Immuron Ltd — Regulatory Filings 2017

Jun 19, 2017

Form 604

Corporations Act 2001 Section 671B

$\sim 10$

$\ddot{\phantom{a}}$

Notice of change of interests of substantial holder

To Company Name/Scheme	IMMURON LIMITED
ACN/ARSN	063 114 045
1. Details of substantial holder (1)
Name	AUTHENTICS AUSTRALIA PTY LTD
ACN/ARSN (if applicable)	063 643 158
There was a change in the interests of the substantial holder on	$9/$ June/ 2017
The previous notice was given to the company on	16 $/$ June $/$ 2017
The previous notice was dated	$16 /$ June/ 2017

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate (2) had a relevant interest (3) in when last required, and when now r company or scheme, are as follows:

Class of securities (4)	Previous notice		Present notice
	Person's votes	Voting power (5)	Person's votes	Voting power (5)
Ordinary Shares	10,249,998	10.11%	11,755,998	9.04%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest changed	Nature of change (6)	Consideration given in relation to change (7)	Class and number of securities affected	Person's votes affected
9 June 2017	AUTHENTICS AUSTRALIA PTY LTD (AUTHENTICS AUSTRALIA $A/C$ )	Participation in NASDAO IPO (acquisition of 37,650 ADRs at the rate of $1$ ADR = 40 oridnary shares)	US\$376.500	Osdinary Shares 1,506,000	1,506,000

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of	Registered holder	Person entitled to be	Nature of relevant	Class and number	Person's votes
relevant interest	of securities	registered as holder	interest (6)	of securities
		(8)
AUTHENTICS	AUTHENTICS	AUTHENTICS	Shareholder	Ordinary
AUSTRALIA	AUSTRALIA	AUSTRALIA PTY		Shares	8.624.999
PTY LTD	PTY LTD	LTD		8,624,999

(AUTHENTICS AUSTRALIA $A/C$ )	(AUTHENTICS AUSTRALIA $A/C$ )	(AUTHENTICS AUSTRALIA A/C)
MR KENNETH BIDDICK & MRS CATHERINE BIDDICK (CONOUEST SPORTS PL SFBEN $A/C$ )	MR KENNETH BIDDICK & MRS CATHERINE BIDDICK (CONOUEST SPORTS PL SFBEN $A/C$ )	MR KENNETH BIDDICK & MRS CATHERINE BIDDICK (CONQUEST SPORTS PL SFBEN $A/C$ )	Shareholder	Ordinary Shares 1,624,999	1,624,999
HSBC Custody Nominees	HSBC Custody Nominees	HSBC Custody Nominees	Shareholder	Ordinary Shares 1,506,000	1,506,000

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
N/A	N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
All	24 SIMLA STREET, MITCHAM, VIC. 3132

Signature

print name	MR KENNETH BIDDICK	capacity	Director
sign here	COLEMAN	date	19 / June / 2017
		DIRECTIONS

• If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the $(1)$ manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
• See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
• See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
• The voting shares of a company constitute one class unless divided into separate classes. $(4)$
• The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
• Include details of: $(6)$
• any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) $(a)$ applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or
disposal of the securities to which the relevant interest relates (indicating clearly the $(b)$ applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

• Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired
  has, or may, become entitled to receive in relation to that acquisition. Details m $(7)$ to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
• If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write $(8)$ "unknown".
• Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$