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IMMUTEP LIMITED Capital/Financing Update 2021

Jul 22, 2021

65122_rns_2021-07-22_5822fab3-4ac9-40f7-bb89-499a3adba211.pdf

Capital/Financing Update

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Application for quotation of +securities

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Announcement Summary

Entity name

IMMUTEP LIMITED

Announcement Type

New announcement

Date of this announcement

Friday July 23, 2021

The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Total number of +securities to be quoted

ASX +security Number of +securities to
code Security description be quoted Issue date
IMM ORDINARY FULLY PAID 13,799,149 23/07/2021

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

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Part 1 - Entity and announcement details

1.1 Name of entity

IMMUTEP LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ACN

Registration number 009237889

1.3 ASX issuer code

IMM

1.4 The announcement is

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New announcement

1.5 Date of this announcement

23/7/2021

Application for quotation of +securities

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Application for quotation of +securities

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Part 2 - Type of Issue

2.1 The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Previous Appendix 3B details:

Announcement Date and Announcement Title Selected Appendix 3B to submit quotation
Time request
05-Jul-2021 16:34 New - Proposed issue of securities - An offer of +securities under a +securities
IMM purchase plan

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B? No

Application for quotation of +securities

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Application for quotation of +securities

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Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B

Corporate Action Component Detail

ASX +security code and description

IMM : ORDINARY FULLY PAID

Issue date

23/7/2021

Distribution Schedule

Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.

Total percentage of +securities held Number of +securities held Number of holders For example, to enter a value of 50% please input as 50.00 1 - 1,000 % 1,001 - 5,000 % 5,001 - 10,000 % 10,001 - 100,000 % 100,001 and over %

Application for quotation of +securities

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Application for quotation of +securities

Issue details

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Number of +securities to be quoted

13,799,149 Issue currency Issue price or consideration per +security AUD - Australian Dollar AUD 0.52000000 Any other information the entity wishes to provide about the +securities to be quoted

Application for quotation of +securities

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Application for quotation of +securities

Part 4 - Issued capital following quotation

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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

Total number of
ASX +security code and description +securities on issue
IMM : ORDINARY FULLY PAID 761,952,084
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
Total number of
ASX +security code and description +securities on issue
IMMAO : WARRANTS EXPIRING 05-JAN-2023 EX US$2.49 206,507
IMMAL : OPTION EXPIRING 04-AUG-2025 EX $0.248 847,600
IMMAN : CONVERTIBLE NOTES 3,437,707
IMMAM : PERFORMANCE RIGHTS 10,663,502

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

Application for quotation of +securities

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