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IMMUTEP LIMITED — Director's Dealing 2021
Oct 3, 2021
65122_rns_2021-10-03_055ddbb4-0257-4aaf-9631-4bbf9271fa18.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of Entity: IMMUTEP LIMITED (ASX:IMM) ACN:[009 237 889 ]
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: Mr Grant Chamberlain Date of Last Notice: 6 November 2020
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Singing Frog Pty Ltd (as trustee for the Chamberlain and Scott Family Trust) Mr Chamberlain is a director and shareholder of Singing Frog Pty Ltd and a beneficiary of the family trust. |
| Date of change | 4 October 2021 |
| No. of securities held prior to change | 1. 1,728,023 Fully Paid Ordinary Shares 2. 1,350,000 Performance Rights |
| Class | Ordinary Shares and Performance Rights |
| Number acquired | 450,000 Fully Paid Ordinary Shares |
| Number disposed | 450,000 Performance Rights |
- See chapter 19 for defined terms.
11/3/2002
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Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil The Performance Rights were issued as remuneration for services as a director as Mr Chamberlain is taking his fees entirely in Performance Rights in lieu of cash and in accordance with the shareholder approval obtained at the Annual General Meeting held on 27 October 2020. No amount is payable upon exercise of the Performance Rights for shares after vesting. |
|---|---|
| No. of securities held after change | 1. 2,178,023 Fully Paid Ordinary Shares 2. 900,000 Performance Rights |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
450,000 ordinary shares were acquired upon exercise of the 1sttranche of Performance Rights approved at the AGM on 27 October 2020. One ordinary fully paid share was acquired for each Performance Right that vested. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
- See chapter 19 for defined terms.
Appendix 3Y Page 2
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Appendix 3Y Change of Director’s Interest Notice
Part 3 - +Closed Period
| Part 3 - +Closed Period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| Ifprior written clearance wasprovided on what date was thisprovided? | N/A |
Date: 4 October 2021
- See chapter 19 for defined terms.
11/3/2002
Appendix 3Y Page 3