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Immuron Ltd — Major Shareholding Notification 2016
Jul 14, 2016
35121_rns_2016-07-14_ccfc6a5f-9e3a-4c51-aa6a-50975afbe42b.pdf
Major Shareholding Notification
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604 page 1/2 15 July 2001
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme IMMURON LIMITED
ACN/ARSN 063 114 0451
1. Details of substantial holder (1)
Name INVERAREY PTY LTD and associates ACN/ARSN (if applicable) 133 176 566
There was a change in the interests of the substantial holder on 07 / 07 / 2016 The previous notice was given to the company on 23 / 10 / 2013 The previous notice was dated 23 / 10 / 2013
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person’s votes | Voting power(5) | Person’s votes | Voting power(5) | |
| FullyPaid Ordinary | 71,250,000 | 6.88% | 5,875,567 | 5.79% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date ofchange | Person whose relevantinterest changed | Nature ofchange (6) | Considerationgiven in relationto change (7) | Class andnumber ofsecurities affected | Person’s votesaffected |
|---|---|---|---|---|---|
| SeeAppendix |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder ofrelevantinterest | Registeredholder ofsecurities | Person entitledto be registeredas holder (8) | Nature ofrelevantinterest (6) | Class andnumber ofsecurities | Person’s votes |
|---|---|---|---|---|---|
| Seeannexure |
IMC ASIC Form604 July 2016 v2.doc
604 page 2/2 15 July 2001
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| See annexure | |
| - |
6. Addresses
The addresses of persons named in this form are as follows:
Signature
Name Address See annexure print name IAN PATTISON Capacity DIRECTOR sign here date 15/ 07 / 2016
Annexure A page 1/1
Annexure ‘A’
This is annexure A of 1 page referred to in the Form 604 Notice of change of interests of substantial holder signed by me and dated 4 March 2014.
| Date of Change | Person whose relevant interestchanged | Nature of Change | Considerationgiven in relationto change | Class andnumber ofsecuritiesDisposed of | Class andnumber ofsecuritiesAcquiredf | Total Voting Interestafter change |
|---|---|---|---|---|---|---|
| 29/10/2013 | InverareyPtyLtd atf Kilchurn Trust | On market sale | -$4,800.00 | - 600,000 | 69,750,000 | |
| 30/10/2013 | InverareyPtyLtd atf Kilchurn Trust | On market sale | -$5,712.00 | - 714,000 | 67,938,836 | |
| 1/11/2013 | InverareyPtyLtd atf Kilchurn Trust | On market sale | -$99.91 | - 12,489 | 66,526,489 | |
| 4/11/2013 | InverareyPtyLtd atf Kilchurn Trust | On market sale | -$1,600.00 | - 200,000 | 66,326,489 | |
| 8/11/2013 | InverareyPtyLtd atf Kilchurn Trust | On market sale | -$11,722.48 | - 1,412,347 | 66,314,000 | |
| 11/11/2013 | InverareyPtyLtd atf Kilchurn Trust | On market sale | -$22,277.32 | - 1,811,164 | 65,600,000 | |
| 12/11/2013 | InverareyPtyLtd atf Kilchurn Trust | On market sale | -$20,550.00 | - 1,500,000 | 65,000,000 | |
| 3/3/2014 | Inverarey Pty Ltd atf Kilchurn Trust | Participation inrightsissue | $233,750.00 | 46,750,000 | 111,750,000 | |
| 3/3/2014 | Ian Pattison and Katherine Forrest atfSylvanSuperannuation Fund | Participation inrightsissue | $11,458.34 | 2,291,667 | 114,041,667 | |
