AI assistant
IMMUTEP LIMITED — Director's Dealing 2020
Nov 5, 2020
65122_rns_2020-11-05_40195b85-4cce-4994-bbac-30f6db8ad517.pdf
Director's Dealing
Open in viewerOpens in your device viewer
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| ntroduced 30/09/01 Amended 01/01/11 | |
|---|---|
| Name of entity | IMMUTEP LIMITED (ASX: IMM) |
| ABN | 90 009 237 889 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Mr Grant Chamberlain |
|---|---|
| Date of last notice | 5 October 2020 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Singing Frog Pty Ltd (as trustee for theChamberlain and Scott Family Trust)Mr Chamberlain is a director and shareholderof Singing Frog Pty Ltd and a beneficiary ofthe family trust. |
| Date of change | 6 November 2020 |
| No. of securities held prior to change | 1. 1,728,023 Fully Paid Ordinary Shares2. Nil Performance Rights |
| Class | Director Performance Rights |
| Number acquired | 1,350,000 Performance Rights |
| Number disposed | N/A |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | NilThe Performance Rights were issued asremuneration for services as a director as MrChamberlain is taking his fees entirely inPerformance Rights in lieu of cash and inaccordance with the shareholder approvalobtained at the Annual General Meeting heldon 27 October 2020.No amount is payable upon exercise of thePerformance Rights for shares after vesting. |
|---|---|
| No. of securities held after change | 1. 1,728,023 Fully Paid Ordinary Shares2. 1,350,000 Director Performance Rights |
| Nature of changeExample: on-market trade, off-market trade, exercise of options, issueof securities under dividend reinvestment plan, participation in buy-back | Grant of 1,350,000 Director PerformanceRights to Mr Grant Chamberlain which wereapproved by shareholders at the AGM on 27October 2020. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| ,disclosed in this part. | ,disclosed in this part. | ,disclosed in this part. | |||
|---|---|---|---|---|---|
| Detail of contractN/A | |||||
| Detail of contract | N/A | ||||
| Nature of interest | |||||
| Name of registered holder | |||||
| (if issued securities) | |||||
| Date of change | |||||
| No and class of securities to which | |||||
| .interest related prior to change | |||||
| Note: Details are only required for a contract inrelation to which the interest has changed | |||||
| Interest acquired | |||||
| Interest disposed | |||||
| Vl/Cidti | |||||
| aueonseraonNote: If consideration is non-cash, provide details and | |||||
| an estimated valuation | |||||
| Interest after change |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Part 3 –[+] Closed period
| art 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailedabove traded during a+closed period where prior writtenclearance was required? | No |
| If so, was prior written clearance provided to allow thetrade to proceed during this period? | N/A |
| If prior written clearance was provided, on what date wasthis provided? | N/A |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3