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IMMUTEP LIMITED — Director's Dealing 2020
Jan 1, 2020
65122_rns_2020-01-01_e7c9d4ed-2e79-43a7-b8d6-ebc546be9475.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of Entity: IMMUTEP LIMITED (ASX:IMM) ACN:[009 237 889 ]
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: Mr Marc Voigt Date of Last Notice: 9 December 2019
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| isclosed in this part. | |
|---|---|
| Direct or indirect interest | A.DirectB.Indirect |
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to therelevant interest. | Mr Marc Voigt holds indirect interests in IMM viaJP Morgan Nominees Australia Limited |
| Date of change | 2 January 2020 |
| No. of securities held prior to change | A.Direct1.5,925,028 FPOs.2.45 United States Level 1 AmericanDepository Receipts (ADRs). Note thatthe ADR to FPO Ratio is 1:10.3.1,666,667PerformanceRightsinaccordance with shareholder approvalobtained at the Annual General Meetingon 17 November 2017.4.3,600,000PerformanceRightsinaccordance with shareholder approvalobtained at the Annual General Meetingon 1 November 2019.B. Indirect1.55,750 FPOs. |
| Class | Ordinary Shares and Performance Rights |
- See chapter 19 for defined terms.
Appendix 3Y Page 3
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Appendix 3Y Change of Director’s Interest Notice
| Number acquired | A.Direct1,666,667 FPOs | A.Direct1,666,667 FPOs | |
|---|---|---|---|
| Number disposed | A. Direct1,666,667 Performance Rights | ||
| Value/ConsiderationNote: If consideration is non-cash, provide details andestimated valuation | Nil | ||
| No of secrities held after chane | A. Direct1.7,591,695 FPOs.2.45 United States Level 1 AmericanDepository Receipts (ADRs). Note thatthe ADR to FPO Ratio is 1:10.3.3,600,000PerformanceRightsinaccordance with shareholder approvalobtained at the Annual General Meetingon 1 November 2019.B. Indirect1.55,750 FPOs. | ||
| . u g | . r1.7 | ec,591,695 FPOs. | |
| 2.4Dt3.3a | 5 United States Level 1 Aepository Receipts (ADRs). Nhe ADR to FPO Ratio is 1:10.,600,000PerformanceRigccordance with shareholder a | ||
| Nature of changeExample: on-market trade, off-market trade, exercise ofoptions, issue of securities under dividend reinvestment plan,participation in buy-back | Mr Marc Voigt exercises 3rd tranche of hisperformance rights which vested to him i.e.1,666,667 (post share consolidation basis) exercisedand converted into ordinary shares, in accordancewith shareholder approval received at the AGM on17 November 2017. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| sclosed in this art | sclosed in this art | |||
|---|---|---|---|---|
| p. | ||||
| Detail of contract | N/A | |||
| Nature of interest | ||||
| Name of registered holder(if issued securities) | ||||
| Date of change | ||||
| No. and class of securities to which | ||||
| interest related prior to changeNote: Details are only required for a contract in relationto which the interest has changed | ||||
| Interest acquired | ||||
| Interest disposed | ||||
| Value/ConsiderationNote: If consideration is non-cash, provide details and anestimated valuationInterest after change | Value/ConsiderationNote: If consideration is non-cash, provide details and anestimated valuation | |||
| Interest after change |
- See chapter 19 for defined terms.
Appendix 3Y Page 4
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Appendix 3Y Change of Director’s Interest Notice
Part 3 - +Closed Period
Were the interests in the securities or contracts detailed above traded No during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided on what date was this provided? Date of notice: 2 January 2020
- See chapter 19 for defined terms.
Appendix 3Y Page 3
11/3/2002