Immuron Ltd — Regulatory Filings 2019

Jul 22, 2019

Form 605

Corporations Act 2001
Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme	IMMURON LIMITED
ACN/ARSN	063 114 045
1. Details of substantial holder (1)
Name		Mitsubishi UFJ Financial Group, Inc.
ACN/ARSN (if applicable)	Not Applicable
The holder ceased to be a
substantial holder on		18 July 2019
The previous notice was given to the company on		19 July 2019
The previous notice was dated		16 July 2019
The holder became aware on		22 July 2019	$\cdot$

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest changed	Nature of change (4)	Consideration given in relation to change (5) (USD)	Class (6) and number of Securities affected	Person's votes affected
17/07/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an enlity controlled by Morgan Stanley	3.690.00	1,000 American Depositary Receipts	40,000
17/07/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an enlity controlled by Morgan Stanley	18.5	5 American Depositary Receipts	200
17/07/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an enlity controlled by Morgan Stanley	9,625.65	2,621 American Depositary Receipts	104,840
17/07/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	378	100 American Depositary Receipts	4.000
17/07/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	780	200 American Depositary Receipts	8,000
17/07/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	12,254.40	3,350 American Depositary Receipts	134,000
17/07/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	66.06	18 American Depositary Receipts	720
17/07/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	2,190.00	600 American Depositary Receipts	24,000
17/07/2019	Milsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	560.99	149 American Depositary Receipts	5960
17/07/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	2.315.32	628 American Depositary Receipts	25,120
17/07/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	10.701.54	2,909 American Depositary Receipts	116,360
17/07/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	1,458.00	400 American Depositary Receipts	16,000
17/07/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an enlity controlled by Morgan Stanley	358.2	98 American Depositary Receipts	3.920
17/07/2019	Milsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	3.76	1 American Depositary Receipts	40
18/07/2019	Mitsubishi UFJ	Purchase of securities by	1,080.00	300 American Depositary Receipts	12,000

	Financial Group, Inc.	an entity controlled by Morgan Stanley
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	360	100 American Depositary Receipts	4,000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by Morgan Stanley	1,080.00	300 American Depositary Receipts	12,000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	61,317.45	10,004 American Depositary Receipts	400,160
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	1,017.00	200 American Depositary Receipts	8,000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	82,135.37	13,629 American Depositary Receipts	545,160
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	2,074.00	400 American Depositary Receipts	16,000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entily controlled by Morgan Stanley	593.5	100 American Depositary Receipts	4.000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	15,029.75	2,559 American Depositary Receipts	102,360
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entily controlled by Morgan Stanley	56,046.72	9.610 American Depositary Receipts	384,400
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	5 249.92	864 American Depositary Receipts	34,560
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	730.05	115 American Depositary Receipts	4.600
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	4 183.00	700 American Depositary Receipts	28,000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entily controlled by Morgan Stanley	5.810.85	1.032 American Depositary Receipts	41,280
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	34,546.26	5,837 American Depositary Receipts	233,480
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entily controlled by Morgan Stanley	6.030.00	900 American Depositary Receipts	36,000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	12,553,17	2,197 American Depositary Receipts	87,880
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	19,094.45	3,035 American Depositary Receipts	121,400
18/07/2019	Milsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	1,258.00	200 American Depositary Receipts	8,000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	4.398.00	800 American Depositary Receipts	32,000
18/07/2019	Milsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	8,740.60	1,507 American Depositary Receipts	60,280
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	3,688.00	600 American Depositary Receipts	24,000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	13 165.54	2,062 American Depositary Receipts	82,480
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	22,106.85	3.685 American Depositary Receipts	147,400
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	574	100 American Depositary Receipts	4.000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	3,602.50	800 American Depositary Receipts	32,000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	273.36	67 American Depositary Receipts	2,680

