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IMMUTEP LIMITED — Director's Dealing 2013
Apr 10, 2013
65122_rns_2013-04-10_1364d62c-5b75-4ce6-a398-325667cd86ce.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of Entity: PRIMA BIOMED LIMITED (ASX:PRR) ACN:[90 009 237 889 ]
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: Mr Matthew Lehman Date of Last Notice: 24 May 2012
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct | Direct | ||
|---|---|---|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to therelevant interest. | N/A | |||
| Date of change | 11 April 2013 | |||
| No. of securities held prior to change | 1) Ordinary Fully Paid Shares | Options1,700,000-1,700,000 | ||
| Shares | Options | |||
| Direct | 1,100,000 | 1,700,000 | ||
| Indirect | - | - | ||
| **Total ** | 1,100,000 | 1,700,000 | ||
| Class | 2) American | Depositary Recei | pts (ADR) traded onaid shares | |
| the NAS | DAQ | |||
| 1 ADR = | 30 ordinary fully | aid shares | ||
- See chapter 19 for defined terms.
Appendix 3Y Page 1
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Appendix 3Y Change of Director’s Interest Notice
| Number acquired | 2) American | Depositary Receipts (ADR)SharesOptions2,000---2,000- | Depositary Receipts (ADR)SharesOptions2,000---2,000- | Depositary Receipts (ADR)SharesOptions2,000---2,000- | |
|---|---|---|---|---|---|
| Shares | Options | ||||
| Direct | 2,000 | - | |||
| Indirect | - | - | |||
| Total | 2,000 | - | |||
| Number disposed | Options--- | ||||
| Shares | Options | ||||
| Direct | - | - | |||
| Indirect | - | - | |||
| Total | - | - | |||
| Value/ConsiderationNote: If consideration is non-cash, provide details andestimated valuation | US$ 6,279.81 | ||||
| No. of securities held after change | 1) Ordinary Fully Paid SharesSharesOptionsDirect1,100,0001,700,000Indirect--Total1,100,0001,700,0002) American Depositary Receipts (ADR)SharesOptionsDirect2,000-Indirect--Total2,000- | ||||
| Shares | Options | ||||
| Direct | 2,000 | - | |||
| Indirect | - | - | |||
| Total | 2,000 | - | |||
| Nature of changeExample: on-market trade, off-market trade, exercise ofoptions, issue of securities under dividend reinvestmentplan, participation in buy-back | Acquiring 2,000 ADR’s at US$3.14 each that aretraded on the NASDAQ |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
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Appendix 3Y Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| disclosed in this part. | |
|---|---|
| Detail of contract | N/A |
| Nature of interest | |
| Name of registered holder(if issued securities) | |
| Date of change | |
| No. and class of securities towhich interest related prior tochangeNote: Details are only required for a contract in relationto which the interest has changed | |
| Interest acquired | |
| Interest disposed | |
| Value/ConsiderationNote: If consideration is non-cash, provide details and anestimated valuation | |
| Interest after change |
Part 3 - +Closed Period
Were the interests in the securities or contracts detailed above traded No during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided on what date was this provided?
11.04.2013
- See chapter 19 for defined terms.
Appendix 3Y Page 3
11/3/2002