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IMMUTEP LIMITED — Director's Dealing 2020
Oct 4, 2020
65122_rns_2020-10-04_4607a64f-b2b5-4b42-9b1f-ddf4ab7aa256.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of Entity: IMMUTEP LIMITED (ASX:IMM) ACN:[009 237 889 ]
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: Mr Grant Chamberlain Date of Last Notice: 16 March 2020
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to therelevant interest. | Singing Frog Pty Ltd (as trustee for the Chamberlainand Scott Family Trust)Mr Chamberlain is a director and shareholder ofSinging Frog Pty Ltd and a beneficiary of the familytrust. |
| Date of change | 2 October 2020 |
| No. of securities held prior to change | 1. 1,301,369 Fully Paid Ordinary Shares2. 426,654 Performance Rights |
| Class | Ordinary Shares and Performance Rights |
| Number acquired | 426,654 Fully Paid Ordinary Shares |
| Number disposed | 426,654 Performance Rights |
- See chapter 19 for defined terms.
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Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration | Nil |
|---|---|
| Note: If consideration is non-cash, provide details and | |
| estimated valuation | |
| ThePerformanceRightswereissuedas | |
| remuneration for services as a director as Mr | |
| Chamberlain is taking his fees entirely in | |
| Performance Rights in lieu of cash and in | |
| accordance with the shareholder approval obtained | |
| at the Annual General Meeting held on 17 | |
| November 2017. | |
| No amount is payable upon exercise of the | |
| Performance Rights for shares after vesting. | |
| No. of securities held after change | 1. 1,728,023 Fully Paid Ordinary Shares |
| 2. Nil Performance Rights | |
| Nature of changeExample: on-market trade, off-market trade, exercise ofoptions, issue of securities under dividend reinvestment plan, | 426,654 ordinary shares were acquired uponexercise of the 3rdtranche of Performance Rights |
| participation in buy-back | approved at the AGM on 17 November 2017. One |
| ordinary fully paid share was acquired for each | |
| Performance Right that vested. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
- See chapter 19 for defined terms.
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Appendix 3Y Change of Director’s Interest Notice
Part 3 - +Closed Period
| Part 3 - +Closed Period | |
|---|---|
| Were the interests in the securities or contracts detailed above tradedduring a +closed period where prior written clearance was required? | No |
| If so, was prior written clearance provided to allow the trade to proceedduring this period? | N/A |
| Ifprior written clearance wasprovided on what date was thisprovided? | N/A |
Date: 5 October 2020
- See chapter 19 for defined terms.
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