| 3/3/2014 | Inverarey Pty Ltdatf Kilchurn Trust | Sub underwritingobligations | $113,826.43 | 22,765,285 | 136,806,952 | |
| 3/3/2014 | Ian Pattison and Katherine Forrest atfSylvanSuperannuation Fund | Sub underwritingobligations | $113,826.43 | 22,765,285 | 159,572,237 | |
| 3/3/2014 | Ian Pattison atf AEP TestementaryTrustNo 3 | Sub underwritingobligations | $75,884.29 | 15,176,857 | 174,749,094 | |
| 3/3/2014 | Fuddy Pty Ltd atf PattisonSuperannuation Fund | Sub underwritingobligations | $60,707.43 | 12,141,486 | 186,890,580 | |
| Nov 2014 | Share consolidation | 4,672,264 | ||||
| 10/5/2015 | InverareyPtyLtd atf Kilchurn Trust | Off market sale | 600,000 | 4,672,264 | ||
| 10/5/2015 | Ian Pattison atf AEP TestementaryTrustNo 3 | Off market sale | 600,000 | 4,672,264 | ||
| 7/7/2016 | Inverarey Pty Ltd atf Kilchurn Trust | Participation inrightsissue | $25,000.00 | 100,000 | 4,772,264 | |
| 7/7/2016 | Ian Pattison and Katherine Forrest atfSylvanSuperannuation Fund | Participation inrightsissue | $57,325.75 | 229,303 | 5,001,567 | |
| 7/7/2016 | Ian Pattison atf AEP TestementaryTrustNo 3 | Participation inrightsissue | $120,000.00 | 480,000 | 5,481,567 | |
| 7/7/2016 | Fuddy Pty Ltd atf PattisonSUperannuation Fund | Participation inrightsissue | $30,000.00 | 120,000 | 5,601,567 | |
| 7/7/2016 | Beas Investments Pty Ltd | Participation inrightsissue | $68,500.00 | 274,000 | 5,875,567 |
Associates
Inverarey Pty Ltd Beas Investments Pty Ltd Ian Pattison and Katherine Forrest atf Sylvan Superannuation Fund Ian Pattison atf AEP Testementary Trust No 3 Fuddy Pty Ltd atf Pattison Superannuation Fund
Lvl 4, 349 Collins Street, Melbourne Lvl 4, 349 Collins Street, Melbourne Lvl 4, 349 Collins Street, Melbourne Lvl 4, 349 Collins Street, Melbourne Lvl 4, 349 Collins Street, Melbourne
Associated not previously included Associated not previously included Associated not previously included
Present relevant interests
| Holder of relevant interestInverarey Pty Ltd atf KilchurnTrust | Registeredholder ofsecuritiesInverarey Pty Ltd | Person entitledto be registeredas holder (8)Inverarey Pty Ltd | Nature ofrelevantinterest (6)Direct | Class and number of securities2,731,632 Ordinary shares | Person’s votes2,731,632 |
|---|---|---|---|---|---|
| Inverarey Pty Ltd atf KilchurnTrust | Chimaera Capital Limited | Inverarey Pty Ltd | Indirect | 100,000 Ordinary Shares | 100,000 |
| Ian Pattison and KatherineForrest atf SylvanSuperannuation Fund | Ian Pattison and KatherineForrest | Ian Pattison and KatherineForrest atf SylvanSuperannuation Fund | Indirect | 854,977 Ordinary Shares | 854,977 |
| Ian Pattison and KatherineForrest atf SylvanSuperannuation Fund | Chimaera Capital Limited | Ian Pattison and KatherineForrest atf SylvanSuperannuation Fund | Indirect | 32,000 Ordinary Shares | 32,000 |
| Fuddy Pty Ltd atf PattisonSuperannuation Fund | Fuddy Pty Ltd | Fuddy Pty Ltd | Indirect | 499,421 Ordinary Shares | 499,421 |
| Ian Pattison atf AEPTestementaryTrustNo 3 | Chimaera Capital Limited | Ian Pattison | Indirect | 783,537 Ordinary Shares | 783,537 |
| BeasInvestmentsPtyLtd | BeasInvestmentsPtyLtd | BeasInvestmentsPtyLtd | Indirect | 728,000 Ordinary Shares | 728,000 |
| BeasInvestmentsPtyLtd | Chimaera Captial Limited | BeasInvestmentsPtyLtd | Indirect | 146,000 Ordinary Shares | 146,000 |