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Immuron Ltd Major Shareholding Notification 2016

Jul 14, 2016

35121_rns_2016-07-14_ccfc6a5f-9e3a-4c51-aa6a-50975afbe42b.pdf

Major Shareholding Notification

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604 page 1/2 15 July 2001

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme IMMURON LIMITED

ACN/ARSN 063 114 0451

1. Details of substantial holder (1)

Name INVERAREY PTY LTD and associates ACN/ARSN (if applicable) 133 176 566

There was a change in the interests of the substantial holder on 07 / 07 / 2016 The previous notice was given to the company on 23 / 10 / 2013 The previous notice was dated 23 / 10 / 2013

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person’s votes Voting power(5) Person’s votes Voting power(5)
FullyPaid Ordinary 71,250,000 6.88% 5,875,567 5.79%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange Person whose relevantinterest changed Nature ofchange (6) Considerationgiven in relationto change (7) Class andnumber ofsecurities affected Person’s votesaffected
SeeAppendix

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder ofrelevantinterest Registeredholder ofsecurities Person entitledto be registeredas holder (8) Nature ofrelevantinterest (6) Class andnumber ofsecurities Person’s votes
Seeannexure

IMC ASIC Form604 July 2016 v2.doc

604 page 2/2 15 July 2001

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
See annexure
-

6. Addresses

The addresses of persons named in this form are as follows:

Signature

Name Address See annexure print name IAN PATTISON Capacity DIRECTOR sign here date 15/ 07 / 2016

Annexure A page 1/1

Annexure ‘A’

This is annexure A of 1 page referred to in the Form 604 Notice of change of interests of substantial holder signed by me and dated 4 March 2014.

Date of Change Person whose relevant interestchanged Nature of Change Considerationgiven in relationto change Class andnumber ofsecuritiesDisposed of Class andnumber ofsecuritiesAcquiredf Total Voting Interestafter change
29/10/2013 InverareyPtyLtd atf Kilchurn Trust On market sale -$4,800.00 - 600,000 69,750,000
30/10/2013 InverareyPtyLtd atf Kilchurn Trust On market sale -$5,712.00 - 714,000 67,938,836
1/11/2013 InverareyPtyLtd atf Kilchurn Trust On market sale -$99.91 - 12,489 66,526,489
4/11/2013 InverareyPtyLtd atf Kilchurn Trust On market sale -$1,600.00 - 200,000 66,326,489
8/11/2013 InverareyPtyLtd atf Kilchurn Trust On market sale -$11,722.48 - 1,412,347 66,314,000
11/11/2013 InverareyPtyLtd atf Kilchurn Trust On market sale -$22,277.32 - 1,811,164 65,600,000
12/11/2013 InverareyPtyLtd atf Kilchurn Trust On market sale -$20,550.00 - 1,500,000 65,000,000
3/3/2014 Inverarey Pty Ltd atf Kilchurn Trust Participation inrightsissue $233,750.00 46,750,000 111,750,000
3/3/2014 Ian Pattison and Katherine Forrest atfSylvanSuperannuation Fund Participation inrightsissue $11,458.34 2,291,667 114,041,667
3/3/2014 Inverarey Pty Ltdatf Kilchurn Trust Sub underwritingobligations $113,826.43 22,765,285 136,806,952
3/3/2014 Ian Pattison and Katherine Forrest atfSylvanSuperannuation Fund Sub underwritingobligations $113,826.43 22,765,285 159,572,237
3/3/2014 Ian Pattison atf AEP TestementaryTrustNo 3 Sub underwritingobligations $75,884.29 15,176,857 174,749,094
3/3/2014 Fuddy Pty Ltd atf PattisonSuperannuation Fund Sub underwritingobligations $60,707.43 12,141,486 186,890,580
Nov 2014 Share consolidation 4,672,264
10/5/2015 InverareyPtyLtd atf Kilchurn Trust Off market sale 600,000 4,672,264
10/5/2015 Ian Pattison atf AEP TestementaryTrustNo 3 Off market sale 600,000 4,672,264
7/7/2016 Inverarey Pty Ltd atf Kilchurn Trust Participation inrightsissue $25,000.00 100,000 4,772,264
7/7/2016 Ian Pattison and Katherine Forrest atfSylvanSuperannuation Fund Participation inrightsissue $57,325.75 229,303 5,001,567
7/7/2016 Ian Pattison atf AEP TestementaryTrustNo 3 Participation inrightsissue $120,000.00 480,000 5,481,567
7/7/2016 Fuddy Pty Ltd atf PattisonSUperannuation Fund Participation inrightsissue $30,000.00 120,000 5,601,567
7/7/2016 Beas Investments Pty Ltd Participation inrightsissue $68,500.00 274,000 5,875,567

Associates

Inverarey Pty Ltd Beas Investments Pty Ltd Ian Pattison and Katherine Forrest atf Sylvan Superannuation Fund Ian Pattison atf AEP Testementary Trust No 3 Fuddy Pty Ltd atf Pattison Superannuation Fund

Lvl 4, 349 Collins Street, Melbourne Lvl 4, 349 Collins Street, Melbourne Lvl 4, 349 Collins Street, Melbourne Lvl 4, 349 Collins Street, Melbourne Lvl 4, 349 Collins Street, Melbourne

Associated not previously included Associated not previously included Associated not previously included

Present relevant interests

Holder of relevant interestInverarey Pty Ltd atf KilchurnTrust Registeredholder ofsecuritiesInverarey Pty Ltd Person entitledto be registeredas holder (8)Inverarey Pty Ltd Nature ofrelevantinterest (6)Direct Class and number of securities2,731,632 Ordinary shares Person’s votes2,731,632
Inverarey Pty Ltd atf KilchurnTrust Chimaera Capital Limited Inverarey Pty Ltd Indirect 100,000 Ordinary Shares 100,000
Ian Pattison and KatherineForrest atf SylvanSuperannuation Fund Ian Pattison and KatherineForrest Ian Pattison and KatherineForrest atf SylvanSuperannuation Fund Indirect 854,977 Ordinary Shares 854,977
Ian Pattison and KatherineForrest atf SylvanSuperannuation Fund Chimaera Capital Limited Ian Pattison and KatherineForrest atf SylvanSuperannuation Fund Indirect 32,000 Ordinary Shares 32,000
Fuddy Pty Ltd atf PattisonSuperannuation Fund Fuddy Pty Ltd Fuddy Pty Ltd Indirect 499,421 Ordinary Shares 499,421
Ian Pattison atf AEPTestementaryTrustNo 3 Chimaera Capital Limited Ian Pattison Indirect 783,537 Ordinary Shares 783,537
BeasInvestmentsPtyLtd BeasInvestmentsPtyLtd BeasInvestmentsPtyLtd Indirect 728,000 Ordinary Shares 728,000
BeasInvestmentsPtyLtd Chimaera Captial Limited BeasInvestmentsPtyLtd Indirect 146,000 Ordinary Shares 146,000