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IMMUTEP LIMITED — Director's Dealing 2016
Oct 3, 2016
65122_rns_2016-10-03_8fce1481-ec72-4596-b92a-47bb28870792.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of Entity: PRIMA BIOMED LIMITED (ASX:PRR) ACN:[90 009 237 889 ]
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director: | Mr Pete Meyers |
|---|---|
| Date of Last Notice: | 2 October 2015 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
N/A |
| Date of change | 4 October 2016 |
| No. of securities held prior to change | 4,289,215 |
| Class | 1) Ordinary Fully Paid shares |
- See chapter 19 for defined terms.
Appendix 3Y Page 1
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Appendix 3Y Change of Director’s Interest Notice
| Number acquired | 1) Ordinary Fully Paid Shares Shares Options Direct 2,573,529 - Indirect - - Total 2,573,529 - |
1) Ordinary Fully Paid Shares Shares Options Direct 2,573,529 - Indirect - - Total 2,573,529 - |
1) Ordinary Fully Paid Shares Shares Options Direct 2,573,529 - Indirect - - Total 2,573,529 - |
|
|---|---|---|---|---|
| Shares | Options | |||
| Direct | 2,573,529 | - | ||
| Indirect | - | - | ||
| Total | 2,573,529 | - | ||
| Number disposed | Nil | |||
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil The Performance Rights are issued as remuneration for services as a director as Mr Meyers is taking his fees entirely in Performance Rights in lieu of cash and in accordance with shareholder’s approval obtained at Annual General Meeting on 14th November 2014. No amount is payable upon exercise of the Performance Rights for shares after vesting. |
|||
| No. of securities held after change | 1) Ordinary Fully Paid Shares Shares Options Direct 6,862,744 - Indirect - - Total 6,862,744 - 2) 857,844 Performance Rights |
|||
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
1) Acquiring 2,573,529 shares upon exercise of the third tranche of performance rights. One ordinary fully paid share was acquired for each Performance Right that vested. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
- See chapter 19 for defined terms.
Appendix 3Y Page 2
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Appendix 3Y Change of Director’s Interest Notice
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 - +Closed Period
Were the interests in the securities or contracts detailed above traded No during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided on what date was this provided?
- See chapter 19 for defined terms.
Appendix 3Y Page 3
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