Immuron Ltd — Regulatory Filings 2019

Jul 18, 2019

Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial holder

٦

To Company Name/Scheme	IMMURON LIMITED
ACN/ARSN	063 114 045
1. Details of substantial holder (1) Name		Mitsubishi UFJ Financial Group, Inc. .
ACN/ARSN (if applicable)	Not Applicable
The holder became a substantial holder on		16 July 2019
The holder became aware on		18 July 2019
_________

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4)	Number of securities	Person's votes (5)	Voting power (6)
American Depositary Receipts	213.687	8.547,480	5.24%
			Based on 163,215,706 Ordinary Shares Outstanding

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant Interest	Nature of relevant interest (7)	Class and number of securities
Mitsubishi UFJ Financial Group. linc.	Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.	213,686 American Depositary Receipts
Milsubishi UFJ Financial Group, linc.	Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.	1 American Depositary Receipt

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Class and number of securities
Mitsubishi UFJ Financial Group, Inc.	DTC through Morgan Stanley	Not Applicable	l1 American DepositarvI Receipt
Milsubishi UFJ Financial Group, Inc.	DTC through Morgan Stanley	Not Applicable	213,686 American Depositary Receipts

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest	Date of acquisition	Consideration (9)		Class and number interest of securities
		Cash (USD)	Non-cash
Mitsubishi UFJ Financial Group, Inc.	28/03/2019	1712.14	N/A	290 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	01/04/2019	1,080.00	N/A	200 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	01/04/2019	628,26	N/A	114 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	01/04/2019	1.100.00	N.A	200 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	04/04/2019	580.00	N/A	100 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	04/04/2019	5,387.00	N/A	986 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	04/04/2019	1.100.10	N/A	190 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	04/04/2019	550.00	N/A	100 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	05/04/2019	560.00	N/A	100 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	11/04/2019	670,80	N/A	130 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	11/04/2019	570,00	N/A	100 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	11/04/2019	597.00	N/A	100 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	11/04/2019	877,20	N/A	170 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	11/04/2019	609.00	N/A	100 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	11/04/2019	597.00	N/A	100 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	11/04/2019	570.00	N/A	100 American Depositary Receipls
Mitsubishi UFJ Financial Group, Inc.	11/04/2019	608.00	N/A	100 American Depositary Receipts
Milsubishi UFJ Financial Group, Inc.	11/04/2019	1.173.80	N/A	200 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	12/04/2019	1,490.00	N/A	200 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	12/04/2019	3,080,00	N/A	400 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	12/04/2019	8.465,70	N/A	1,190 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	12/04/2019	740,00	N/A	100 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	12/04/2019	700.00	N/A	100 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	12/04/2019	70,50	N/A	10 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	12/04/2019	738.72	N A	114 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	12/04/2019	2.889.00	N/A	400 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	15/04/2019	3829.92	N/A	606 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	15/04/2019	632.50	NA	100 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/04/2019	618.00	N'A	100 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/04/2019	1,223.00	N/A	200 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/04/2019	618,00	N/A	100 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	17/04/2019	1,198.00	N/A	200 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	17/04/2019	1,198,00	N/A	200 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	22/04/2019	1.089.00	N/A	200 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	02/05/2019	2 2 2 5 . 2 5	N/A	387 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	02/05/2019	580.00	N/A	100 American Depositary Receipls
Mitsubishi UFJ Financial Group, Inc.	15/05/2019	1,000.00	Ν/Α	200 American Depositary Receipls
Mitsubishi UFJ Financial Group, Inc.	15/05/2019	239.29	N/A	47 American Depositary Receipts
Milsubishi UFJ Financial Group, Inc.	15/05/2019	310.49	N/A	61 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	24/05/2019	1,110.00	N/A	300 American Depositary Receipls
Mitsubishi UFJ Financial Group, Inc.	24/05/2019	340.40	N/A	92 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	31/05/2019	30.69	N/A	9 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	12/06/2019	1,576,20	N/A	370 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	12/06/2019	17,017.30	N/A	4,005 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	12/06/2019	5,025,00	N/Α	1,000 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	12/06/2019	2,664.25	N/A	604 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	12/06/2019	2,313.60	N/A	480 American Depositary Receipts

