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IMMUTEP LIMITED — Director's Dealing 2010
Dec 9, 2010
65122_rns_2010-12-09_16f29e59-1c18-43ec-87d7-03ba9511c800.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
| PRIMA BIOMED LIMITED (ASX: PRR) | |
|---|---|
| Name of Entity: | |
| ABN: | 90 009 237 889 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: Dr. Neil Frazer Date of Last Notice: 27 July 2010
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or Indirect Interest | Direct | Direct | ||
|---|---|---|---|---|
| Nature of Indirect Interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
- | |||
| Date of change | 6 December 2010 | |||
| No. of securities held prior to change | Options - - - |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | - | - | ||
| Total | - | - | ||
| Class | Unlisted Options | |||
| Number Acquired | ||||
| Shares | Options | |||
| Direct | - | 2,000,000 | ||
| Indirect | - | - | ||
| Total | - | 2,000,000 |
- See chapter 19 for defined terms.
11/3/2002
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number Disposed | Options - - - |
|||
|---|---|---|---|---|
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | - | - | ||
| Total | - | - | ||
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil | |||
| No. of Securities Held After Change | Options 2,000,000 - 2,000,000 |
|||
| Shares | Options | |||
| Direct | - | 2,000,000 | ||
| Indirect | - | - | ||
| Total | - | 2,000,000 | ||
| Nature of Change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Issuance of Directors’ Options as approved at the 2010 AGM held on 26 November 2010. |
Part 2 – Change of Director’s Interests in Contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of Contract | |
|---|---|
| Nature of Interest | Employment Contract |
| Name of Registered Holder (if issued securities) |
Dr. Neil Frazer |
| Date of Change | 6 December 2010 |
| No. and Class of Securities to Which Interest Related Prior to Change Note: Details are only required for a contract in relation to which the interest has changed |
- |
| Interest Acquired | - |
| Interest Disposed | - |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
Employment as per employee services contract |
| Interest After Change | - |
==> picture [50 x 29] intentionally omitted <==
The CFO Solution
10.12.2010
- See chapter 19 for defined terms.
Appendix 3Y Page 2
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
| PRIMA BIOMED LIMITED (ASX: PRR) | |
|---|---|
| Name of Entity: | |
| ABN: | 90 009 237 889 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: Mr Martin Rogers Date of Last Notice: 27 July 2010
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or Indirect Interest | Indirect | Indirect | ||
|---|---|---|---|---|
| Nature of Indirect Interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Director related entity | |||
| Date of change | 6 December 2010 | |||
| No. of securities held prior to change | Options - 12,345,238 12,345,238 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 20,821,500 | 12,345,238 | ||
| Total | 20,821,500 | 12,345,238 | ||
| Class | Directors Options | |||
| Number Acquired | Options - 10,000,000 10,000,000 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | - | 10,000,000 | ||
| Total | - | 10,000,000 | ||
- See chapter 19 for defined terms.
11/3/2002
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number Disposed | Options - - - |
|||
|---|---|---|---|---|
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | - | - | ||
| Total | - | - | ||
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Director Services | |||
| No. of Securities Held After Change | Options - 22,345,238 22,345,238 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 20,821,500 | 22,345,238 | ||
| Total | 20,821,500 | 22,345,238 | ||
| Nature of Change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Issuance of Directors’ Options as approved at the 2010 AGM held on 26 November 2010 |
Part 2 – Change of Director’s Interests in Contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of Contract | |
|---|---|
| Nature of Interest | |
| Name of Registered Holder (if issued securities) |
|
| Date of Change | |
| No. and Class of Securities to Which Interest Related Prior to Change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest Acquired | |
| Interest Disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest After Change |
==> picture [50 x 30] intentionally omitted <==
The CFO Solution
10.12.2010
- See chapter 19 for defined terms.
Appendix 3Y Page 2
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
| PRIMA BIOMED LIMITED (ASX: PRR) | |
|---|---|
| Name of Entity: | |
| ABN: | 90 009 237 889 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: Ms Lucy Turnbull Date of Last Notice: 7 October 2010
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or Indirect Interest | Direct | Direct | ||
|---|---|---|---|---|
| Nature of Indirect Interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
N/A | |||
| Date of change | 6 December 2010 | |||
| No. of securities held prior to change | Options - - - |
|||
| Shares | Options | |||
| Direct | 4,347,076 | - | ||
| Indirect | - | - | ||
| Total | 4,347,076 | - | ||
| Class | Directors’Options | |||
| Number Acquired | Options 10,000,000 - 10,000,000 |
|||
| Shares | Options | |||
| Direct | - | 10,000,000 | ||
| Indirect | - | - | ||
| Total | - | 10,000,000 | ||
- See chapter 19 for defined terms.
