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IMMUTEP LIMITED — Director's Dealing 2021
Nov 30, 2021
65122_rns_2021-11-30_f760c61e-67a6-4c12-9d95-8433a1cda1c1.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity IMMUTEP LIMITED (ASX:IMM) ABN 90 009 237 889
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| We (the entity) give ASX the followingthe director for the purposes of section | information under listing rule 3.19A.2 and as agent for205G of the Corporations Act. |
|---|---|
| Name of Director | Mr Marc Voigt |
| Date of last notice | 5 October 2020 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | A.DirectB.Indirect |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Mr Marc Voigt holds indirect interests inIMM via JP Morgan Nominees AustraliaLimited |
| Date of change | 1 December 2021 |
| No. of securities held prior to change | A.Direct1. 8,791,695 FPOs.2. 45 United States Level 1 AmericanDepository Receipts (ADRs). Notethat the ADR to FPO Ratio is 1:10.3. 2,400,000 Performance Rights inaccordancewithshareholderapproval obtained at the AnnualGeneral Meeting on 1 November2019.B. Indirect1. 55,750 FPOs. |
| Class | Performance Rights |
| Number acquired | A.Direct3,600,000 Performance Rights |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number disposed | Nil |
|---|---|
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | Nil for the issue of 3,600,000 performancerights. The Performance Rights were issuedunder Immutep Executive Incentive Plan inaccordance with the Shareholders approvalobtained at the AGM on 26 November 2021. |
| No. of securities held after change | A. Direct1. 8,791,695 FPOs.2. 45 United States Level 1 AmericanDepository Receipts (ADRs). Notethat the ADR to FPO Ratio is 1:10.3. 6,000,000 Performance RightsB. Indirect1. 55,750 FPOs. |
| Nature of changeExample: on-market trade, off-market trade, exercise of options,issue of securities under dividend reinvestment plan, participation inbuy-back | 3,600,000 Performance Rights were issuedwith approval by Shareholders at the AGMon 26 November 2021. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | |
| Name of registered holder(if issued securities) | |
| Date of change | |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed | |
| Interest acquired | |
| Interest disposed | |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed | No |
| above traded during a+closed period where prior written | |
| clearance was required? | |
| If so, was prior written clearance provided to allow the trade | N/A |
| to proceed during this period? | |
| If prior written clearance was provided, on what date was this | N/A |
| provided? |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3