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IMMUTEP LIMITED — Director's Dealing 2013
Jun 18, 2013
65122_rns_2013-06-18_a6ee7822-416c-41f6-a68c-24436f573ab7.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of Entity: PRIMA BIOMED LIMITED (ASX:PRR) ACN:[90 009 237 889 ]
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: Mr Martin Rogers
Date of Last Notice: 17.05.2013
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| ` | Indirect | Indirect | Indirect | |
|---|---|---|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Ordinary Shares held in the names of director related entity, Structure Investments Pty Ltd (Rogers Family A/c) |
|||
| Date of change | 18 June 2013 | |||
| No. of securities held prior to change | Options - 10,000,000 10,000,000 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 20,542,179 | 10,000,000 | ||
| Total | 20,542,179 | 10,000,000 | ||
| Class | Listed options | |||
| Number acquired | Options - 2,500,000 2,500,000 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | - | 2,500,000 | ||
| **Total ** | - | 2,500,000 | ||
- See chapter 19 for defined terms.
Appendix 3Y Page 1
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
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Number disposed
N/A
Value/Consideration
AUD 50,000
Note: If consideration is non-cash, provide details and
estimated valuation
No. of securities held after change
Shares Options
Direct - -
Indirect 20,542,179 12,500,000
Total 20,542,179 12,500,000
Nature of change
Acquiring 2,500,000 listed options at AUD 0.02
Example: on-market trade, off-market trade, exercise of
options, issue of securities under dividend reinvestment each
plan, participation in buy-back
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Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
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Detail of contract N/A
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to
which interest related prior to
change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
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Part 3 - +Closed Period
Were the interests in the securities or contracts detailed above traded No during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided on what date was this provided?
19.06.2013
- See chapter 19 for defined terms.
Appendix 3Y Page 2
11/3/2002