AI assistant
IMMUTEP LIMITED — Director's Dealing 2009
Aug 18, 2009
65122_rns_2009-08-18_135444ed-a67b-43e7-8e3e-ad0b2e17b975.pdf
Director's Dealing
Open in viewerOpens in your device viewer
==> picture [193 x 52] intentionally omitted <==
Wednesday 19 August 2009
CHANGE OF DIRECTORS’ INTERESTS
Australian health care company Prima BioMed (Prima) (ASX: PRR) is pleased to announce that the Directors have transferred a fraction of their listed PRRO options to Patersons Securities.
Patersons Securities have exercise these options for a total exercise price of $321,429 and these funds will be used for the ongoing commercialization of the CVac™ ovarian cancer therapy vaccine with the US FDA.
The directors intend to hold their remaining equity for a further 3 years.
Directors Appendix 3Y’s are attached.
About Prima BioMed
Prima BioMed is an ASX listed Australian health care company. The Company is focused on technologies in the fields of cancer immunotherapy and immunology. Prima’s lead product is the CVac™ ovarian cancer vaccine therapy treatment. It has completed two successful clinical trials and is in the final stages of US FDA approval and eventual commercialisation.
The Company’s broader, long term goal is to develop commercial cancer treatment technologies and programs for global markets.
Prima BioMed Ltd , Suite 1, 1233 High St, Armadale, VIC 3143 Ph: +61 (0) 3 9824 5254 Fax: +61 (0) 9822 7735 www.primabiomed.com.au ABN: 90 009 237 889
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
PRIMA BIOMED LIMITED (ASX: PRR) |
|
|---|---|
| Name of Entity: | |
| 90 009 237 889 | |
| ABN: | |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: MR. ATA GOKYILDIRIM 11[th] August 2009 Date of Last Notice:
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or Indirect Interest | Indirect | Indirect | ||
|---|---|---|---|---|
| Nature of Indirect Interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Director Related Entity | |||
| Date of change | 12thAugust 2009 | |||
| No. of securities held prior to change | Options - 31,500,000 31,500,000 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 234,000 | 31,500,000 | ||
| Total | 234,000 | 31,500,000 | ||
| Class | Listed Options exercisable at $0.02 on or before 31 December 2011 (PRRO) |
- See chapter 19 for defined terms.
Appendix 3Y Page 1
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
| Number Acquired | Options - - - |
|||
|---|---|---|---|---|
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | - | - | ||
| Total | - | - | ||
| Number Disposed | Options - 8,035,715 8,035,715 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | - | 8,035,715 | ||
| Total | - | 8,035,715 | ||
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$0.042 per | option | ||
| No. of Securities Held After Change | Options - 23,464,285 23,464,285 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 234,000 | 23,464,285 | ||
| Total | 234,000 | 23,464,285 | ||
| Nature of Change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Off-Market Transfer |
Part 2 – Change of Director’s Interests in Contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of Contract Nature of Interest Name of Registered Holder (if issued securities) Date of Change No. and Class of Securities to Which Interest Related Prior to Change Note: Details are only required for a contract in relation to which the interest has changed Interest Acquired Interest Disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest After Change
==> picture [54 x 32] intentionally omitted <==
The CFO Solution
19.08.2009
- See chapter 19 for defined terms.
Appendix 3Y Page 2
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
PRIMA BIOMED LIMITED (ASX: PRR) |
|
|---|---|
| Name of Entity: | |
| 90 009 237 889 | |
| ABN: | |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: MR. MARTIN ROGERS
Date of Last Notice: 11 August 2009
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or Indirect Interest | Indirect | Indirect | ||
|---|---|---|---|---|
| Nature of Indirect Interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Director related entity | |||
| Date of change | 12 August | 2009 | ||
| No. of securities held prior to change | Options - 38,000,000 38,000,000 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 497,500 | 38,000,000 | ||
| Total | 497,500 | 38,000,000 | ||
| Class | Listed Options exercisable at $0.02 on or before 31 December 2011 (PRRO) |
|||
| Number Acquired | Options - - - |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | - | - | ||
| Total | - | - | ||
- See chapter 19 for defined terms.
Appendix 3Y Page 1
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
| Number Disposed | Options - 5,654,762 5,654,762 |
|||
|---|---|---|---|---|
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | - | 5,654,762 | ||
| Total | - | 5,654,762 | ||
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$0.042 per | option. | ||
| No. of Securities Held After Change | Options - 32,345,238 32,345,238 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 497,500 | 32,345,238 | ||
| Total | 497,500 | 32,345,238 | ||
| Nature of Change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Off-Market Transfer |
Part 2 – Change of Director’s Interests in Contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of Contract | |
| Nature of Interest | |
| Name of Registered Holder (if issued securities) |
|
| Date of Change | |
| No. and Class of Securities to Which Interest Related Prior to Change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest Acquired | |
| Interest Disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest After Change |
==> picture [54 x 32] intentionally omitted <==
The CFO Solution
19.08.2009
- See chapter 19 for defined terms.
Appendix 3Y Page 2
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
PRIMA BIOMED LIMITED (ASX: PRR) |
|
|---|---|
| Name of Entity: | |
| 90 009 237 889 | |
| ABN: | |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: DR. RICHARD HAMMEL 11 August 2009 Date of Last Notice:
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or Indirect Interest | Indirect | Indirect | ||
|---|---|---|---|---|
| Nature of Indirect Interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Director Related Entity | |||
| Date of change | 12 August | 2009 | ||
| No. of securities held prior to change | Options - 15,000,000 15,000,000 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | - | 15,000,000 | ||
| Total | - | 15,000,000 | ||
| Class | Listed Options exercisable at $0.02 on or before 31 December 2011 (PRRO) |
|||
| Number Acquired | Options - - - |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | - | - | ||
| Total | - | - | ||
- See chapter 19 for defined terms.
Appendix 3Y Page 1
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
| Number Disposed | Shares | Options | ||
|---|---|---|---|---|
| Direct | - | - | ||
| Indirect | - | 2,380,953 | ||
| Total | - | 2,380,953 | ||
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$0.042 per | option | ||
| No. of Securities Held After Change | Options - 12,619,047 12,619,047 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | - | 12,619,047 | ||
| Total | - | 12,619,047 | ||
| Nature of Change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Off-Market Transfer |
Part 2 – Change of Director’s Interests in Contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| part. | |
|---|---|
| Detail of Contract | |
| Nature of Interest | |
| Name of Registered Holder (if issued securities) |
|
| Date of Change | |
| No. and Class of Securities to Which Interest Related Prior to Change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest Acquired | |
| Interest Disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest After Change |
==> picture [24 x 15] intentionally omitted <==
19.08.2009
- See chapter 19 for defined terms.
Appendix 3Y Page 2
11/3/2002