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IMMUTEP LIMITED — Director's Dealing 2009
Sep 16, 2009
65122_rns_2009-09-16_281feff5-476f-49c5-b93a-f2fe9defd8bf.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
PRIMA BIOMED LIMITED (ASX: PRR) |
|
|---|---|
| Name of Entity: | |
| 90 009 237 889 | |
| ABN: | |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: MR. ATA GOKYILDIRIM Date of Last Notice: 19[th] August 2009
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or Indirect Interest | Indirect | Indirect | ||
|---|---|---|---|---|
| Nature of Indirect Interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Director Related Entity | |||
| Date of change | 16thSeptember | 2009 | ||
| No. of securities held prior to change | Options - 23,464,285 23,464,285 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 234,000 | 23,464,285 | ||
| Total | 234,000 | 23,464,285 | ||
| Class | Fully Paid Ordinary Shares (PRR) | |||
| Number Acquired | Options - - - |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 13,500,000 | - | ||
| Total | 13,500,000 | - | ||
- See chapter 19 for defined terms.
Appendix 3Y Page 1
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
| Number Disposed | Options - 13,500,000 13,500,000 |
|||
|---|---|---|---|---|
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | - | 13,500,000 | ||
| Total | - | 13,500,000 | ||
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil | |||
| No. of Securities Held After Change | Options - 9,964,285 9,964,285 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 13,734,000 | 9,964,285 | ||
| Total | 13,734,000 | 9,964,285 | ||
| Nature of Change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Exercise of PRRAO Unlisted Options, vesting 15thSeptember 2009, exercisable for nil consideration on or before 30th September 2009. |
Part 2 – Change of Director’s Interests in Contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of Contract Nature of Interest Name of Registered Holder (if issued securities) Date of Change No. and Class of Securities to Which Interest Related Prior to Change Note: Details are only required for a contract in relation to which the interest has changed Interest Acquired Interest Disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest After Change
==> picture [54 x 32] intentionally omitted <==
The CFO Solution
17.09.2009
- See chapter 19 for defined terms.
Appendix 3Y Page 2
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
PRIMA BIOMED LIMITED (ASX: PRR) |
|
|---|---|
| Name of Entity: | |
| 90 009 237 889 | |
| ABN: | |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: MR. MARTIN ROGERS
Date of Last Notice: 19[th] August 2009
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or Indirect Interest | Indirect | Indirect | ||
|---|---|---|---|---|
| Nature of Indirect Interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Director related entity | |||
| Date of change | 16thSeptember 2009 | |||
| No. of securities held prior to change | Options - 32,345,238 32,345,238 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 497,500 | 32,345,238 | ||
| Total | 497,500 | 32,345,238 | ||
| Class | Fully Paid | Ordinary Shares (PRR) | ||
| Number Acquired | Options - - - |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 20,000,000 | - | ||
| Total | 20,000,000 | - | ||
- See chapter 19 for defined terms.
Appendix 3Y Page 1
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
| Number Disposed | Options - 20,000,000 20,000,000 |
|||
|---|---|---|---|---|
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | - | 20,000,000 | ||
| Total | - | 20,000,000 | ||
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil Consideration | |||
| No. of Securities Held After Change | Options - 12,345,238 12,345,238 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 20,497,500 | 12,345,238 | ||
| Total | 20,497,500 | 12,345,238 | ||
| Nature of Change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Exercise of PRRAO Unlisted Options, vesting 15thSeptember 2009, exercisable for nil consideration on or before 30th September 2009. |
Part 2 – Change of Director’s Interests in Contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of Contract | |
| Nature of Interest | |
| Name of Registered Holder (if issued securities) |
|
| Date of Change | |
| No. and Class of Securities to Which Interest Related Prior to Change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest Acquired | |
| Interest Disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest After Change |
==> picture [54 x 32] intentionally omitted <==
The CFO Solution
17.09.2009
- See chapter 19 for defined terms.
Appendix 3Y Page 2
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
PRIMA BIOMED LIMITED (ASX: PRR) |
|
|---|---|
| Name of Entity: | |
| 90 009 237 889 | |
| ABN: | |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: DR. RICHARD HAMMEL Date of Last Notice: 19[th] August 2009
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or Indirect Interest | Indirect | Indirect | ||
|---|---|---|---|---|
| Nature of Indirect Interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Director Related Entity | |||
| Date of change | 16thSeptember 2009 | |||
| No. of securities held prior to change | Options - 12,619,047 12,619,047 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | - | 12,619,047 | ||
| Total | - | 12,619,047 | ||
| Class | Fully Paid | Ordinary Shares (PRR) | ||
| Number Acquired | Options - - - |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 5,000,000 | - | ||
| Total | 5,000,000 | - | ||
- See chapter 19 for defined terms.
Appendix 3Y Page 1
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
| Number Disposed | Shares | Options | ||
|---|---|---|---|---|
| Direct | - | - | ||
| Indirect | - | 5,000,000 | ||
| Total | - | 5,000,000 | ||
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil | |||
| No. of Securities Held After Change | Options - 7,619,047 7,619,047 |
|||
| Shares | Options | |||
| Direct | - | - | ||
| Indirect | 5,000,000 | 7,619,047 | ||
| Total | 5,000,000 | 7,619,047 | ||
| Nature of Change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Exercise of PRRAO Unlisted Options, vesting 15thSeptember 2009, exercisable for nil consideration on or before 30th September 2009. |
Part 2 – Change of Director’s Interests in Contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| part. | |
|---|---|
| Detail of Contract | |
| Nature of Interest | |
| Name of Registered Holder (if issued securities) |
|
| Date of Change | |
| No. and Class of Securities to Which Interest Related Prior to Change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest Acquired | |
| Interest Disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest After Change |
==> picture [24 x 15] intentionally omitted <==
17.09.2009
- See chapter 19 for defined terms.
Appendix 3Y Page 2
11/3/2002