$\overline{2}$

Mitsubishi UFJ Financial Group, Inc. ΝA 12/06/2019 4 4 20.00 900 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N A 12/06/2019 15,328.84 3,745 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N A 12/06/2019 2 241.60 560 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A 12/06/2019 33,948.15 6,089 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A 12/06/2019 21,436.63 3,963 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A 12/06/2019 196.50 50 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A 12/06/2019 3,795,00 700 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A 12/06/2019 26,205.26 6,115 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A 12/06/2019 1,056.00 200 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A 12/06/2019 39,129.46 8,083 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A 12/06/2019 1,275.00 300 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A 12/06/2019 1,415.25 325 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A 12/06/2019 2,613.00 550 American Depositary Receipts Milsubishi UFJ Financial Group, Inc. N/A 12/06/2019 2876.66 606 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A 12/06/2019 500,00 100 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. NA 12/06/2019 1,260,00 300 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A 12/06/2019 2,660,00 700 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A 12/06/2019 1,168.60 283 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A 12/06/2019 22,874.93 4,642 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A 12/06/2019 13,284.20 2,780 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A 12/06/2019 10,428.00 2,800 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. N/A 12/06/2019 29,684.10 5,719 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. N/A 12/06/2019 21,802.25 4,636 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. N/A 12/06/2019 2,660,70 701 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. N/A 12/06/2019 11,257.39 2,143 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. N/A 13/06/2019 339.00 100 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. N/A 13/06/2019 735.64 234 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. N/A 13/06/2019 3,013,00 1,000 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. N/A 13/06/2019 2,099.00 700 American Depositary Receipls
Mitsubishi UFJ Financial Group, Inc. N/A 13/06/2019 652.24 224 American Depositary Receipls
Mitsubishi UFJ Financial Group, Inc. N/A 13/06/2019 1,892.00 600 American Depositary Receipls
Mitsubishi UFJ Financial Group, Inc. ΝA 13/06/2019 1,433.28 426 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. N/A 13/06/2019 206.50 70 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. N/A 14/06/2019 349.20 120 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. NA 14/06/2019 8,354.90 2,881 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc. N/A 504,00 17/06/2019 200 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A
17/06/2019 250,00 100 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A
17/06/2019 137.50 50 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A
17/06/2019 259.00 100 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A
17/06/2019 140.00 50 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A
17/06/2019 504.00 200 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc. N/A
18/06/2019 598.00 200 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc.
N/A 18/06/2019 1,240.00 400 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc.
N/A 18/06/2019 292.01 100 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc.
N/A 18/06/2019 1,972.76 662 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc.
N/A 19/06/2019 1,361.70 445 American Deposilary Receipts Mitsubishi UFJ Financial Group, Inc.
N/A 24/06/2019 202.17 69 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc.
N/A 25/06/2019 664.00 200 American Depositary Receipts Mitsubishi UFJ Financial Group, Inc.
N/A 25/06/2019 868,00 280 American Depositary Receipts з

$\sim$ $\sim$

$\hat{\mathcal{A}}$

Mitsubishi UFJ Financial Group, Inc.	25/06/2019	2.018.10	NA	651 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	25/06/2019	612.00	N/A	200 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	28/06/2019	317.00	N/A	100 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	02/07/2019	544.18	N/A	182 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	02/07/2019	600,00	NA	200 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	03/07/2019	249.01	N/A	83 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	03/07/2019	604.00	N/A	200 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	10/07/2019	657.00	N/A	219 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	11/07/2019	417.60	N/A	144 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	2,718.00	N.A	500 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	15,182.01	N/A	2,401 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	32,848.68	N/A	5,548 American Depositary Receipts
Milsubishi UFJ Financial Group, Inc.	16/07/2019	1,269.00	N'A	200 American Depositary Receipts
Milsubishi UFJ Financial Group, Inc.	16/07/2019	535.00	N/A	100 American Depositary Receipts
Milsubishi UFJ Financial Group, Inc.	16/07/2019	1,296.00	N A	200 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	828.00	N/A	200 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	16,484.00	N/A	3,050 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	664.46	N/A	124 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	12,613.47	N/A	2,150 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	25,156.17	N A	4,136 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	38,518.25	N/A	6,640 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	1,181.76	N/A	264 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	1,260,00	NA	200 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	2.074.00	N/A	400 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	176,385.48	NA	29,713 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	8.726.50	NA	1,450 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	131,822.75	N/A	21,484 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	78,177.39	N/A	12,317 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	326.00	N/A	50 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	17,047.67	N/A	2,947 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	1,976.50	N/A	350 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	10,782.40	NΑ	1,740 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	3,644.52	N/A	624 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	57,666.73	N/A	9,368 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	142,570.65	N/A	23,823 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	587.50	N/A	100 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	1,258.00	N/A	200 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	1,950.00	N/A	300 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	5,023.65	N/A	885 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	2,063.50	N/A	450 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	15,029.75	N/A	2,559 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	5,788.26	N/A	1,108 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	6,289.27	N/A	987 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	13,338.00	N/A	2,200 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	1,941.00	N/A	300 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	43,262.12	N/A	7,164 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	120,820.37	N/A	19,411 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	24,023.67	N/A	4,327 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	7,502.20	N/A	1,250 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	21,727.42	N/A	3,564 American Depositary Receipts

