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IMMUTEP LIMITED — Director's Dealing 2015
Aug 4, 2015
65122_rns_2015-08-04_11cc3438-e793-434c-931c-7d30394fa510.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity PRIMA BIOMED LIMITED (ASX:PRR) ABN 90 009 237 889
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Mr Marc Voigt |
|---|---|
| Date of last notice | 7 January 2015 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct | |
|---|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
N/A | |
| Date of change | 5 August 2015 | |
| No. of securities held prior to change | 1) Ordinary Fully Paid Shares Shares Options Direct 870,000 1,171,754 Indirect - - Total 870,000 1,171,754 2) American Depositary Receipts (ADR) Shares Options Direct 150 - Indirect - - Total 150 - 3) 4,068,627 STI Performance Rights and 12,254,902 LTI Performance Rights in accordance with shareholder approval obtained at 2014 AGM. |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Class | Ordinary Fully Paid Shares | Ordinary Fully Paid Shares | ||
|---|---|---|---|---|
| Number acquired | 1) Ordinary Fully Paid Shares | |||
| Shares | Options | |||
| Direct | 6,666,666 | - | ||
| Indirect | - | - | ||
| Total | 6,666,666 | - | ||
| Number disposed | 6,666,666 Performance Rights | |||
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil The Performance Rights were issued for a range of remuneration and incentive purposes in accordance with shareholder approval obtained at the Extraordinary General Meeting on 31 July 2015. No amount is payable upon exercise of the Performance Rights for shares after vesting. |
|||
| No. of securities held after change | 1) Ordinary Fully Paid Shares Shares Options Direct 7,536,666 1,171,754 Indirect - - Total 7,536,666 1,171,754 2) American Depositary Receipts (ADR) Shares Options Direct 150 - Indirect - - Total 150 - 3) 4,068,627 STI Performance Rights and 12,254,902 LTI Performance Rights in accordance with shareholder approval obtained at 2014 AGM. 4) 13,333,334 Performance Rights in accordance with shareholder approval obtained at the Extraordinary General Meeting on 31 July 2015. |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
1) 20,000,000 Performance Rights were issued in accordance with shareholder’s approval obtained at the Extraordinary General Meeting on 31 July 2015. The first tranche of 6,666,666 vested immediately upon approval. After vesting of the first tranche, 13,333,334 Performance Rights remain to be vested subject to Mr Voigt meeting his service conditions over 2 subsequent annual tranches. 2) Acquiring 6,666,666 shares upon exercise of the first tranche of performance rights. One ordinary fully paid share was acquired for each Performance Right that vested. |
|
|---|---|---|
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | |
| Name of registered holder (if issued securities) |
|
| Date of change | |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest acquired | |
| Interest disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest after change |
Part 3 –[+] Closed period
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
05.08.2015
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011