11/3/2002
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number Disposed | Options - - - |
|||
|---|---|---|---|---|
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | - | - | ||
| Total | - | - | ||
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Director Services | |||
| No. of Securities Held After Change | Options 10,000,000 - 10,000,000 |
|||
| Shares | Options | |||
| Direct | 4,347,076 | 10,000,000 | ||
| Indirect | - | - | ||
| Total | 4,347,076 | 10,000,000 | ||
| Nature of Change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Issuance of Directors’ Options as approved at the 2010 AGM held on 26 November 2010 |
Part 2 – Change of Director’s Interests in Contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of Contract | |
|---|---|
| Nature of Interest | |
| Name of Registered Holder (if issued securities) |
|
| Date of Change | |
| No. and Class of Securities to Which Interest Related Prior to Change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest Acquired | |
| Interest Disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest After Change |
==> picture [50 x 29] intentionally omitted <==
The CFO Solution 10.12.2010
- See chapter 19 for defined terms.
Appendix 3Y Page 2
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
| PRIMA BIOMED LIMITED (ASX: PRR) | |
|---|---|
| Name of Entity: | |
| ABN: | 90 009 237 889 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: Mr Albert Wong Date of Last Notice: 11 August 2010
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or Indirect Interest | Indirect | Indirect | Indirect | |
|---|---|---|---|---|
| Nature of Indirect Interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Director related entity | |||
| Date of change | 6 December 2010 | |||
| No. of securities held prior to change | Shares Options Direct - - Indirect 2,000,000 - Total 2,000,000 - |
|||
| Class | Fully Paid Ordinary Shares and Directors Options |
|||
| Number Acquired | Options - 7,500,000 7,500,000 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 1,250,000 | 7,500,000 | ||
| Total | 1,250,000 | 7,500,000 | ||
- See chapter 19 for defined terms.
11/3/2002
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number Disposed | Options - - - |
|||
|---|---|---|---|---|
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | - | - | ||
| Total | - | - | ||
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Director Services | |||
| No. of Securities Held After Change | Options - 7,500,000 7,500,000 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 3,250,000 | 7,500,000 | ||
| Total | 3,250,000 | 7,500,000 | ||
| Nature of Change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Issuance of equities as approved at the 2010 AGM held on 26 November 2010 |
Part 2 – Change of Director’s Interests in Contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of Contract | |
|---|---|
| Nature of Interest | |
| Name of Registered Holder (if issued securities) |
|
| Date of Change | |
| No. and Class of Securities to Which Interest Related Prior to Change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest Acquired | |
| Interest Disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest After Change |
==> picture [50 x 30] intentionally omitted <==
The CFO Solution
10.12.2010
- See chapter 19 for defined terms.
Appendix 3Y Page 2
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of Entity: PRIMA BIOMED LIMITED (ASX: PRR) ABN: 90 009 237 889
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: DR. RICHARD HAMMEL Date of Last Notice: 17 September 2009
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
==> picture [395 x 239] intentionally omitted <==
----- Start of picture text -----
Direct or Indirect Interest Indirect
Nature of Indirect Interest
(including registered holder) Director Related Entity
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change 6 December 2010
No. of securities held prior to change
Shares Options
Direct - -
Indirect 5,000,000 7,619,047
Total 5,000,000 7,619,047
Class Directors Options
Number Acquired Shares Options
Direct - -
Indirect - 5,000,000
Total - 5,000,000
----- End of picture text -----
- See chapter 19 for defined terms.
11/3/2002
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number Disposed | Shares | Options | ||
|---|---|---|---|---|
| Direct | - | - | ||
| Indirect | - | - | ||
| Total | - | - | ||
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Director Services | |||
| No. of Securities Held After Change | Options - 12,619,047 12,619,047 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 5,000,000 | 12,619,047 | ||
| Total | 5,000,000 | 12,619,047 | ||
| Nature of Change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Issuance of Directors Options as approved at the 2010 AGM held on 26 November 2010 |
Part 2 – Change of Director’s Interests in Contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of Contract | |
|---|---|
| Nature of Interest | |
| Name of Registered Holder (if issued securities) |
|
| Date of Change | |
| No. and Class of Securities to Which Interest Related Prior to Change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest Acquired | |
| Interest Disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest After Change |
==> picture [23 x 13] intentionally omitted <==
The CFO Solution
10.12.2010
- See chapter 19 for defined terms.
Appendix 3Y Page 2
11/3/2002