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Immuron Ltd — Regulatory Filings 2013
Jul 7, 2013
35121_rns_2013-07-07_7f6edd36-3c0d-45cb-ac9d-54d1ef5049ed.pdf
Regulatory Filings
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Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | Immuron Ltd | ||||
|---|---|---|---|---|---|
| ACN/ARSN | 063 114 045 --------------------------------- |
--------------------------------------- | |||
| $\pm$ Dotaile of subotantial halday ${A}$ |
1. Details of substantial holder (1)
| Name | David Plush and Texas Woods Pty Ltd (ACN 050 463 299) | ||||||
|---|---|---|---|---|---|---|---|
| ACN/ARSN (if applicable) | ------------------------- |
The holder became a substantial holder on $3/5/2013$
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary Shares | 146,576,329 | 146.576.329 | 14.42% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest ____ |
Nature of relevant interest (7) |
Class and number of securities . . |
|---|---|---|
| Refer Annexure to. - А -------------------------------------- _________ |
--------------------------------------- | . |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant | Registered holder of | Person entitled to be | Class and number of securities |
|---|---|---|---|
| interest | securities | registered as holder (8) | |
| Refer to Annexure A |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|---|---|---|---|
| Cash | Non-cash | ||
| Grandlodge P/L | 3/5/2013 | \$304,880.79 | 101,626,929 |
| David Plush as trustee for the Plush Super Fund |
3/5/2013 | \$100,089.00 | 33,363,000 |
| Texas Woods P/L | 20/06/13 | \$22,621.60 | 5,655,400 |
| Texas Woods P/L | 21/06/13 | \$15,283.60 | 3,800,000 |
| Texas Woods P/L | 24/06/13 | \$6,358.78 | 1,581,000 |
| Texas Woods P/L | 26/06/13 | \$40.22 | 10,000 |
| Texas Woods P/L | 27/06/13 | \$965.28 | 240,000 |
| Texas Woods P/L | 28/06/13 | \$1,206.60 | 300,000 |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | _________ Nature of association |
|---|---|
| Refer to Annexure A | |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Texas Woods Pty Ltd | Level 1, Suite 10, 248 Maroondah Highway, Chirnside Park VIC 3116 |
| David Plush 34 Charteris Drive, Ivanhoe East VIC 3079 |
Signature
| print name |
David Plush | capacity | Holder and director of Texas Woods Pty Ltd |
|---|---|---|---|
| sign here | Rommer Hammer | date | 05/07/2013 |
ANEXURE A
This is annexure "A" of page 1 referred to in Form 603 - Notice of Initial Substantial Holder
Company name: Immuron Limited ACN: 063 114 045
Paragraph 3 - Details of relevant interests
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| David Plush | Registered holder and controller of Texas Woods Pty Ltd which holds more than 20% of Grandlodge Pty Ltd |
$146, 576, 329$ ordinary shares |
| Texas Woods Pty Ltd | Holds more than 20% of Grandlodge Pty Ltd | $101,626,929$ ordinary shares |
Paragraph 4 - Details of present registered holders
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Class and number of securities |
|---|---|---|---|
| David Plush | David Plush as trustee for the Plush Super Fund Grandlodge Pty Ltd |
David Plush as trustee for the Plush Super Fund Grandlodge Pty Ltd |
146,576,329 ordinary shares |
| Texas Woods Pty Ltd | Grandlodge Pty Ltd | Grandlodge Pty Ltd | 101,626,929 ordinary shares |
Paragraph $6$ - Associates
| Name and CAN/ARSN (if applicable) |
Associate | Name of Association |
|---|---|---|
| Texas Woods Pty Ltd | David Plush | Controller of Texas Woods Pty Ltd |
| David Plush | Texas Woods Pty Ltd | Acting in concert |
mm Dumme . . . . . . . . . . . . . . . . . .
David Plush
Holder and director of Texas Woods Pty Ltd
05/07/2013