGM on 27 October 2020. One
ordinary fully paid share was acquired for each
Performance Right that vested.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

  • See chapter 19 for defined terms.

Appendix 3Y Page 2

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Appendix 3Y Change of Director’s Interest Notice

Part 3 - +Closed Period

Part 3 - +Closed Period
Were the interests in the securities or contracts detailed above traded
during a+closed period where prior written clearance was required?
No
If so, was prior written clearance provided to allow the trade to proceed
during this period?
N/A
Ifprior written clearance wasprovided on what date was thisprovided? N/A

Date: 4 October 2021

  • See chapter 19 for defined terms.

11/3/2002

Appendix 3Y Page 3