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IMMUTEP LIMITED — Director's Dealing 2020
Oct 4, 2020
65122_rns_2020-10-04_df7b66c7-25e1-4564-b823-8c77903c325e.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
| IMMUTEP LIMITED (ASX:IMM) | |
|---|---|
| Name of Entity: | |
| 90 009 237 889 | |
| ACN: | |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director: | Mr Pete Meyers |
|---|---|
| Date of Last Notice: | 9 December 2019 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| isclosed in this part. | isclosed in this part. | |||
|---|---|---|---|---|
| Direct or indirect interest | Direct | |||
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to therelevant interest. | N/A | |||
| Date of change | 2 October 2020 | |||
| No. of securities held prior to change | •1,500,758 Ordinary Fully Paid Shares•273,637 Performance Rights in accordancewith shareholder approval obtained at theAnnual General Meeting on 25 November2016.•1,500,000 Performance Rights in accordancewith shareholder approval obtained at theAnnual General Meeting on 1 November 2019. | |||
| •1,500,000 | Performance Rights in accor | |||
| with share | holder approval obtained a | |||
| Annual Ge | neral Meeting on 1 November | |||
- See chapter 19 for defined terms.
Appendix 3Y Page 3
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
| Class | Performance Rights and Ordinary Shares |
|---|---|
| Number acquired | 273,637 Fully Paid Ordinary Shares |
| Number disposed | 273,637 Performance Rights |
| Value/ConsiderationNote: If consideration is non-cash, provide details andestimated valuation | NilThe Performance Rights were issued asremuneration for services as a director as MrMeyers is taking his fees entirely in PerformanceRights in lieu of cash and in accordance with theshareholder approval obtained at the AnnualGeneral Meeting held on 25 November 2016.These were coverted into ordinary shares. |
| No. of securities held after change | •1,774,395 Ordinary Fully Paid Shares•1,500,000 Performance Rights in accordancewith shareholder approval obtained at theAnnual General Meeting on 1 November 2019. |
- See chapter 19 for defined terms. Appendix 3Y Page 2
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
| NaturExample: | NaturExample: | |||||
|---|---|---|---|---|---|---|
| NaturExample: | e of changeon-market trade, off-market trade, exercise of | 273,637 ordinaryexercise of the | shares were acquired upon4thtranche of Performance | |||
| options, iparticipat | ssue of securities under dividend reinvestment plan,on in buy-back | Rights approved | at the AGM on 25 November | |||
| 2016. One ordinary fully paid share wasacquired for each Performance Right thatvested. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 - +Closed Period
| Part 3 - +Closed Period | |
|---|---|
| Were the interests in the securities or contracts detailed above tradedduring a +closed period where prior written clearance was required? | No |
| If so, was prior written clearance provided to allow the trade to proceedduring this period? | N/A |
| Ifprior written clearance wasprovided on what date was thisprovided? | N/A |
Date: 5 October 2020
- See chapter 19 for defined terms.
Appendix 3Y Page 3
11/3/2002