Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

IMMUTEP LIMITED Director's Dealing 2009

Sep 16, 2009

65122_rns_2009-09-16_281feff5-476f-49c5-b93a-f2fe9defd8bf.pdf

Director's Dealing

Open in viewer

Opens in your device viewer

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001.


PRIMA BIOMED LIMITED (ASX: PRR)
Name of Entity:
90 009 237 889
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director: MR. ATA GOKYILDIRIM Date of Last Notice: 19[th] August 2009

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or Indirect Interest Indirect Indirect
Nature of Indirect Interest
(including registered holder)
Note:
Provide details of the circumstances giving rise to the relevant
interest.
Director Related Entity
Date of change 16thSeptember 2009
No. of securities held prior to change Options
-
23,464,285
23,464,285
Shares Options
Direct - -
Indirect 234,000 23,464,285
Total 234,000 23,464,285
Class Fully Paid Ordinary Shares (PRR)
Number Acquired Options
-
-
-
Shares Options
Direct - -
Indirect 13,500,000 -
Total 13,500,000 -
  • See chapter 19 for defined terms.

Appendix 3Y Page 1

11/3/2002

Appendix 3Y Change of Director’s Interest Notice

Number Disposed Options
-
13,500,000
13,500,000
Shares Options
Direct - -
Indirect - 13,500,000
Total - 13,500,000
Value/Consideration
Note:
If consideration is non-cash, provide details and estimated valuation
Nil
No. of Securities Held After Change Options
-
9,964,285
9,964,285
Shares Options
Direct - -
Indirect 13,734,000 9,964,285
Total 13,734,000 9,964,285
Nature of Change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
Exercise of PRRAO Unlisted Options,
vesting 15thSeptember 2009, exercisable
for nil consideration on or before 30th
September 2009.

Part 2 – Change of Director’s Interests in Contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of Contract Nature of Interest Name of Registered Holder (if issued securities) Date of Change No. and Class of Securities to Which Interest Related Prior to Change Note: Details are only required for a contract in relation to which the interest has changed Interest Acquired Interest Disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest After Change

==> picture [54 x 32] intentionally omitted <==

The CFO Solution

17.09.2009

  • See chapter 19 for defined terms.

Appendix 3Y Page 2

11/3/2002

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001.


PRIMA BIOMED LIMITED (ASX: PRR)
Name of Entity:
90 009 237 889
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director: MR. MARTIN ROGERS

Date of Last Notice: 19[th] August 2009

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or Indirect Interest Indirect Indirect
Nature of Indirect Interest
(including registered holder)
Note:
Provide details of the circumstances giving rise to the relevant
interest.
Director related entity
Date of change 16thSeptember 2009
No. of securities held prior to change Options
-
32,345,238
32,345,238
Shares Options
Direct - -
Indirect 497,500 32,345,238
Total 497,500 32,345,238
Class Fully Paid Ordinary Shares (PRR)
Number Acquired Options
-
-
-
Shares Options
Direct - -
Indirect 20,000,000 -
Total 20,000,000 -
  • See chapter 19 for defined terms.

Appendix 3Y Page 1

11/3/2002

Appendix 3Y Change of Director’s Interest Notice

Number Disposed Options
-
20,000,000
20,000,000
Shares Options
Direct - -
Indirect - 20,000,000
Total - 20,000,000
Value/Consideration
Note:
If consideration is non-cash, provide details and estimated valuation
Nil Consideration
No. of Securities Held After Change Options
-
12,345,238
12,345,238
Shares Options
Direct - -
Indirect 20,497,500 12,345,238
Total 20,497,500 12,345,238
Nature of Change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
Exercise of PRRAO Unlisted Options,
vesting 15thSeptember 2009, exercisable
for nil consideration on or before 30th
September 2009.

Part 2 – Change of Director’s Interests in Contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of Contract
Nature of Interest
Name of Registered Holder
(if issued securities)
Date of Change
No. and Class of Securities to
Which Interest Related Prior to
Change
Note:
Details are only required for a contract in relation to
which the interest has changed
Interest Acquired
Interest Disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest After Change

==> picture [54 x 32] intentionally omitted <==

The CFO Solution

17.09.2009

  • See chapter 19 for defined terms.

Appendix 3Y Page 2

11/3/2002

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001.


PRIMA BIOMED LIMITED (ASX: PRR)
Name of Entity:
90 009 237 889
ABN:

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director: DR. RICHARD HAMMEL Date of Last Notice: 19[th] August 2009

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or Indirect Interest Indirect Indirect
Nature of Indirect Interest
(including registered holder)
Note:
Provide details of the circumstances giving rise to the relevant
interest.
Director Related Entity
Date of change 16thSeptember 2009
No. of securities held prior to change Options
-
12,619,047
12,619,047
Shares Options
Direct - -
Indirect - 12,619,047
Total - 12,619,047
Class Fully Paid Ordinary Shares (PRR)
Number Acquired Options
-
-
-
Shares Options
Direct - -
Indirect 5,000,000 -
Total 5,000,000 -
  • See chapter 19 for defined terms.

Appendix 3Y Page 1

11/3/2002

Appendix 3Y Change of Director’s Interest Notice

Number Disposed Shares Options
Direct - -
Indirect - 5,000,000
Total - 5,000,000
Value/Consideration
Note:
If consideration is non-cash, provide details and estimated valuation
Nil
No. of Securities Held After Change Options
-
7,619,047
7,619,047
Shares Options
Direct - -
Indirect 5,000,000 7,619,047
Total 5,000,000 7,619,047
Nature of Change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
Exercise of PRRAO Unlisted Options,
vesting 15thSeptember 2009, exercisable
for nil consideration on or before 30th
September 2009.

Part 2 – Change of Director’s Interests in Contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

part.
Detail of Contract
Nature of Interest
Name of Registered Holder
(if issued securities)
Date of Change
No. and Class of Securities to
Which Interest Related Prior to
Change
Note:
Details are only required for a contract in relation to
which the interest has changed
Interest Acquired
Interest Disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest After Change

==> picture [24 x 15] intentionally omitted <==

17.09.2009

  • See chapter 19 for defined terms.

Appendix 3Y Page 2

11/3/2002