$\overline{\bf{4}}$

Mitsubishi UFJ Financial Group, Inc.	16/07/2019	.380.50	N/A	225 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	1.332.25	N/A	225 American Depositary Receipts
Mitsubishi UFJ Financial Group, Inc.	16/07/2019	240.101.13	N/A	38,452 American Depositary Receipts

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
See Annexure A	Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section 12 of the Corporations Act

7. Addresses

The addresses of persons named in this form are as follows:

$\mathcal{L}_{\mathrm{in}}$

Name	Address
Mitsubishi UFJ Financial Group, Inc.	2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan.

Signature

print name	Tetsuya Shigemoto	capacity	Authorised signatory
sign here	$-1$	date	19 July 2019

$\ddot{\phantom{a}}$

This is Annexure "A" of 5 pages referred to in the Form 603 (Notice of initial substantial holder), signed by me and dated 19 July 2019.

1

Signed: Tetsuya/Shigemoto

Mitsubishi UFJ Financial Group, Inc. MUFG Bank, Ltd. Mitsubishi UFJ Trust and Banking Corporation Mitsubishi UFJ Securities Holdings Co., Ltd. MU Business Engineering, Ltd. The Mitsubishi UFJ Factors Limited Mitsubishi UFJ Jinji Service Co., Ltd. MU Techno-service Co., Ltd. Tokyo Credit Service, Ltd. Tokyo Associates Finance Corp. MU Business Service Co., Ltd. Mitsubishi UFJ Loan Business Co., Ltd. Mitsubishi UFJ Information Technology, Ltd. MU Center Service Tokyo Co., Ltd. MU Center Service Nagoya Co., Ltd. MU Center Service Osaka Co., Ltd. MU Business Aid Co., Ltd. MU Property Research Company Limited Mitsubishi UFJ Home Loan CREDIT CO., LTD. The Diamond Home Credit Company Limited Mitsubishi UFJ Research & Consulting Co., Ltd. MU Frontier Servicer Co., Ltd. Otemachi Guarantee Co., Ltd. GD Holdings Company Limited MU Loan Administration Support Co., Ltd. Shintokyo Guarantee Co., Ltd. MU Communications Co., Ltd. Japan Electronic Monetary Claim Organization MU Business Partner Co., Ltd. MUT Business Outsourcing Co., Ltd. Mezzanine Solution II Limited Partnership Mezzanine Solution III Limited Partnership Mitsubishi UFJ Capital Co., Ltd. Mitsubishi UFJ Capital II, Limited Partnership Mitsubishi UFJ Capital III, Limited Partnership Mitsubishi UFJ Capital IV, Limited Partnership Mitsubishi UFJ Capital V, Limited Partnership Mitsubishi UFJ Capital VI, Limited Partnership Mitsubishi UFJ Life Science 1, Limited Partnership Tohoku Senary Industry Support, Limited Partnership OIDE Fund Investment Limited Partnership Mitsubishi UFJ Financial Partners Co., Ltd. The Mitsubishi Asset Brains Company, Limited BOT Lease Co., Ltd. The Chukyo Bank, Ltd. Nippon Mutual Housing Loan Co., Ltd. JM Real Estate Co., Ltd. Jibun Bank Corporation JACCS CO., LTD. JALCARD Inc. Yume Shokei Fund No.2 Marunouchi Capital Fund II Limited Partnership M·U·Trust Sougou Kanri Co., Ltd. Mitsubishi UFJ Trust Business Co., Ltd.

