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Immuron Ltd Regulatory Filings 2013
35121_rns_2013-05-13_e5b764c1-7e21-469f-8dc0-9cbc5fb263db.pdf
Regulatory Filings
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Our Ref: JED.JT.384735 Your Ref:
14 May 2013
Facsimile
| Number of pages (incl. this page): | |
|---|---|
| 1300 135 638 | Your Ref: |
| ASX. | |
Dear Sirs
Notice of initial substantial holder - Immuron Limited
Please find attached Form 603 Notice of initial substantial holder in respect of Immuron Limited (ACN 063 114 045).
Please contact Jen Tan on +61 8 8205 3395 or [email protected] should you have any queries.
Yours faithfully Piper Alderman
Per: ∠
James Dickson Partner
Lawyers
Adelaide - Sydney Melbourne - Brisbane
ABN 42 843 327 183
Level 16 70 Franklin Street Adelaide SA 5000
All correspondence to: GPO Box 65 Adelaide SA 5001
DX 102 Adelaide
$t$ +61 8 8205 3333 f +61 8 8205 3300
www.piperalderman.com.au
Partner: James Dickson t +61 8 8205 3444 [email protected]
Contact: Jen Tan Associate 1 +61 8 8205 3395
$\overline{\phantom{a}}$
603 page 1/2 15 July 2001
| 603 | page 1/2 | 15 July 2001 | ||
|---|---|---|---|---|
| Form 603 Corporations Act 2001 Section 671B |
||||
| Notice of initial substantial holder | ||||
| To Company Name/Scheme | Immuron Limited | |||
| ACN/ARSN | 063 114 045 | |||
| 1. Details of substantial holder (1) | ||||
| Name | Grandlodge Pty Ltd (ACN 056 187 467), Peter Anastasiou as trustee for the Anastasiou Super Fund, Kristine Anastasiou as trustee for the Anastasiou Super Fund, Grandlodge Thoroughbreds Pty Ltd (ACN 097 228 209) |
|||
| ACN/ARSN (if applicable) | ||||
| The holder became a substantial holder on | 3/5/2013 | |||
| 2. Details of voting power |
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) -------------- |
Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinarv shares | 168.326.929 | 168.326.929 | 16.56% |
| . | ---- |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest __ |
Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Refer to Annexure A | . | |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest _________ |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| lRefer to Annexure A | |||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | ||
|---|---|---|---|---|
| Cash | Non-cash | |||
| Grandlooge Pty Ltd | 3/5/2013 | 5304.880.79 | 101.626.929 | |
| Peter Anastasiou and Kristine Anastasiou as trustees for the 13/5/2013 Anastasiou Super Fund |
5200.100 | 66.700.000 |
$\overline{a}$
603 GUIDE page 1/1 13 March 2000
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows;
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| tefer to Annexure A | |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Grandlodge Ptv Ltd | Level 1, Suite 10, 248 Marcondah Highway, Chirnside Park, VIC 3116 |
| Grandlodge Thoroughbreds Pty Ltd | Level 1, Suite 10, 248 Marcondah Highway, Chimside Park, VIC 3116 |
| Peter Anastasion | Level 1, Suite 10, 246 Marcondah Highway, Chirnside Park, VIC 3116 |
| Kristine Anastasiou | Level 1, Suite 10, 248 Marcondah Highway, Chirnside Park, VIC 3116 |
$-2\sqrt{2}$
Signature
Director of Grandlodge Ply Ltd and Grandlodge Thoroughbrads Ply Ltd, and with
authority from other substantial holders listed in this term print name Peter Anastasion capacity $7 \frac{15}{2013}$ .
date sign har
÷.
ANNEXURE A
This is annexure "A" of 1 page referred to in Form 603 - Notice of Initial Substantial Holder
Company name:
ACN: Immuron Limited
063 114 045
Paragraph 3 - Details of relevant Interests
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Grandlodge Pty Ltd | Registered holder | 101,626,929 ordinary shares |
| Peter Anastasion | Registered holder and controller of Grandlodge Ply Ltd | 168,326,929 ordinary shares |
| Kristine Anastasiou | Registered holder and controls Grandlodge Pty Ltd as majority shareholder of Grandlodge Thoroughbreds Pty Ltd which holds more than 20% of Grandlodge Ptv Ltd |
168,326,929 ordinary shares |
| Grandlodge Thoroughbreds Ply Ltd | Holds more than 20% of Grandlodge Pty Ltd | 101,626,929 ordinary shares |
Paragraph 4 - Details of present registered holders
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder |
Class and number of securities |
|---|---|---|---|
| Grandfodge Pty Ltd | Grandlodge PIV Ltd | (Grandlodge Pty Ltd | 101.626,929 ordinary shares |
| Peter Anastasiou | Peter Anastasiou and Kristine Anastasiou as Itrustees for the Anastasion Super Fund |
Peter Anastasiou and Kristine Anastasiou as Itrustees for the Anastasiou Super Fund. |
66,700,000 ordinary shares |
| Kristine Anastasiou | Peter Anastasiou and Kristine Anastasiou as Itustees for the Anastasiou Super Fund |
Peter Anastasiou and Kristine Anastasiou as Itrustees for the Anastasiou Super Fund |
66,700,000 ordinary shares |
| Grandlodge Thoroughbreds Pty Ltd | Grandlodge Pty Ltd | Grandlodge Ptv Ltd | 101,626,929 ordinary shares |
Paragraph 6 - Associates Service
| Name and ACN/ARSN (if applicable). |
Associate | Nature of association |
|---|---|---|
| Grandfodge Pty Ltd (ACN 056 187 467) | Peter Anastasiou Kristine Anastasiou Grandlodge Thoroughbreas Pty Ltd |
Controller of Grandlodge Pty Ltd Acting in concert Acting in concert |
| Peter Anastasiou | Kristinė Anastasiou Grandlorige Pty Ltd Grandlodge Thoroughbreds Pty Ltd |
Acting in concert |
| Kristine Anastasiou | Peter Anastasion Grandlodge Pty Ltd Grandlodge Thoroughbreds Pty Ltd |
Acting in concert |
| Grandlodge Thoroughbreds Pty Ltd (ACN 097-228-209) |
Peter Anastasiou Kristine Anastasiou Grandlodge Pty Ltd |
Controller of Grandlodge Thoroughbreds Pty Ltd Majority shareholder of Grandlodge Thoroughbreds Pty Ltd Acting in concert |
.
Provinski ka Peter Anastasion
Director of Grandlodge Pty Ltd and Grandlodge Thoroughbreds Pty Ltd.
and with authority from ether substantial holders listed in this form
$\frac{7}{2}$ , 105/2013