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Immuron Ltd — Regulatory Filings 2017
Jun 19, 2017
35121_rns_2017-06-19_493a5d13-73c2-47c9-bc69-9933ff82928a.pdf
Regulatory Filings
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Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
| To Company Name/Scheme | IMMURON LIMITED |
|---|---|
| ACN/ARSN | 063 115 045 |
| 1. Details of substantial holder(1) |
| Name | Inverarey Pty Ltd |
|---|---|
| ACN/ARSN (if applicable) | 133 176 566 |
| The holder ceased to be a | |
| substantial holder on | 2017 9 6 |
| The previous notice was given to the company on | 2016 15/7 |
15 /7 / 2016
2. Changes in relevant interests
The previous notice was dated
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change $(4)$ |
Consideration given in relation to change(5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Attached | |||||
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A | |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| See Attached | |
Signature
| print name lan D R Pattison | capacity | Director | ||
|---|---|---|---|---|
| sign here | date | 20 / 6 / 2017 | ||
Annexure 'A'
This is annexure A of 1 page referred to in the Form 605 Notice of change of interests of substantial holder signed by me and dated 4 March 2014.
| Date of Change | Person whose | Nature of Change | Consideration | Class and | Class and | Total Voting |
|---|---|---|---|---|---|---|
| rest relevant inter changed |
relation to given in |
number of securities |
number of securities |
Interest after change |
||
| change | Disposed of | Acquiredf | ||||
| 4/10/2016 | Dilution due to Issuance of 3,968,916 shares |
$\frac{4}{\sqrt{2}}$ | 5.58% | |||
| 2 Dec 2016 | Dilution due to Issuance of 251,877 shares | ≸ | 5.56% | |||
| 5 December 2016 | See below | On market sale of 4,565 shares | 5.56% | |||
| 10 April 2017 | See below | On market sale of 39,757 shares | 15,987.80 | 5.52% | ||
| 11 April 2017 | See below | On market sale of 60,243 shares | \$23,687.29 | 5.46% | ||
| 2 May 2017 | See below | On market sale of 30,000 shares | \$19,541.92 | 5.43% | ||
| 9 June 2017 | Dilution due to issuance of 24,400,000 shares |
4.41% |
Associates
| Inverarey Pty Ltd | Lvl 4, 349 Collins Street, Melbourne |
|---|---|
| lan Pattison and Katherine Forrest att Sylvan Superannuation Fund |
Lvl 4, 349 Collins Street, Melbourne |
| lan Pattison atf AEP Testementary Trust No 3 |
Lvl 4, 349 Collins Street, Melbourne |
| Fuddy Pty Ltd atf Pattison Superannuation Fund |
Lvl 4, 349 Collins Street, Melbourne |