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IMMUTEP LIMITED Director's Dealing 2018

Oct 1, 2018

65122_rns_2018-10-01_f400d4b7-c2db-44c7-a43c-d68d9d08f4e6.pdf

Director's Dealing

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Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001.

Name of Entity: IMMUTEP LIMITED (ASX:IMM) ACN:[90 009 237 889 ]

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director: Mr Grant Chamberlain

Date of Last Notice: 4 December 2017

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Direct & indirect
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the
relevant interest.
Director of Singing Frog Pty Ltd (as Trustee for the
Chamberlain and Scott Family Trust)
Date of change 2 October 2018
No. of securities held prior to change 13,272,356
Class Performance Rights
  • See chapter 19 for defined terms.

Appendix 3Y Page 1

11/3/2002

Appendix 3Y Change of Director’s Interest Notice

Number acquired 4,739,293 Ordinary Shares on 2 October 2018 due to
vesting and exercise of Performance Rights
Number disposed 4,739,293 Performance Rights
Value/Consideration
Note: If consideration is non-cash, provide details and
estimated valuation
Nil.
The Performance Rights are issued as remuneration
for services as a director as Mr Chamberlain is
taking his fees entirely in Performance Rights in
lieu of cash and in accordance with shareholder’s
approval obtained at the Annual General Meeting
on 17 November 2017.
No amount is payable upon exercise of the
Performance Rights for shares after vesting.
No. of securities held after change 4,739,293 Ordinary Shares in the name of Singing
Frog Pty Ltd (as Trustee for the
Chamberlain and Scott Family Trust)
8,533,063 Performance Rights
Nature of change
Example: on-market trade, off-market trade, exercise of
options, issue of securities under dividend reinvestment plan,
participation in buy-back
Vesting and exercise of 1sttranche of Performance
Rights out of the 13,272,356 Performance Rights
approved for Mr Grant Chamberlain at AGM on 17
November 2017.

Part 2 – Change of director’s interests in contracts

  • See chapter 19 for defined terms. Appendix 3Y Page 2

11/3/2002

Appendix 3Y Change of Director’s Interest Notice

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 - +Closed Period

Were the interests in the securities or contracts detailed above traded No during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided on what date was this provided?

  • See chapter 19 for defined terms.

Appendix 3Y Page 3

11/3/2002