$\sim 10$

18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	30,221.82	4,876 American Depositary Receipts	195,040
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	131.56	22 American Depositary Receipts	880
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	3,537.50	635 American Depositary Receipts	25.400
18/07/2019	Milsubishi UFJ Financial Group, Inc.	Sale of securities by an entily controlled by Morgan Stanley	3,822.20	659 American Depositary Receipts	26 360
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	146 373.10	23,149 American Depositary Receipts	925,960
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	1,183.55	191 American Depositary Receipts	7.640
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	1,169.00	200 American Depositary Receipts	8,000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	124,503.38	20,036 American Depositary Receipts	801,440
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	2,112.00	400 American Depositary Receipts	16,000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	49 414 02	7,788 American Depositary Receipts	311,520
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	34,675.43	5,881 American Depositary Receipts	235,240
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	18,484.00	3,050 American Depositary Receipts	122,000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entily controlled by Morgan Stanley	23,511.68	4,048 American Depositary Receipts	161,920
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	5.95	1 American Depositary Receipts	40
18/07/2019	Milsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	7,071.20	1,150 American Depositary Receipts	46,000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	75,921.44	12,491 American Depositary Receipts	499,640
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	78, 177.39	12,317 American Depositary Receipts	492,680
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	6,617.62	1,071 American Depositary Receipts	42.840
18/07/2019	Milsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	470	100 American Depositary Receipts	4.000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	2.461.00	400 American Depositary Receipts	16,000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	580	100 American Depositary Receipts	4.000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entily controlled by Morgan Stanley	1,796.00	300 American Depositary Receipts	12,000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	6,289,27	987 American Depositary Receipts	39.480
18/07/2019	Mitsubishi UFJ Financial Group Inc.	Sale of securities by an entily controlled by Morgan Stanley	570	100 American Depositary Receipts	4.000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	8,483.60	1,462 American Depositary Receipts	58,460
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entily controlled by Morgan Stanley	1,227.50	200 American Depositary Receipts	8.000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by	587.5	100 American Depositary Receipts	4.000

$\sim$

		Morgan Stanley
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	711.76	164 American Depositary Receipts	6,560
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	3,178.69	528 American Depositary Receipts	21 120
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	61 986.65	10,010 American Depositary Receipts	400,400
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	630	100 American Depositary Receipts	4,000
18/07/2019	Mitsubishi UFJ Financial Group Inc.	Sale of securities by an entity controlled by Morgan Stanley	3,971.99	803 American Depositary Receipts	32.120
18/07/2019	Mitsubishi UFJ Financial Group Inc.	Sale of securities by an entity controlled by Morgan Stanley	36,999.85	6,326 American Depositary Receipts	253,040
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	3,232.04	519 American Depositary Receipts	20,760
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	1,945.00	300 American Depositary Receipts	12,000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	431	100 American Depositary Receipts	4 000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	10,707.55	1,845 American Depositary Receipts	73,800
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	3,418.26	708 American Depositary Receipts	28,320
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	3,101.00	500 American Depositary Receipts	20,000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	36.630.31	6,077 American Depositary Receipts	243,080
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	70,645.29	12,141 American Depositary Receipts	485,640
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	15 482.50	2,650 American Depositary Receipts	106,000
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	1,346.40	220 American Depositary Receipts	8,800
18/07/2019	Mitsubishi UFJ Financial Group Inc.	Sale of securities by an entity controlled by Morgan Stanley	5,740.00	1,000 American Depositary Receipts	40,000
18/07/2019	Mitsubishi UFJ Financial Group Inc.	Sale of securities by an entity controlled by Morgan Stanley	41.65	7 American Depositary Receipts	280
18/07/2019	Mitsubishi UFJ Financial Group Inc.	Sale of securities by an entity controlled by Morgan Stanley	4.494.50	750 American Depositary Receipts	30,000
18/07/2019	Milsubishi UFJ Financial Group Inc.	Sale of securities by an entity controlled by Morgan Stanley	11,690.80	1,880 American Depositary Receipts	75,200
18/07/2019	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled by Morgan Stanley	25 964.41	4,141 American Depositary Receipts	165,640
18/07/2019	Mitsubishi UFJ Financial Group Inc.	Sale of securities by an entity controlled by Morgan Stanley	593.5	100 American Depositary Receipts	4,000
18/07/2019	Mitsubishi UFJ Financial Group Inc.	Sale of securities by an entity controlled by Morgan Stanley	615	100 American Depositary Receipts	4,000

$\label{eq:2} \frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1$

$\mathcal{L}^{\text{max}}{\text{max}}$ and $\mathcal{L}^{\text{max}}{\text{max}}$

$\sim 10^{-10}$

$\bar{z}$

$\sim$ $\sim$

3. Changes In association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

------- Name and ACN/ARSN (if applicable)	Nature of association
Not Applicable	Not Applicable

4. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Milsubishi UFJ Financial Group, Inc.	2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan,

Signature

	print name Tetsuya Shigemoto	capacity	Authorised signatory
sign here		date	23 July 2019
	↽
	- 4

$\sim$