Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

IMMUTEP LIMITED Director's Dealing 2020

Jan 1, 2020

65122_rns_2020-01-01_e7c9d4ed-2e79-43a7-b8d6-ebc546be9475.pdf

Director's Dealing

Open in viewer

Opens in your device viewer

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001.

Name of Entity: IMMUTEP LIMITED (ASX:IMM) ACN:[009 237 889 ]

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director: Mr Marc Voigt Date of Last Notice: 9 December 2019

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

isclosed in this part.
Direct or indirect interest A.DirectB.Indirect
Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to therelevant interest. Mr Marc Voigt holds indirect interests in IMM viaJP Morgan Nominees Australia Limited
Date of change 2 January 2020
No. of securities held prior to change A.Direct1.5,925,028 FPOs.2.45 United States Level 1 AmericanDepository Receipts (ADRs). Note thatthe ADR to FPO Ratio is 1:10.3.1,666,667PerformanceRightsinaccordance with shareholder approvalobtained at the Annual General Meetingon 17 November 2017.4.3,600,000PerformanceRightsinaccordance with shareholder approvalobtained at the Annual General Meetingon 1 November 2019.B. Indirect1.55,750 FPOs.
Class Ordinary Shares and Performance Rights
  • See chapter 19 for defined terms.

Appendix 3Y Page 3

11/3/2002

Appendix 3Y Change of Director’s Interest Notice

Number acquired A.Direct1,666,667 FPOs A.Direct1,666,667 FPOs
Number disposed A. Direct1,666,667 Performance Rights
Value/ConsiderationNote: If consideration is non-cash, provide details andestimated valuation Nil
No of secrities held after chane A. Direct1.7,591,695 FPOs.2.45 United States Level 1 AmericanDepository Receipts (ADRs). Note thatthe ADR to FPO Ratio is 1:10.3.3,600,000PerformanceRightsinaccordance with shareholder approvalobtained at the Annual General Meetingon 1 November 2019.B. Indirect1.55,750 FPOs.
. u g . r1.7 ec,591,695 FPOs.
2.4Dt3.3a 5 United States Level 1 Aepository Receipts (ADRs). Nhe ADR to FPO Ratio is 1:10.,600,000PerformanceRigccordance with shareholder a
Nature of changeExample: on-market trade, off-market trade, exercise ofoptions, issue of securities under dividend reinvestment plan,participation in buy-back Mr Marc Voigt exercises 3rd tranche of hisperformance rights which vested to him i.e.1,666,667 (post share consolidation basis) exercisedand converted into ordinary shares, in accordancewith shareholder approval received at the AGM on17 November 2017.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

sclosed in this art sclosed in this art
p.
Detail of contract N/A
Nature of interest
Name of registered holder(if issued securities)
Date of change
No. and class of securities to which
interest related prior to changeNote: Details are only required for a contract in relationto which the interest has changed
Interest acquired
Interest disposed
Value/ConsiderationNote: If consideration is non-cash, provide details and anestimated valuationInterest after change Value/ConsiderationNote: If consideration is non-cash, provide details and anestimated valuation
Interest after change
  • See chapter 19 for defined terms.

Appendix 3Y Page 4

11/3/2002

Appendix 3Y Change of Director’s Interest Notice

Part 3 - +Closed Period

Were the interests in the securities or contracts detailed above traded No during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided on what date was this provided? Date of notice: 2 January 2020

  • See chapter 19 for defined terms.

Appendix 3Y Page 3

11/3/2002