Ryoshin Data Co., Ltd. Mitsubishi UFJ Trust Systems Co., Ltd. Mitsubishi UFJ Trust Investment Technology Institute Co., Ltd. Mitsubishi UFJ Trust Hosyo Co., Ltd. M.U.Trust.Apple Planning Company, Ltd. Mitsubishi UFJ Real Estate Services Co., Ltd. Mitsubishi UFJ Daiko Business Co., Ltd. The Master Trust Bank of Japan, Ltd. MU Investments Co., Ltd. Japan Shareholder Services Ltd. Mitsubishi UFJ Kokusai Asset Management Co., Ltd. Tokumei-Kumiai (CPI) Tokumei-Kumiai (GII) Ippan Shadan Houjin Leone Jointly Managed Monetary Trust Fund (Fund Number: 550001) MU Trust Property Management Co., Ltd. Tokumei-Kumiai (RICE) TOKKINGAI (Fund Number 900338) TOKKINGAI (Fund Number.900327) AMP Capital Investors KK MM Partnership MUS Information Systems Co., Ltd. MUS Business Service Co., Ltd. Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. Mitsubishi UFJ Morgan Stanley PB Securities Co., Ltd. kabu.com Securities Co., Ltd. Morgan Stanley MUFG Securities Co., Ltd. Mitsubishi UFJ NICOS Co., Ltd. Card Business Service Co., Ltd. MU NICOS Business Service Co., Ltd. MU NICOS Credit Co., Ltd. Ryoshin DC Card Company Ltd. JMS Co., Ltd. Paygent Co., Ltd. JA Card Co., Ltd ACOM CO., LTD. IR Loan Servicing, Inc. MU Credit Guarantee Co., Ltd. Japan Digital Design, Inc. Mitsubishi UFJ Personal Financial Advisers Co., Ltd. Mitsubishi Research Institute DCS Co. Ltd. HR Solution DCS Co., Ltd. Mitsubishi UFJ Lease & Finance Company Limited Hitachi Capital Corporation Nihombashi TG Jigyo Kyodo Kumiai NIHOMBASHI TG SERVICE CO., LTD. SHIN-NIHOMBASHI TSUSHO CO., LTD. Solution Design Co., Itd. Nippon Record Keeping Network Co., Ltd. Banco MUFG Brasil S.A. 9808680 Canada Inc. BTMU (Curacao) Holdings N.V. MUFG Bank (Europe) N.V. MUFG Business Services (Holland) B.V. MUFG Funding (UK) Limited MUFG Europe Lease (Deutschland) GmbH MUFG Bank (Malaysia) Berhad MUFG North America International, Inc. MUFG Bank Mexico, S.A. MUFG Nominees (HK) Limited MUFG Nominees (UK) Limited MUFG Americas Holdings Corporation MUFG Union Bank, N.A. Union Bank of California Leasing, Inc. UBOC Community Development Corporation UnionBanc Investment Services, LLC Bankers Commercial Corporation

$\overline{a}$

UnionBanCal Equities, Inc. UnionBanCal Leasing Corporation UnionBanCal Mortgage Corporation Mills-Ralston, Inc. HighMark Capital Management, Inc. BCC OX I, Inc. BCC OX II, Inc. SEMA OP9 LLC SEMA OP8 LLC MORGANTOWN OL6 LLC MORGANTOWN OL7 LLC MORGANTOWN OL5 LLC DICKERSON OL4 LLC TRL One A, LLC TRL One B, LLC TRL One, LP BM1,LLC UB Leasing Corporation Pacific Capital Statutory Trust I Shiloh IV Wind Project, LLC Shiloh IV Holdings Lessor Trust Green Union I Trust Green Union II Trust Green Union III Trust Tohlease Corporation MUFG Americas Funding Corporation MUFG Americas Financial & Leasing Corporation B-4 U.B. Vehicle Leasing, Inc. MUFG Americas Leasing Corporation MUFG Americas Financial Services, Inc. MUFG Americas Leasing (Canada) Corporation MUFG Americas Leasing & Finance, Inc. MUFG Americas Capital Leasing & Finance, LLC MUFG Americas Corporate Advisory, Inc. MUFG Americas LF Capital LLC MUFG Americas Capital Company MUFG Fund Services (USA) LLC MUFG Securities Americas Inc. MUFG Capital Analytics LLC MUFG Investor Services (US), LLC OX 2000 LLC OX 2000-2 LLC Southern California Business Development Corporation Catalina Solar Holdings Lessor Trust Catalina Solar, LLC Morgan Stanley MUFG Loan Partners, LLC PT U Finance Indonesia PT. MU Research and Consulting Indonesia MU Research and Consulting (Thailand) Co., Ltd. MUFG Participation (Thailand) Co., Ltd. AO MUFG Bank (Eurasia) MUFG Bank (China), Ltd. BTMU Preferred Capital 7 Limited BTMU Preferred Capital 8 Limited BTMU Preferred Capital 9 Limited BTMU Liquidity Reserve Investment Limited MUFG Bank Turkey Anonim Sirketi Bank of Ayudhya Public Company Limited Krungsri Ayudhya AMC Limited Krungsri Factoring Company Limited Ayudhya Development Leasing Company Limited Ayudhya Capital Auto Lease Public Company Limited Krungsriayudhya Card Company Limited General Card Services Limited Ayudhya Capital Services Company Limited Krungsri General Insurance Broker Limited Krungsri Life Assurance Broker Limited

