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IMMUTEP LIMITED — Director's Dealing 2019
Dec 8, 2019
65122_rns_2019-12-08_16e51c0b-7f19-481f-b4f5-f863fde4a50e.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of Entity: IMMUTEP LIMITED (ASX:IMM) ACN:[009 237 889 ]
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: Dr Russell John Howard
Date of Last Notice: 4 January 2019
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| isclosed in this part. | |
|---|---|
| Direct or indirect interest | Indirect |
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to therelevant interest. | Russell J Howard Pty Ltd < Russell J Howard A/C> |
| Date of change | 2 December 2019 |
| No. of securities held prior to change | 1.250,000 ordinary shares2.750,000 performance rights |
| Class | Ordinary shares |
| Number acquired | 250,000 ordinary shares |
| Number disposed | 250,000 performance rights |
| Value/ConsiderationNote: If consideration is non-cash, provide details andestimated valuation | Nil |
- See chapter 19 for defined terms.
Appendix 3Y Page 1
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
No. of securities held after change 1. 500,000 ordinary shares 2. 500,000 performance rights Nature of change Vesting and exercise of 2[nd] tranche of Performance Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, Rights out of the 1,000,000 Performance Rights (post
participation in buy-back share consolidation basis) approved for Dr Russell John Howard at AGM on 16 November 2018.
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| sclosed in this part. | |
|---|---|
| Detail of contract | N/A |
| Nature of interest | |
| Name of registered holder | |
| (if issued securities) | |
| Date of change | |
| No. and class of securities to which | |
| interest related prior to change | |
| Note: Details are only required for a contract in relation | |
| to which the interest has changed | |
| Interest acquired | |
| Interest disposed | |
| Value/Consideration | |
| Note: If consideration is non-cash, provide details and an | |
| estimated valuation | |
| Interest after change |
Part 3 - +Closed Period Were the interests in the securities or contracts detailed above traded No during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided on what date was this provided?
Date of notice: 9 December 2019
- See chapter 19 for defined terms.
Appendix 3Y Page 2
11/3/2002