3

Krungsri Asset Management Company Limited Total Services Solutions Public Company Limited Ngern Tid Lor Company Limited Krungsri Securities Public Company Limited Siam Realty and Services Security Co., Ltd. Krungsri Leasing Services Co., Ltd. Hattha Kaksekar Limited Krungsri Finnovate Co., Ltd. Tesco Card Services Limited BTMU Liquidity Reserve Investment 2 Limited BTMU Liquidity Reserve Investment 3 Limited BOT Lease (HK) Co., Ltd. PT Bumiputera - BOT Finance BOT Lease Holding Philippines, Inc. BOT Lease and Finance, Philippines, Inc. BOT Lease (Thailand) Co., Ltd. MUFG Holding (Thailand) Co., Ltd. Bangkok MUFG Limited BOT Lease(Eurasia)LLC Dah Sing Financial Holdings Limited Dah Sing Banking Group Limited Dah Sing Bank, Limited BOT Lease (Tianjin) Co., Ltd. BOTL Factoring (Shanghai) Co., Ltd. BOT LEASE MEXICO S.A. DE C.V. GOLDEN ASIA FUND VENTURES LTD. Lakefield Wind Project OP Trust Lakefield Wind Project, LLC Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P. Security Bank Corporation Mitsubishi UFJ Trust International Limited Mitsubishi UFJ Baillie Gifford Asset Management Limited Mitsubishi UFJ Investor Services & Banking (Luxembourg) S.A. MUFG Lux Management Company S.A. MUTB Preferred Capital Limited Mitsubishi UFJ Investment Services (HK) Limited Mitsubishi UFJ Asset Management (UK) Ltd. LUX J1 FUND MUFG Investor Services Holdings Limited MUFG Fund Services (Bermuda) Limited MUFG Fund Services (Cayman) Limited MUFG Fund Services (Cayman) Group Limited MUFG Fund Services (Ireland) Limited Fund Secretaries Limited MUFG Fund Services Limited MUFG Fund Services (Canada) Limited MUFG Fund Services (UK) Limited MUFG Fund Services (Halifax) Limited MUFG Family Office Services Limited MUFG Fund Services (Singapore) Pte. Ltd. MUFG Fund Services (Hong Kong) Limited MUFG Alternative Fund Services (Cayman) Limited Firtown International Holdings Ltd. General Secretaries Ltd. AFS Controlled Subsidiary 1 Ltd. AFS Controlled Subsidiary 2 Ltd. AFS Controlled Subsidiary 3 Ltd. MUFG Alternative Fund Services (Ireland) Limited MUFG Alternative Fund Services (Jersey) Limited MUFG Jersey Management Company Limited SWS MU FUND MANAGEMENT CO., LTD. SWSMU (SHANGHAI) ASSETS MANAGEMENT COMPANY LIMITED AMP Capital Holdings Limited MUFG Global Fund SICAV

4

MUFG Securities EMEA plc MUFG Securities (Europe) N.V. MUFG Securities Asia (Singapore) Limited MUFG Securities Asia Limited Mitsubishi UFJ Wealth Management Bank (Switzerland), Ltd. MUFG Securities (Canada), Ltd. EASY BUY Public Company Limited PT. Bank Nusantara Parahyangan, Tbk. ACOM CONSUMER FINANCE CORPORATION MUFG Capital Finance 7 Limited MUFG Capital Finance 8 Limited MUFG Capital Finance 9 Limited GOLDEN ASIA FUND, L.P. DCS Information Technology (Shanghai) Co., Ltd MRIDCS Americas, Inc. Morgan Stanley Purple Finance (Cayman) International Ltd. Bangkok Mitsubishi UFJ Lease Co., Ltd The California-Sansome Corporation

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